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Update: Perfect Restitution is Impossible; An Unreachable Goal.

Update: Libertarian Answer Man: On Restitution going Beyond Two Teeth for a Tooth

Mises post; archived comments below.

The “two teeth for a tooth” view of punishment is espoused by Murray Rothbard (see “Punishment and Proportionality,” in Ethics of Liberty) and Walter Block (see Toward a Libertarian Theory of Guilt and Punishment for the Crime of Statism and Radical Libertarianism: Applying Libertarian Principles to Dealing with the Unjust Government, Parts I & II). Walter received a email recently from a Ukrainian software developer, Vladislav Gluhovsky, with a critique of this idea and some related thoughts. Mr. Gluhovsky was unable to prepare a more fleshed out version of his idea, but consented to my posting an edited version of it, which appears below:

Compensation Ratio

I’d like to offer for your consideration my critique of “two teeth for a tooth + scaring + expences” justice concept. The problem is that if the crime detection ratio is less than 50%, then a compensation ratio of 2:1 does not provide sufficient restitution for the victim. Additionally, if scaring and expenses are negligible, then this law would not discourage crime.

From the victim’s point of view:

Suppose one in every 36 thiefs gets caught after he commits a crime. When I play a roulette, I bet a dollar on a certain number, and if I win I get 36 bucks. That’s how every insurance agency work, and that’s both fair and economically sound. Now a thief forced me to play the same game with my wallet, but if I win I only get double, instead of 36:1. That’s unfair! I don’t see any justice here, especially since I did not volunteer to play this stupid game in the first place.
Or, let me put it another way. Suppose I lost my wallet, and for some reason I am desperate to get my wallet now (e.g. I am poor and hungry). It seems to me that the compensation ratio should be such that I could immediately sell my title to the future compensation at the price of stolen stuff, rather than wait until the thief is caught (possibly forever). Insurance companies would buy the title only if the compensation ratio exceeds the crime detection ratio–and so be it! Justice requires the victim be compensated in full, at the expense of the criminal, regardless of the price. The victim should not suffer even the slightest loss.

From the thief’s point of view:

Suppose that on average only one in every ten attempts fail. If a thief is caught, then he only pays double and walks away (scaring and expenses are negligible). Would it not be a lucrative business?

Scaring and expenses could be negligible in the following cases:

Scaring: if a thief is small and weak (e.g. a little girl), or if a she steals only when the owner is absent.

Expenses: if a thief is caught on the spot, or his ex-girlfriend reported on him later.

Natural Law argument:

Suppose I am a farmer in a free country, and every other night somebody steals a chicken from me. After I had lost ten chickens, I catch the thief, then assemble my neighbours to decide what to do.

I say: “The thief should pay me for ten chickens plus expenses.”

The thief says: “Wait a minute! I only stole one chicken, you have no proof that I stole the others!”

My neighbours say: “We don’t care if you stole one, or two, or ten. You should not steal at all! Someone has to compensate the farm owner, and it will be you, since you are guilty of theft.”

I don’t think anything less would satisfy the farmers here. Who would disagree with their judgement? Perhaps, criminals and some sophisticated scholars. If the law would contradict the common perception of justice, it would not be sustainable–people would simply take the law in their own hands–which is exactly what happens now in similar cases in most countries. But in a libertarian society a law could not be imposed on people against their will, and nobody would support a law that makes theft profitable.

Suggested solution:

If the criminal is likely to get away, then the compensation ratio should exceed the crime detection ratio.

archived comments:

Comments (48)

  • Andras
  • I think you forget the risk of being shot while attempting to commit a crime – that would kill the “lucrative business” theory. In a free society ruled by the rules of just conduct (Nomos law) the law would allow the protection of property. But of course we can’t make a law, the law is not a product of human design, it is a product of human action. Humans design privileges and commands and then they call that “law”. Anyway it is hard to imagine that one should pay for crimes committed by others. This scenario ignores the fact that losses are a reality with or without crime and that never recovered loses would be more efficient for the development of the society than punishing someone for crimes he never committed (even if he is a criminal). Justice doesn’t mean 100% restitution. Law doesn’t serve any purpose but countless different purposes of different individuals.Human action doesn’t produce laws which will made crime impossible it produce laws which made the order of events more predictable so that countless individuals can efficiently live their everyday life’s in a spontaneous order (society).And one more thing, if person “A” has 10 chickens and person “B” has 10 chickens and person “A” made a fence and person “B” don’t and a thief stole 5 chickens from “B” (because it is easier) and 1 chicken from “A” (because “A’s” investment in protection) does it mean that the thief is more responsible for his crime of 5 stolen chicken from “B” than for the 1 stolen chicken from “A”?

    Because in this theory of “two teeth for a tooth” the thief should pay 10 chickens for “B” and 2 chickens for “A” so the less responsible owner who doesn’t invest anything in the protection of his property would gain much more from the deal than “A” would.

    And if this is not enough, what about the fact that according to this theory the thief is less responsible for his crime for stealing from “A” (he owes him only 2 chickens (2:1)) than for stealing from “B” (he owes him 10 chickens (2:1)) not because his intentions was different (or his crime less) but because his options was more limited by the actions of higher responsibility of “A” (and his investment in property protection).

    Unfortunately crime cannot be erased it can be only minimized to levels acceptable by public opinion to levels where efficient social cooperation and economic exchange is possible.

    Getting hurt is a reality of life, getting hurt so much that we cannot recover that we cannot regenerate is the point we should be concerned with. And of course when we found the source of the negative impact then we should be able to minimize it and if possible to force it to pay for the loses he is responsible for, never more than that. Law is not an insurance.

  • Published: June 6, 2009 4:45 PM

  • Matthew
  • The way I’ve come to view restitution is as follows, in case anyone finds it interesting:If C (criminal) damages V (victim), the restitution to be paid is the exact amount such that if V could rewind time and choose whether to relive being victimized and repaid, or to instead bypass that fate, then it would be an ambiguous decision for V because the two destinies would be equally advantageous. Any less repayment would not make V whole, and any more would qualify as revenge rather than justice. How to calculate said amount is another matter.
  • Published: June 6, 2009 5:12 PM

  • Andras
  • How can you “rewind time”? You simply can’t know what would be the state of your property in this concurrent situations, you can just have some expectations. If I have $100 and someone steal it from me and 2 weeks later I get the thief, I just can’t know how much I would made from that $100 if it was in my possession during that time. I could make $5 using it or I could lose $15 or whatever of the countless possibilities could happened. All I know as a fact that I was deprived of $100 at a particular moment, nothing more. So I can ask for my $100 and for some other compensation for the lost opportunity, but it is impossible to determine that additional compensation in a just way. If I get back my $100, I am recovered and I can go further from that point, any other scenario is a political and not an economic way to make income.I want to get back the stolen property from the thief but I don’t want additionally to stole any property from the thief not directly and not indirectly by hiding behind the “law”. Of course after I get back my $100 I would like to see one more thing, namely I would like to see the minimization of a possibility of an event of another theft (by this thief) so I would like to see him to pay the cost of the actions of the institutions of the society required to made possible to me to get back my $100. Because enforcing the law isn’t free and I would like to see that this thief pay that additional cost and not me and not the other taxpayers. That would be a rule of just conduct and probably this kind of rules will be a product of human action in a spontaneous order.
  • Published: June 6, 2009 5:40 PM

  • Stephan Kinsella
  • Matthew, “If C (criminal) damages V (victim), the restitution to be paid is the exact amount such that if V could rewind time and choose whether to relive being victimized and repaid, or to instead bypass that fate, then it would be an ambiguous decision for V because the two destinies would be equally advantageous. Any less repayment would not make V whole, and any more would qualify as revenge rather than justice. How to calculate said amount is another matter.”I agree with you to some extent in your criticism of restitution. This is discussed here on the forum: esp. my comments: herehereherehere.
  • Published: June 6, 2009 6:01 PM

  • Alex
  • If the criminal claims to only have stolen one of the ten chickens, why not put the burden of catching the other thief(ves) on him? If he’s telling the truth, it’ll certainly be a possible task. He puts up the money for all 10, and gets it back when he finds the rest. This option may often be unprofitable, but at least it’s something.
  • Published: June 6, 2009 6:19 PM

  • AJ
  • So just compensation for a crime should be a function of how good is your police force? i.e. how good they are in capturing criminals?
  • Published: June 6, 2009 7:02 PM

  • RWW
  • The whole notion that there can be an objectively “correct” or “just” amount of compensation for a crime flies in the face of subjective value theory and smacks of utilitarianism.
  • Published: June 6, 2009 7:13 PM

  • John Boyle
  • Try this idea: Crimes are implicit acceptances of contracts to give restitution and/or to be punished.These contracts can specify any kind of restitution/punishment whatsoever. (One is free to write any contract one desires.)However, in the absence of an explicit statement of the contract that specifies the punishment (e.g. a sign that says “Anyone who falsely activates the fire alarm will be charged $500”; these exist already), we have to figure out some kind of default. This must be governed by social norms and considerations of “reasonability”–e.g. it would be reasonable to demand that the thief give you at least your property back, but demanding ten times that would probably be excessive.But if you lived in a society where the restitution specified for most thefts was 10x the value of the property stolen, then it would be reasonable to demand 10x back from any thief, even if you didn’t put up a sign explicitly saying so. The thief could be expected to know that the punishment was 10x the crime, and therefore his stealing your property was an implicit agreement to pay up.

    Thus, the farmer who knows he has only a tiny chance of detecting a thief is free to put up a sign declaring that he will SHOOT anyone he catches stealing a single egg. As long as the thief can be reasonably expected to have seen and understood the sign when he commits the crime, the farmer would have the right to enforce the rule and shoot the thief.

    Hotels frequently set rules of this sort for their customers. They assemble a list of offenses and their associated punishments. Sometimes they require their customers to sign a contract saying they agree to submit to these punishments if they commit the associated offenses; sometimes they post this list in a prominent place and expect customers to read it (or to deal with the consequences of not reading it). Companies, landlords, and universities likewise require employees, tenants, and students to sign similar contracts when they enter a relationship.

    The severity of these punishments does not need to be at all related to the severity of the offenses. A hotel could charge a $1000 fine for stealing a towel. As long as the customers signed a contract agreeing to submit to this extreme punishment, they would be bound to submit to it and the hotel would have the right to enforce it. However, in the absence of an explicit contract that the customer-thief actually read and signed, the thief could reasonably protest that he could not be expected to expect a ridiculous punishment like that, and therefore his stealing the towel did not constitute implicit agreement to submit to it. In that case, the hotel would not have the right to charge him $1000.

    One can only put implicit contract-agreements on one’s own property. I can declare (with a neon green sign) that anyone who enters my house agrees to pay me $10,000. But I can’t declare that, by stepping into your own house, you agree to pay me $10,000.

    Note that this system tends to encourage standardization of law. If I want to specify an abnormally large punishment for a violation of my property, then I have to go to the trouble of making it clear to the world–with an impossible-to-miss sign, or a paper contract that the violator read and signed. Otherwise, I cannot claim that the violator could reasonably be expected to know the punishment and that therefore his violation constituted agreement to the punishment. But if I am content with the social norm, the punishment that the thief can be expected to expect without my talking to him at all, then I don’t need to talk to him at all in order to have the right to inflict that punishment.

    And a very easy default punishment could be, “Either settle with me here and agree to the punishment I want to inflict, or come to trial at a well-respected local court of law and submit to their sentence.” That is likely what a society would evolve towards.

  • Published: June 6, 2009 7:18 PM

  • RWW
  • You can’t enter a contract implicitly.
  • Published: June 6, 2009 7:19 PM

  • Alexander S. Peak
  • “If the criminal is likely to get away, then the compensation ratio should exceed the crime detection ratio.”Some thoughts about this solution:(1) The crime detection ratio is bound to fluctuate. Should the debt to the criminal fluctuate so arbitrarily? Not to defend crime, but criminals do have rights, and these include the right to not undergo undue harm. We would not execute a man for stealing a stick of gum because such a punishment would be in no just proportion to the crime. We have to make sure we are not violating the rights of the criminal in the process of restoring to the victim her prior state, and for this reason I have to be sceptical of a compensation ratio that can fluctuate so arbitrarily.(2) Won’t the crime detection ratio be different for each private protection agency (PPA)? Which agency’s detection ratio do we use–the most successful agency’s or the least successful agency’s? Or, does each company charge the criminal based upon its own crime detection rate? If this last option be the one taken, will not this regime eliminate the need for efficiency? After all, if the PPA I run becomes 50% less efficient over the next fiscal year, all we have to do is increase the charge we present to the criminals we do catch by 100%.

    (3) The crime detection rate is bound to differ from town to town, county to county, commonwealth to commonwealth. (I am using the term commonwealth since I doubt we’ll be calling them “states” if we ever achieve a stateless society.) So, when dealing with the debt of the criminal Jones, do we base this simply on the crime detection rate of the local town, of the whole county, or of the whole commonwealth or world?

    Again, it is important to me that “justice” be not arbitrary, so how do we find a non-arbitrary solution?

    (4) When the author says that the thief who stole one chicken should be punished for the theft of the other nine chickens as well, I outright disagree. A person is innocent until proven guilty beyond a reasonable doubt, and a reasonable doubt certainly exists in that instance. If the community forces the thief to pay ten chickens to the farmer, then that community is nothing less than a mob.

    Andras writes, “Because in this theory of ‘two teeth for a tooth’ the thief should pay 10 chickens for ‘B’ and 2 chickens for ‘A’ so the less responsible owner who doesn’t invest anything in the protection of his property would gain much more from the deal than ‘A’ would.”

    Although I had supported “two-teeth-for-a-tooth + capture-and-arbitration-expenses” for two or two-and-a-half years, I now support “one-tooth-for-a-tooth + capture-and-arbitration-expenses + interest-for-time-preference-loss.”

    But either way, the possibility of economic loss in the event that the chicken-thief not caught will be enough to encourage the chicken farmers to invest in fences.

    Beyond that, I would say that the opinion that B was less responsible than A is subjective.

    Regards,
    Alex Peak

  • Published: June 6, 2009 7:21 PM

  • Andras
  • “Beyond that, I would say that the opinion that B was less responsible than A is subjective.”I may use a wrong word here, it is not less responsible in a formal way but maybe a little more naive if someone thinks that no effort is needed to protect property. Anyway there is some level of responsibility here because if I did not take care of my property by taking steps in order to decrease a possibility for theft, I would call myself less responsible in a subjective way but still.
  • Published: June 6, 2009 7:58 PM

  • Alexander S. Peak
  • Dear Andras,To be clear, I do not disagree with you that it is irresponsible. My subjective opinion on the matter is in agreement with yours.Regards,
    Alex Peak
  • Published: June 6, 2009 8:14 PM

  • David C
  • Another solution would be to multiply the compensation ratio every time the criminal is caught. For example, the first time he’d could pay 110%, the second 120%, the third 140%. Light punishment at first, but in this example 100% + 2^32 * 10% = over 40 billion percent after 32 tries. Thru measurement a formula could be devised to create optimal justice. The formula could take into account time since the last crime, how transient the criminal is, the estimated loss amount, similar crimes in the area not compensated for, and the number of thefts, and so on.One more thing. People are imperfect, and bad things happen. I think it would be a mistake to make the goal of justice to have perfect compensation, the goal of justice should be to make sure bad choices are contained. Unfair losses could and should be managed in other ways.
  • Published: June 6, 2009 8:52 PM

  • Nathan
  • The victim should suffer some loss. This seems harsh, but it is the only way to encourage people to pursue methods to protect themselves and prevent crimes.Price of good + time preference makes some sense to me. Including arbitration expenses makes slightly less sense. It would be impossible to distinguish high arbitration rates for revenge payment.In this system the majority or crimes may still not be punished so the owners still have a great incentive to protect themselves.
  • Published: June 6, 2009 8:59 PM

  • John Boyle
  • You can’t enter contracts implicitly? Oh, really?
    “By clicking Install, you agree to our End-User License Agreement.”
    “By opening this seal you are agreeing to the terms below.”
    “By establishing an account and logging in, you agree to the terms of our privacy policy.”These things are frequently printed on products and software nowadays. I think these are legal ways to establish binding contracts, little different from “By signing your name here, you agree to all of the above.” And if they work, then why not something like this:
    “By stealing any product from this store, you agree to pay the manager a fine of three times the price of the product.”It seems to me that the only issue is making the implicit punishment-contract clear to potential property violators, so they can be expected to know the consequences of their actions before they perform them. This is an implementation problem, not a fundamental problem, and I already addressed it.
  • Published: June 6, 2009 9:15 PM

  • Stephan KinsellaAuthor Profile Page
  • David C:”Another solution would be to multiply the compensation ratio every time the criminal is caught. For example, the first time he’d could pay 110%, the second 120%, the third 140%.”What gets me about all these restitution arguments is the assumption the deadbeat, high time preference, ignorant and illiterate, criminal gatset are supposed to earn $100 much less thousands or millions.
  • Published: June 6, 2009 9:53 PM

  • RWW
  • The victim should suffer some loss. This seems harsh, but it is the only way to encourage people to pursue methods to protect themselves and prevent crimes.You’re on the right track, but here’s the full story: a victim whose attacker cannot be located has no one from whom he may rightly claim restitution (other than some sort of insurance, of course). The risk of becoming the victim of a crime whose perpetrator is never found is the proper source of the incentive you are referring to.These things are frequently printed on products and software nowadays. I think these are legal ways to establish binding contracts…“Legal” is not synonymous with “legitimate.”
  • Published: June 7, 2009 12:13 AM

  • Gil
  • “The whole notion that there can be an objectively ‘correct’ or ‘just’ amount of compensation for a crime flies in the face of subjective value theory and smacks of utilitarianism.” – RWWBlammo!! RWW hits the nail on the head. Since we’re presuming an anarcho-Libertarian scenario then two steps come to mind:1. The private property owner has the right to defend his/her property with deadly force if need be.2. What the criminal has to pay is determined by the victim(s) not a third party.

    There’s no universal law that that says “an eye for an eye” (unless you believe in the ‘Law of Moses’ I s’pose) or “two eyes for an eye”. If villagers track a chicken thief down and hang him – how exactly have they acted unjust? It’s their loss hence their choice of punishment. Chances are people will choose less severe punishments when the crime is minor and/or the effects are minor. A poor village hangs thieves because they can’t afford loss as they’re living at a bare subsistence level. A rich town may be more lenient as they can afford some loss in a way they may be less desperate to seek a harsh punishment and may go for “an eye for an eye”. Besides why just ‘restitution’, why not ‘punishment’ for the times when a criminal has no means to repay (e.g. public flogging)?

  • Published: June 7, 2009 12:15 AM

  • P.M.Lawrence
  • Gil wrote ‘There’s no universal law that that says “an eye for an eye” (unless you believe in the ‘Law of Moses’ I s’pose) or “two eyes for an eye”‘.Actually, there sort of is. People have done computer simulations to test out strategies for repeated Prisoner’s Dilemma situations, and the best one they found was “tit for tat” – assume good faith, and if it’s missing, retaliate just once on the same scale then revert to the other form. As an empirical law, it appears from testing to work.
  • Published: June 7, 2009 12:39 AM

  • J.R.
  • Hi John Boyle,””By stealing any product from this store, you agree to pay the manager a fine of three times the price of the product.””Are you suggesting enforcement of a contract to steal?For example, Austrians associated with the Mises Institute think fractional reserve banking is per se illegitimate because FRB is incompatible with property rights. In much the same way that a contract for murder or a contract to sell a square circle (there is no such thing) are unenforceable because the are incompatible with property rights, so to is FRB.

    How would a contract to steal be compatible with property rights?

    Thanks, J.R.

  • Published: June 7, 2009 1:20 AM

  • scott t
  • i guess until some vast moral edifying takes place some types of theft or property conflicts will occur. i am not sure if they are overall increasing or decreasing.
    the state has played favorites in this area.
    if say a plow was stolen from a farmer denying him of his livleyhood and plow thief was located , is the farmer made better by getting his plow back only or getting his plow back plus the punishment of plow thief.
    i wouldnt say that a plow theif automatically will go after more plows.
    maybe an emphasis on location and retreival of stolen goods ( booby trapping plows or in todays world rf and other devices are bringing that cost down) with punishment and force-defences for more vital items such as ones personal life.
  • Published: June 7, 2009 1:29 AM

  • Alexander S. Peak
  • Mr. David C,Are we to become central planners, then?Mr. Nathan,You write, “The victim should suffer some loss. This seems harsh, but it is the only way to encourage people to pursue methods to protect themselves and prevent crimes.”

    I think you assume too much. Clearly, even under a regime that aims to restore total restitution to victims, there will always be those victims who unfortunate do not receive restition as their aggressors are never caught. This fact alone will provide enough “encourage[ment]” for people to “pursue methods to protect themselves.” We need not look for further contrivances, and we certainly should never surrender the view that full restitution is the goal of any legitimate justice system even if you subjectively believe that more “encourage[ment]” is needed than such a justice system would provide. (I see RWW has expressed the same sentiment.)

    I’d like to take the opportunity to encourage everyone to check out Rothbard’s anti-Coasean view on pollution and his rejection that the free-rider effect is actually a problem in a free market setting. Although these may not seem immediately relevant, I believe they are.

    Mr. Boyle,

    You write, “And if they work, then why not something like this: ‘By stealing any product from this store, you agree to pay the manager a fine of three times the price of the product.'”

    I have to wonder (1) why any store would say “three times” when it could say “thirty times” or “three quadrillion times” and (2) whether this “contract” would jive with the title-transfer theory. After all, the title to the property remains in the hands of the store. At no point is the title transferred to the criminal.

    This isn’t to say I disagree with you that the criminal obliges himself, via the act of aggression, to pay restitution to his victim (preferably in the immediate return of the stolen item).

    Mr. Gil writes, “1. The private property owner has the right to defend his/her property with deadly force if need be.”

    I disagree, partially. Since I do not believe execution is an appropriate punishment for the theft of gum, I also cannot say that it is ever just to shoot someone in the head as she flees with my piece of gum.

    But, more broadly, I do not consider execution an appropriate punishment for any theft, no matter how grand. Thus, to shoot at a thief’s head as she flees is an act of aggression far more excessive than the theft itself, and ought to be considered illegal in a stateless society.

    I believe you have the right to use arms to stop a thief, but only so long as you’re aiming for e.g. the thief’s leg and so long as you do not accidentally kill the thief in the process.

    “2. What the criminal has to pay is determined by the victim(s) not a third party.”

    When two parties are in dispute, they take their dispute to an arbitor who is, by definition, a third party.

    “There’s no universal law that that says ‘an eye for an eye’ (unless you believe in the ‘Law of Moses’ I s’pose) or ‘two eyes for an eye’. If villagers track a chicken thief down and hang him – how exactly have they acted unjust?”

    By violating the natural law you seem to care so little for. I cannot help but to think that your system would create choas and mob-tyranny instead of anarchy. It is precisely chaos I wish to avoid.

    Regards,
    Alex Peak

  • Published: June 7, 2009 2:19 AM

  • Thinker
  • Since people value present goods over future goods, any theft results in loss for the victim. Furthermore, Gil is right in saying that the victim should determine the amount of restitution/punishment. Only the victim is capable of judging the loss incurred by a theft, and so may freely demand more than was stolen (to not do so would be a gift to the thief) and inflict punishment to satisfy a potential desire for vengeance, which, having been brought about by a theft, would not have occurred had the thief respected the victim’s property rights in the first place and therefore falls upon his shoulders.
  • Published: June 7, 2009 2:20 AM

  • Gil
  • Also the victim gets to choose the restitution/punishment as they are supposed to be the sovereign owner of their property. If any one could overrule the private victim then they’d have to be some sort of ‘higher power’, i.e. some sort of ‘statist’ entity.
  • Published: June 7, 2009 2:40 AM

  • Andras
  • “2. What the criminal has to pay is determined by the victim(s) not a third party.”In exchange (from this point of view) we are dealing with prices not with values (exactly because the fact that values are subjective), even if the value of the restitution seams less to the victim than the value of the property stolen from him.As I said before, the law is not here to make a 100% restitution (nor in value nor in price) even if sometimes it would be the case, it is here to “heal” the victim not to make him the same as it was before the theft. In the case of a theft we have many victims, the main victim (the owner of property), and all the other members of the society (because of the social cooperation, economic exchange). Additionally to this the action of catch (or to try to catch) the thief also has a considerable cost so it is also a lost in some way to the members of the spontaneous order society. So there is no way to undo a crime the closest thing we can do is to heal the victims, to minimize the negative consequences. Everyone who are looking for a 100% restitution missing the point of the law.Of course nobody should kill someone because of theft, but this is a very complex matter. First if someone steal a gum from me, I may suffer some loss but that loss isn’t critical for my future life so it isn’t critical to anyone. If I kill the thief I should be on trial as a murderer and public opinion will be against me (probably). But if someone try to steal a portion of my property big enough to make my survival chances critical I think the situation will be considerably different (I don’t say that I should shot the thief even then, but if I do public opinion may be on my side) in any case a thief will be in risk to try to steal from me.

    People can steal for many different reasons (non of them are acceptable but that doesn’t mean the law should treat all theft the same). Someone can steal a meal because he was hungry and he wasn’t able to solve the problem of hunger any different way. Someone other will steal (repeatedly) because he want to acquire wealth by criminal action.

    So a theft for survival is different than a repeated theft for property acquisition.

    A theft out of desperation isn’t the same as predatory theft. So if someone shot a predator while the predator attacks him or his property he isn’t a murderer and this isn’t only my opinion this is public opinion. It is important to know that law isn’t the sole thing we need here, we also need judges, law can only deal with abstractions to be able to use the law in a just way we need judges.

  • Published: June 7, 2009 5:17 AM

  • Vlad
  • Alexander S. Peak“If the community forces the thief to pay ten chickens to the farmer, then that community is nothing less than a mob.”I’d like to remind you, that “mob justice” only happens in those places, where nothing else could be done to prevent crime. Therefore, it is also in the interest of the caught criminals that the victims feel satisfied, otherwise the criminals might be in trouble.Suppose, in a certain town community decided, that compensation ratio for theft should be 50:1, because the thiefs are likely to get away, and they want to discourage theft. They put signs everywhere with warnings to the thiefs. This becomes a law in this city. When a thief is caught, the victim could claim any compensation, but a thief might appeal to the people who resolve disputes in this village, and they will not uphold any demand exceeding 50:1 ratio. In this case, I don’t see who can overrule the verdict, and how this community could be even compared with a mob.
  • Published: June 7, 2009 5:24 AM

  • Vlad
  • Alexander S. Peak“If the community forces the thief to pay ten chickens to the farmer, then that community is nothing less than a mob.”I’d like to remind you, that “mob justice” only happens in those places, where nothing else could be done to prevent crime. Therefore, it is also in the interest of the caught criminals that the victims feel satisfied, otherwise the criminals might be in trouble.Suppose, in a certain town community decided, that compensation ratio for theft should be 50:1, because the thiefs are likely to get away, and they want to discourage theft. They put signs everywhere with warnings to the thiefs. This becomes a law in this city. When a thief is caught, the victim could claim any compensation, but a thief might appeal to the people who resolve disputes in this village, and they will not uphold any demand exceeding 50:1 ratio. In this case, I don’t see who can overrule the verdict, and how this community could be even compared with a mob.
  • Published: June 7, 2009 5:25 AM

  • Andras
  • Wealth is exchange. So the real question is to what extent the theft affects the current order of economic exchange. Law is considered exactly with that. Let say I am a bus owner/driver. If someone steal my bus, two things happen first I will be unable to get income by transport other people to their work, they wouldn’t be able to get to the work the same way they usually do so they will most probably be late to work… the whole chain of exchange will be affected. Now should the thief give me two buses? Or… the matter at hand is much more complicated?
  • Published: June 7, 2009 5:32 AM

  • Andras
  • Vlad: “Suppose, in a certain town community decided, that compensation ratio for theft should be 50:1…”That isn’t a law, once again law is a product of human action and NOT a product a human design. If someone “decide” if someone’s will become a “law” then it isn’t a law (nomos) in a sense of a free society it is a privilege/command. It doesn’t matter if this “decider” is one person or a majority of some community or even if there is unanimity for that matter, it won’t be a law it will be a crime instead, so I would agree with Alexander it would made a mob out of that community. One more thing, because this will be also based on public opinion I must add that public opinion can be manipulated for a short period of time that is why it should be use only to “interpret” the law but not to make the law. Public opinion however is essential in the process of “growing” the law (to adapting the set of rules to the reality) in a long time – while considerable manipulation is difficult if not impossible – as a product of human action.Legislation is for the law of a designed organization not for the laws of a spontaneous order society, the fact that we crossed this line a long time ago is the reason why our society is in great trouble.
  • Published: June 7, 2009 6:22 AM

  • Andras
  • Vlad: “Suppose, in a certain town community decided, that compensation ratio for theft should be 50:1…”That isn’t a law, once again law is a product of human action and NOT a product a human design. If someone “decide” if someone’s will become a “law” then it isn’t a law (nomos) in a sense of a free society it is a privilege/command. It doesn’t matter if this “decider” is one person or a majority of some community or even if there is unanimity for that matter, it won’t be a law it will be a crime instead, so I would agree with Alexander it would made a mob out of that community. One more thing, because this will be also based on public opinion I must add that public opinion can be manipulated for a short period of time that is why it should be use only to “interpret” the law but not to make the law. Public opinion however is essential in the process of “growing” the law (to adapting the set of rules to the reality) in a long time – while considerable manipulation is difficult if not impossible – as a product of human action.Legislation is for the law of a designed organization not for the laws of a spontaneous order society, the fact that we crossed this line a long time ago is the reason why our society is in great trouble. Of course because law is dealing with abstractions it can’t tell you what to do it only can tell you what not to do. If it tells you what to do it isn’t a law it is a privilege/command wrapped in a wrong cloth.
  • Published: June 7, 2009 6:23 AM

  • Vlad
  • Andras: I did not understand who should decide, if even unanimity of the whole community does not matter? The time, when God would present the Stone Tablets of Law, is gone.
  • Published: June 7, 2009 8:42 AM

  • Andras
  • Vlad:There was no such time ever. Law is a product of human action it was present in a society (community) long before it is articulated and formally written down. The first written law wasn’t a product of human design or divine design for that matter, the long before existed law just was written down the first time. Human action in a society is ruled by the rules of just conduct (we call that a law) and many generations of trial and error and accepted principles made it possible. It is a spontaneous process many times changed deliberately but not designed for any particular purpose.The most important thing to remember that any “new” law must conform to the principles and spirit of the body of existing law. A community which are capable to “breed” your “50:1” law would need such a self destructive body of existing laws that it won’t be actually able to sustain itself, to exist. Judges and lawyers made better laws from existing laws, they don’t made new laws out of nothing… at least in a free society then don’t do that. The law are not someone’s will, it is a product of human action and every new set of rules any new law must respect the spirit of the existing body of laws.Society have no rights to decide on every possible issue, it isn’t omniscience it isn’t omnipresent so it shouldn’t be omnipotent… it only has the right to protect its members by conforming to the spirit of the existing laws.

    Imagine that a community unanimously decide to make a law which will establish that every overweight man must pay 50% of his income to the community. Will that be OK? Such a “law” wouldn’t respect the spirit of the existing laws… unanimity or not it would be a crime itself.

  • Published: June 7, 2009 9:13 AM

  • Vlad
  • Andras:
    1. The difference between overweight man and a thief is this: the former does not violate my rights and I am free not to associate with him; while the latter has entered in a business with me against my will, and it is only a question, on whose conditions we are going to conduct this business — on his or on mine. If the thief knows those conditions before he tries to steal — that’s fair.2. The law of 2:1 is simply unsustainable in case, when a thief is likely to get away. What are “the principles and spirit of the body of existing law” in the case of theft now? Surely not 2:1.
  • Published: June 7, 2009 11:05 AM

  • Andras
  • 1. Still doesn’t mean the community/society has right to make any law yet alone a totalitarian law.2. I never advocated the “law of 2:1″… my opinion is that the victim should get back the stolen object (or the equivalent in money if that object has a market price) not more and not less than that, but this is my opinion and while it could be the same as the actual law it doesn’t mean that it should be. The law would be what human action will produce over the course of time.About your question: I am not a practitioner of law so I may err here, but I believe the principles and spirit of the body of existing law would suggest something closer to a “1:1 law” instead of a “2:1 law”. And once again the law is not here to stop the thief (fences, alarms, guards etc. are for that purpose) it is here to somewhat minimize the chances for theft because of the punishment and more importantly to heal the victim(s).Additionally the stressfulness of the police to catch the thief will depend on how good the (this time) legislated rules which regulate the operation of the police are to make them efficient and how much resources the society is ready to put in the support of the operation of the police. In times where crime is higher than the society can tolerate there will be a tendency to increase those resources and to improve those rules by which the police are operating. In a case where crime is on such a low level that there is a good chances in the society to have a fairly efficient exchange and satisfaction among the majority of its members, there would be a tendency to withdraw some of the resources from the police and to employ those resources in other areas to solve other more important problems. In any case forcing the thief to pay more than he are responsible for isn’t justice but theft, you can’t hold him responsible for the (in)efficiency of the police just because some other thief had a chance to get away.
  • Published: June 7, 2009 11:32 AM

  • Andras
  • NOT stressfulness of the police… I meant successfulness of the police.
  • Published: June 7, 2009 11:37 AM

  • David Spellman
  • How about this approach:The farmer has had 10 chickens stolen. He posts a sign saying “10 chickens have been stolen here, and the next chicken thief caught will have to pay for all 10 chickens under the assumption that they stole them. If you do not want to pay for this crime, do not attempt to steal a chicken.” He also publicizes his intent to extract compensation from the next chicken thief caught widely in the community so every one knows what to expect.A chicken thief is caught in the act. The farmer points out the sign and tells the thief, “You knew what was going to be the consequence. I clearly publicized my intention. You had the choice, and if you had not attempted the theft, I could do nothing to you. But you tried the theft and got caught and now I am entitled to ten chickens from you.”The expectations and consequences were known by all parties before hand. No contract was entered into (given that thieves do not contract the terms of robberies), but the thief had perfect freedom to avoid the consequences by not infringing on the farmer’s property. If anything, the farmer has been quite gracious to publicize the terms of defense for his property to an anonymous enemy.

    If the issue is merely between the farmer and the thief with no external authority (the State or community or arbitrating organization), then on what basis could we find fault with any retribution ranging from “Go in peace, friend” to blowing the thief’s head off with a shotgun? If we find fault with any degree of defense of property, then we must impose a judicial authority with the power to enforce some kind of arbitrating force of its own.

    But if there is some judicial authority, then what is wrong with the farmer’s presentation and enforcement of terms? It is certainly not ex post facto. It certainly is not arbitrary or capricious. It is not retroactive in the sense that the farmer is not looking for the former thief to impose the penalty. Even if the thief were exposed, the farmer did not threaten to charge the former theft to him.

    The punishment is not fair, but does it have to be fair? The next thief caught obviously may not be responsible for the earlier thefts. If he had to pay, someone gets away with theft and he is punished for acts he did not commit. Many people would say that is unjust and unfair. They say that no one should be punished for acts unless they can be proved to be guilty. That is a good idea, but the point of this blog thread is to discuss the calculation problem in reference to profiting from crimes.

    But, wait, there is another dimension to fairness. The farmer warned a potential thief that he would be held accountable for previous thefts, whether he was responsible or not. The farmer was offering a contract of sorts: anyone who wants to can try to steal from him. If they are successful they get a free chicken. If they get caught, they owe him ten chickens. This is nothing more than a gamble. No one has to take the farmer’s offer, but if they do, they are implicitly agreeing to the terms of the bet. Enforcing the punishment is merely settling a contract. The thief does not need to sign or bind himself; the fact that everyone knows the terms is sufficient to have the judicial entity enforce the contract.

    Now, I would not expect that a thief who robs you in the parking lot at the mall would be liable for all the stuff someone stole from your house two years ago. Clearly there are limits to claiming that the current perpetrator is liable for past crimes. But conceptually a person could advertise the consequences of attempting crime and enforce them as a reverse gamble. “Trespassers will be shot” is a form of such advertising. If you don’t want to get shot, stay off the property. No duh.

    Think of another analogy: the amusement hall or park. Operators of an entertainment venue can charge whatever they want for their service. If you can’t or won’t pay, you are free to stay outside. They have done you no hurt. They are offering a contract to provide you entertainment of a certain variety in exchange for a sum of money.

    The property owner can offer the same sort of deal to the thief by subtly changing how the terms are presented. Instead of saying “I will entertain you if you pay me money,” the owner says, “I will harm you if you cost me money.” The thief still has the same freedom to steer clear of your property and avoid any consequences. The thief also has the freedom to attempt to steal, which freedom you cannot take away a priori (unless you live in a jurisdiction that prosecutes thought crimes, e.g. America). If the thief attempts a theft and gets away, he profits. If he gets caught, he suffers the fate imposed by the property owner, however harsh it may be, because he took up the owner on his offer.

    The key to justice is to convert arbitrary conceptions of what constitutes appropriate punishment to concrete and pragmatic prices that property owners and thieves can use to do calculations. It is the same old problem Mises pointed out with calculation in socialist regimes. There is a market for crime, and criminals and property owners are perfectly capable of pricing. When governments or other entities step in and fix prices (punishments and compensations), they distort the market–and generally we observe that it is bleeding heart mercy making crime more profitable by limiting consequences.

    Another key is that consequences for crime, being the “prices” used by criminals to calculate profitability, need to be advertised and known for the market to work. No one would consider it fair to contract for something and then let the seller or buyer arbitrarily decide the price later. A fair market advertises prices in advance, and a fair justice system will advertise punishments in advance.

    Free markets allow for any price, no matter how untenable. Property owners should also be able to exact whatever punishment is necessary to prevent or at least compensate for losses. If a merchant does business in an area with low crime, she may exact minor penalties because it is merely a nuisance and she wants to have good public relations. If a merchant does business in a dangerous area, she may hire guards to shoot to kill or sell thieves into slavery to cover the extensive losses. Of course, in such an environment, we should expect the criminals to calculate and migrate to the lower penalty neighborhoods, which will make bad areas improve. Ah, through the wonders of a free market for crime and punishment we can actually experience social progress–at least for some people! An if thieves calculated that the profitability of crime was negative, those who are in it for the money would find another line of work. Sociopaths would just go into politics.

  • Published: June 7, 2009 1:10 PM

  • David Spellman
  • Crime is like playing roulette where you don’t have to pay anything to place a bet, the house pays you a dollar if your number does not come up, and you only owe two dollars if your number does come up.Clearly, on those terms, the casinos would be packed full of bettors.
  • Published: June 7, 2009 1:28 PM

  • Vlad
  • David Spellman“There is a market for crime, and criminals and property owners are perfectly capable of pricing. When governments or other entities step in and fix prices (punishments and compensations), they distort the market.”Thank you, David, that’s the key to our discussion here.
  • Published: June 7, 2009 2:08 PM

  • Andras
  • “David Spellman: “There is a market for crime, and criminals and property owners are perfectly capable of pricing. When governments or other entities step in and fix prices (punishments and compensations), they distort the market.”Thank you, David, that’s the key to our discussion here. “So you are suggesting that there is such a thing as supply/demand of crime? I am 100% for true free market and my economic views are more or less 100% compatible with Ludwig von Mises views, but I just don’t agree that you can “invent” a market for things which cannot be sold or buy therefore has no price expressed in money terms. The rules of just conduct predates society and markets and they rule human behavior within the society, and the truth is that we need some agents to made life possible within society.Minarchist believes that those agents should be provided by the enumerated and limited government, anarchist believes that those agents should be provided by the free market. In either case if disputes about property ownership should be entirely decided by the two sides in the conflict, then why we need any laws?
  • Published: June 7, 2009 2:38 PM

  • Alexander S. Peak
  • Thinker writes, “Only the victim is capable of judging the loss incurred by a theft, and so may freely demand more than was stolen.”I feel uncomfortable with the word “freely” here.Obviously value is subjective, and obviously the subjective value of the stolen heirloom may be far in excess of the market value. Obviously the victim should be reimbursed for her subjective value rather than the market value. But we cannot ignore that these disputes must ultimately be resolved by third parties, by disinterested arbitors. The victim can’t simply murder the criminal or impose upon the criminal some arbitrarily exorbitant debt. That flies in the face of justice.I’ve resolved that I now wish to write an essay (to be submitted to Libertarian Papers) to explore my view on this further. I have a great deal of thought on this topic and do not believe I can do it justice here.

    Andras writes, “A theft out of desperation isn’t the same as predatory theft.”

    I have to disagree here. The purpose of the theft is irrelevant to the fact that in each case, the same violation occures. Although a theft of one chicken is very different from a theft of ten chickens, a theft of one chicken “just for the fun of it” is no different than a theft of one chicken “so as to gain access to the meal of chicken.” In the latter example, the victim is equally damaged either way.

    If we start to take into account the intent of the criminal, how are we any different than the central planners who wish to make “hate crimes” something worse than “non-hate crimes”? Moreover, how do we truly and objectively determine intent? We possess no ability to read minds.

    Vlad writes, “Suppose, in a certain town community decided, that compensation ratio for theft should be 50:1, because the thiefs are likely to get away, and they want to discourage theft.”

    The purpose of justice is not to “discourage crime,” it’s to restore to victims their prior status as best as can be.

    Further, arbitrary decisions, such as assigning a compensation ratio of 50:1, seems to fly in the face of natural law. It seems to reflect democratic planning. For a system to be just, it must protect the rights of the minority, and even the criminal has certain rights, no matter how much the majority may dissent or object. When force is used to restore to the victim her rightful belongings, or to restore her to the state she was in prior to her being attacked, the rights of the criminal are left intact. But when force is used in excess of this, then we enter the realm of violating the rights of the criminal, turning him into a victim as well–this time, a victim of the mob/democracy. At this point, the mob becomes aggressors.

    If I steal ten dollars from you, I have committed a crime. But let’s say I immediately get his with a sense of conscience, and decide to immediately return to you your ten dollars. You have been immediately restored to your previous state, and we should say that we are now even.

    But if the mob then says, “No, it’s not enough that you immediately gave back the ten dollars, you must now surrender another $490 to your victim,” then the mob is acting as a criminal gang. Reason requires us to side with the man who is being threatened by the mob, despite the fact that he had, minutes prior, committed a crime (for which he has since already repaid his debt). We must side with the former criminal even if everyone in the town, including the former victim, wants to see this exorbitant charge enforced.

    Further, I still fail to see why the town would post signs saying the ratio is 50:1 when they could post signs saying it is 500:1 or 50,000:1. After all, if 50:1 “discourages” crime, would not a higher ratio “discourage” crime even more? Insofar as this seems completely arbitrary, it seems to reflect the absurdity of central planning.

    Who in society even gets to decide that it should be 50:1? Jones and Robinson may be neighbours who get along great, but when Jones puts up the community sign saying punishment shall be 50:1, Robinson may object, and put up his own sign saying “18:1,” while Smith may put up a sign saying “a quadrillion to one.” Once again, we can see the shear absurdity in this.

    I concur with Andras’s objections as posted June 7, 2009 6:23 AM.

    Regards,
    Alex Peak

  • Published: June 7, 2009 3:42 PM

  • Andras
  • Alexander:I agree, I just want to clear up one thing, when I said that “A theft out of desperation isn’t the same as predatory theft.” I didn’t mean that the first is somehow better than the second or that the victim isn’t affected the same way, I was thinking that there are certain differences here that these two kind of criminal activities has different properties. So the law should and usually it will render different level of punishment that is why we need judges not just law. There is two way to secure income, productive and predatory. The main difference is that usually we can’t change the predator to respect the law, but we may and probably we can change a man who steal out of desperation, he may need only some help to get on his own feet and to become a valuable and productive member of the society. With predators that is usually a naive idea doomed to failure. But other than that you are right, all theft is theft.Of course there is no such thing as perfection, the law and the judges will err from time to time, someone will gain someone will lose, but that is life that is reality. If the victim is healed so he can continue with his life more or less the same way he would do without the theft and he can trust the rules of the society that he will be able to predict to some level of accuracy what will be the results of his actions and actions of others around him, he can be happy with the law, because that is why law exist, to made possible life in society and social cooperation in both form economic exchange and non-economic exchange as well.
  • Published: June 7, 2009 4:37 PM

  • Vlad
  • Alexander S. Peak“arbitrary decisions, such as assigning a compensation ratio of 50:1, seems to fly in the face of natural law”Could you explain, what is natural law in this case?
    What decision would be compatible with the natural law? How and by whom this decision should be made?P.S. I disagree with your equation between “mob justice” and democracy. My definition of “mob justice” is arbitrary decision made post factum, whereas any other system of justice pre-defines maximum possible punishment for specific crimes, so that criminal knows what to expect.
  • Published: June 7, 2009 5:33 PM

  • Andras
  • Just be careful with the term “natural law” Hayek made a clear statement on the false dichotomy of “natural” and “artificial” in ‘Law, Legislation and Liberty.’
  • Published: June 7, 2009 6:16 PM

  • John Boyle
  • JR:
    I believe a contract is a statement about actions that one will take in the future, possibly contingent on future events. I can, for example, make a contract with you that I will dance and sing if you pay me some amount of money. Contracts do not have to deal with property rights at all.A contract to sell a square circle is easy to enforce: The one who made the contract to sell it will face the consequences of violating the contract (whatever they may be) regardless of what he does. The contract is impossible to fulfill, so he must inevitably break the contract; and enforcing a contract = punishing he who breaks the contract.One way to implement fractional-reserve banking is to give, in exchange for deposits, contracts that say “If you show up with this piece of paper, I will give you the amount of money printed on it.” It may or may not be possible for the banker to follow through with this contract, but it’s simple to enforce it: when the depositor shows up and asks for his money, watch for whether the banker hands it over, and if he doesn’t, then punish him. Enforcement of any contract is simple: determine whether the contract has been broken, and if it has, then punish the contract-breaker. (It may be difficult to carry this out if it’s hard to determine whether the contract has been broken, or it may be hard to get hold of the contract-breaker and punish him, but the idea is simple.)Alex Peak:

    I have to wonder (1) why any store would say “three times” when it could say “thirty times” or “three quadrillion times” and (2) whether this “contract” would jive with the title-transfer theory. After all, the title to the property remains in the hands of the store. At no point is the title transferred to the criminal.

    I’ll address (2) first, because it’s not important to the discussion. First, I never said the store manager would not get his property back in addition to money worth three times its value. Second, the theory of determining when stolen property becomes the property of the thief is interesting. (Never? What if the thief stole a can of paint, and now the paint is all over his house? It makes no sense to claim that the paint still belongs to the original owner.) Here is my solution: Approximately the same rules of property acquisition apply here as they do when one is homesteading unowned property. If you’ve just taken the property and stored it in your house, then you have not mixed it with your labor and it is not yours. (I suppose digging something out of the ground or picking it off a tree is mixing it with your labor, while taking it from someone is not.) But if you’ve used it to build something, then it becomes yours. Homesteading someone else’s property is probably a worse offense than stealing it and then returning it.

    As for (1), plus something you said later on:

    Further, I still fail to see why the town would post signs saying the ratio is 50:1 when they could post signs saying it is 500:1 or 50,000:1. After all, if 50:1 “discourages” crime, would not a higher ratio “discourage” crime even more? Insofar as this seems completely arbitrary, it seems to reflect the absurdity of central planning.

    I don’t know, can you think of any reasons one might want to put up a less threatening sign?

    1. “I will take more dollars from you than there are atoms in the universe.” This is kind of ridiculous. It’s impossible to actually carry out, and might be treated as a joke.

    2. Imagine a store with a sign that says, “If you steal anything from me, I will kill you and/or take all the property you own.” Would you want to shop there? “Unfriendly” and “uncivilized” come to mind. Also, I’d be afraid that the manager might make a mistake, incorrectly think that I had stolen something, and kill me. I would go to another store if I could help it. It’s bad for business to threaten your customers. The same goes for the town: If you widely publicize that people in your town punish thieves by taking every piece of property the thief owns, do you think anyone’s going to visit your town? I would hear that, think, “Barbarians,” and go to the next town if I could. So, if you want anyone to bring their business to your town, you do not want to advertise such punishments.

    3. If you give someone a ridiculously out-of-proportion punishment like that, he will probably hate you for the rest of his life. Maybe you’ll have to watch your back, or maybe you’ll just be unable to count on his business from then on. Whereas if you give him a punishment he thinks is fair, he will probably respect you, and maybe you’ll even become partners in business or friendship or something in years to come.

    4. If the thief knows you’re practically going to kill him for stealing, then he will run like hell, fight with the desperation of a man fighting for his life–which he is. Catching him will be difficult and dangerous. Whereas if he knows you’re just going to fine him a reasonable amount, there’s a good chance he’ll just submit to it peacefully.

  • Published: June 8, 2009 4:31 AM

  • Peter
  • Andras: but I just don’t agree that you can “invent” a market for things which cannot be sold or buy therefore has no price expressed in money termsAnd yet, every time the subject of “IP” comes up, you believe exactly that!
  • Published: June 8, 2009 8:47 PM

  • Peter
  • Andras: The rules of just conduct predates society and markets and they rule human behavior within the society, and the truth is that we need some agents to made life possible within society.And do you think these “rules” are independent of humans?They were made by somebody at some time; but you’re also claiming that nobody can make new rules, so why respect these ones?
  • Published: June 8, 2009 8:49 PM

  • Andras
  • Peter:I don’t understand the purpose of your remark about “IP”, but to clear this up a little, let say that I am against patents and that I am leaning toward being against Copyright too, but I still don’t know enough about the subject to make up my mind.Now, about the rules and how they come to existence… well somebody come up with an idea but there is a long way which isn’t usually a straight line until that idea usually amended/changed by many other ideas become a rule. This is why rules are not a product of human design, why rules doesn’t represent anybody’s will they are some mixture of ideas in a state of balance which is acceptable for most of the members of the given community/society, in other words they are a product of human action. Hayek wrote about the false dichotomy of “natural” and “artificial”, most people think that what isn’t natural it must be men made so if men made them then men can improve them or ditch them. The truth is that those things aren’t made by anyone, they are a product of human action, of human exchange; nobody designed them just many people during time in many different situations alter that a little and we get some “product” which isn’t final and never will be. Just like language, it isn’t natural but it isn’t artificial either, it is a product of human action not design, nobody invent it nobody made it from scratch and nobody know it as a whole, but yet it serve us with an incredible efficiency for countless different purposes.We respect rules because ideas and principles in those rules made our life possible in an efficient and just way in society, that is why society force those rules on those members unable to respect them voluntarily (of course remember that I am talking about the nomos law the rules of just conduct and not about the privileges/commands some power try to force on the people as law.)
  • Published: June 9, 2009 7:33 AM

  • Stephen Forde
  • Wow, this is pretty great. This is just adding a risk premium to the victim’s compensation for being a vulnerable target. It’s analogous to adding interest to compensate the time a victim is denied use of his property. I’m just not sure whether we should replace ‘two teeth for a tooth’ with the compensation ratio or just add it on to it.
  • Published: June 9, 2009 1:56 PM

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Libertarian Guide Wiki

I created a wiki called LibertarianGuide a while back–this could become even more useful if more libertarians would join and help expand it and keep it updated. Spread the word!

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The Mises-Hoiles Correspondence

Parts I, II, and III, on Wendy McElroy’s blog. Writes Wendy:

I recently acquired copies of a correspondence that occurred between the newspaper-mogul anarchist R.C. Hoiles and Austrian economist Ludwig von Mises. It is a fascinating exchange albeit not a long one due to a rather bristly conflict over ideas. Over the next several days, I intend to transcribe the letters and, so, make them publicly available.

[Cross-posted at Mises Blog.]

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Who’s Hiring During the Bush-Obama Depression?

Mike, I’m aghast you are praising Walmart. First, they are not helping or employing people–they are just creating more “wage slaves.” Second, their employees and customers all use the roads. Third, Walmart uses the roads to receive its merchandise. Fourth, Walmart uses the evil state “corporate” business form and enjoys “limited liability” (ignore those taxes, kay). Don’t cheer them on–brake their windowz! [SARCASM OFF]

More:

[continue reading…]

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New Website Design!

With PJ Doland‘s help, I’ve moved my old blog and site from its 8-year old, now-outmoded PHP-based design to a modern, new WordPress design (using the Thesis theme–simple, plain, and elegant). Tweaking still in progress, but I plan to start cross-posting here my blog posts elsewhere, such as on LewRockwell.com, Mises.org, and AgainstMonopoly.

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Ayn Rand Endorses Big Government

Related:

From LRC blog

Ayn Rand Endorses Big Government

Posted by Stephan Kinsella on May 31, 2009 06:33 PM

Following up on my earlier post [Rand on Collateral Damage], several readers wrote me about my query about the Randian comments that a large government is okay in some cases. Jeff Keller writes:

I think the originator of that quote was Roger Donway (from David Kelley’s Atlas Society/TOC, not the Ayn Rand Institute). He wrote…

“Limited government” means a government restricted to certain purposes, namely, the defense of individual rights; “small government” means a government that absorbs a small percentage of the gross national product. If a country has been invaded, its government might absorb 50 percent or more of the nation’s product to mount a defense—and yet remain a “limited government” in the relevant sense. Conversely, a government that abandons its military and police missions might spend very little of the national output, but if it spends that little on health, education, and welfare, it is not a “limited government.”

The above is from a piece called Government, Yes! Leviathan, No!

I recall hearing David Kelley make a similar point: that smallness of government isn’t the primary concern, but whether it functions within its legitimate authority (Kelley, et al.’s view of legitimacy, of course). That was at the 1999 TOC Summer Seminar, which I attended. I think it was during a debate Kelley had with Randy Barnett over anarchism vs. minarchism, but I wouldn’t swear to it.

In The Libertarians’ Albatross, Butler Shaffer recalls John Hospers who “recently wrote that ‘voting for George W. Bush is the most libertarian thing we can do,’ and that ‘a continued Bush presidency . . . might well succeed in preserving Western civilization.’ Kerry ‘will weaken our military establishment,’ he went on, quoting favorably from a statement made by Rand, in 1962, to the effect that paying 80% for taxes was justified ‘if you need it for defense.’”

As Stan Lee used to say: ’nuff said.

Update: See also Anthony Gregory’s skewering of Randian statism (including the 80% tax remark) in The Ideal Randian State.

See: Objectivists on War and the State and Rand on Collateral Damage.

 

The latest: Why “Big Government” is Not the Problem, by Eric Daniels, stating:

We who wish to defend liberty need to dispense with the shibboleth of “big government.” Size is not an essential aspect of government’s propriety or impropriety. The proper measure of government concerns its function. A government—or any aspect thereof—is good or bad depending on whether it is directed toward the proper end of government: the protection of individual rights by means of banning physical force from social relationships. Insofar as size matters at all, its significance lies in whether a given government or department or program is the optimal size for the ultimate purpose of protecting rights.

To begin making this clear, consider an analogy. A doctor observes that a patient’s weight has been increasing steadily for some months. The doctor announces that either a weight-loss diet or weight-reduction surgery will be necessary. The growth, he says, must not only be stopped; it must be reversed, and the patient returned to a previous size.

Is the doctor right? . . .

I’m so glad these alleged allies in the cause of liberty focus on the right question: what is the “optimal size” of “government”. Elohim, Elohim, lama sabachtani.

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Rand on Collateral Damage

Update: See also Ayn Rand Endorses Big Government

From LRC Blog:

Rand on Collateral Damage

Posted by Stephan Kinsella on May 31, 2009 10:30 AM

From Ayn Rand Answers: The Best of her Q&A:

If we go to war with Russia, I hope the “innocent” are destroyed along with the guilty. There aren’t many innocent people there—those who do exist are not in the big cities, but mainly in concentration camps. Nobody has to put up with aggression, and surrender his right of self-defense, for fear of hurting somebody else, guilty or innocent.

This goes beyond merely tolerating collateral damage; it’s actively calling for it. I guess it should be no surprise there is an Objectivist article entitled No Apologies for Hiroshima and Nagasaki. I guess when Rand vociferously denounced libertarianism, there was a reason. (Roderick Long also discussed Rand’s “war” remark on the HNN Liberty & Power blog a couple years ago.)

It’s remarkable–given that Rand was such an outspoken proponent of individual rights–how many people she would appear to view as having no rights or radically curtailed rights: “savages” like the Native Americans and other nomads (so it was okay for Americans to kill them and conquer them), and Arabs (so American oil companies “really” owned the oil because their technology helped discover it. 1 Germans and Japanese during wartime; “innocent” Russian citizens during the Cold War; and who knows what rights she would have attributed to anarcho-libertarians (I think she called us the “hippies of the right“), draft dodgers and pacifists!

I stumbled across Rand’s observations on war while looking for a comment I’ve read in the past but am now unable to locate. The comment was by an Objectivist, perhaps Peikoff or Binswanger, and went something like this: Libertarians are wrong to favor “small” government; in certain situations, e.g. war or defense from an invasion, it could be appropriate for the government to consume more than half the GDP, if necessary. (If you know who made the comment or its location, please let me know.)

Update: see Ayn Rand Endorses Big Government.

  1. See Ayn Rand on Donahue, “Ayn Rand on Oil and America’s Right to Own Middle Eastern Fossile Fuels” (Youtube); Ayn Rand on Israel and the Middle East; Leonard Peikoff, “Iraq – The Wrong War”  (2il companies “really” owned the oil (2); Tom Bowden, “Nationalization Is Theft,” Aynrand.org (Nov. 7, 2008); ; (( It is true that the middle eastern countries expropriated these contractual concession rights, which I have written on in detail, e.g. Noah D. Rubins, Thomas N. Papanastasiou and N. Stephan Kinsella, International Investment, Political Risk, and Dispute Resolution: A Practitioner’s Guide, 2d ed. (Oxford University Press, 2020). []
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Circular Reasoning in the Law

[From my Webnote series]

See also:

  • Stephan Kinsella, Legal Foundations of a Free Society (Houston, Texas: Papinian Press, 2023), ch. 5, n. 28: “The concept of “detrimental reliance” actually involves circular reasoning, however, for reliance on performance is not “reasonable” or justifiable unless one already knows that the promise is enforceable, which begs the question.” and ch. 9, Part. I.E
  • Defamation as a Type of Intellectual Property, quoting Felix Cohen, “Transcendental Nonsense and the Functional Approach,” Colum. L. Rev. 35, no. 6 (June 1935): 809–849, pp. 814–815: Regarding the justification of trademark rights: “Courts and scholars, therefore, have taken refuge in a vicious circle to which no obviously extra-legal facts can gain admittance. The current legal argument runs: One who by the ingenuity of his advertising or the quality of his product has induced consumer responsiveness to a particular name, symbol, form of packaging, etc., has thereby created a thing of valuea thing of value is property; the creator of property is entitled to protection against third parties who seek to deprive him of his property.  … The vicious circle inherent in this reasoning is plain. It purports to base legal protection upon economic value, when, as a matter of actual fact, the economic value of a sales device depends upon the extent to which it will be legally protected.”
  • In a recent (Jan. 2o26) podcast discussion of ICE immigration detentions, someone claimed the feds don’t have probable cause or reasonable suspicion merely if someone looks Hispanic, but if they also look terrified, that might be an additional factor that justifies a stop or detention or something. But of course if that was the law, then this would feed back and become further justification for the terror the illegal feels when he sees an ICE officer. If he knew the law didn’t have that holding, he would not be terrified. So it’s sort of a bootstrapping or circularity example. Similarly, re the recent ICE shooting of Alex Pretti in Minneapolis, FBI Director Kash Patel said something like you can’t bring a loaded weapon to a protest. You could argue that if ICE agents will respond aggressively to firearms possession, then this actually bolsters your case that you have reason to believe you do actually need to carry a gun.

From Mises Blog (archived comments below):

Circular Reasoning in the Law

05/21/2009

Ever since I was in law school I’ve been irritated at various circular arguments used to justify various laws, policies, or legal rulings. A good example is the notion of “detrimental reliance,” which is sometimes used to justify enforcing a contract. The question arises: why should a promise be enforceable? The answer? Because the promisee reasonably relied on it to his detriment, so that if the promise is not enforced, then the promisee would suffer damage. Of course the obvious response is that the “reliance” is reasonable only if promises are legally binding in the first place–hence the circularity. (For more on this, see La. Civ. Code Art. 1967; my Punishment and Proportionality: The Estoppel Approach, n. 14; Randy E. Barnett, A Consent Theory of Contract, pp. 274-76; and George Fletcher, Paradoxes in Legal Thought, p. 1269, and n. 30. For an example of a libertarian who makes this mistake, see my review (p. 140) of Patrick Burke’s, No Harm: Ethical Principles for a Free Market.) The right approach is the libertarian Evers-Rothbardian “title transfer” theory of contracts, rather than the “enforceable promises view” (see my A Theory of Contracts: Binding Promises, Title Transfer, and Inalienability).

In law school and grad school I used to make notes in the margins of cases and books when I encountered these, but unfortunately have lost them. I had a dozen or two. I remember there were some in International Business Transactions. Another had to do with the patent law concept of “file wrapper estopppel” (don’t ask). I remember some in the UCC courses, some in bankruptcy, lots in torts. And many in constitutional law–e.g., regarding the 4th amendment right against search and seizure, if I recall, the Supreme Court’s jurisprudence, in order to determine whether someone’s “privacy” is breached, asks whether someone had a “legitimate expectation” of privacy. Circular! In modern-day FISA America, citizens do not really have such an expectation, because they know the nature of their government. Why should the way things are be some sort of indicia for the way the Constitution commands they should be? (If any law students or lawyers or others remember or come across other examples, please post them in the comments.)

It’s unrealistic to expect mainstream legal statist-positivists to adopt libertarian reasoning, but I would prefer if they would simply honestly say it’s just an arbitrary decree or decision, rather than pretend they have a real justification for the policy or decision.

Archived comments:

Comments (12)

  • Ohhh Henry
  • I think that the attempt to use a state apparatus to codify and enforce laws must inevitably produce bad laws. Good laws are commonsensical and do not need a complicated way of explaining them. Natural law in other words. Because natural laws are commonsense it is easy for people to avoid breaking these laws, and a large and expensive apparatus for producing “justice” is unnecessary.If there is to be any room for a large and intrusive state to exist, it must find something to do other than logical, rational, commonsense things. Those things are already being done and nobody needs a state to do commonsense things for them. The state must therefore stake out and own the field of irrational and stupid laws. The bigger the state that is desired, the more new laws they need, and the more they must deviate from what is simple and rational.I believe that this explains the many problems with the law, in its state-produced form. The state writes bad laws not through any accidental circumstances or due to lack of diligence by legislators, but because it MUST write bad laws in order to exist.
  • Published: May 21, 2009 4:18 PM

  • Gil
  • “Good laws are commonsensical and do not need a complicated way of explaining them.” – O. Henry.Further specious explanation for any and all laws? Laws are simply restrictions of one person against others. The only presumed legitimate way a person can come up with laws is due to the fact they actually own the property that they are trying to restrict others with.
  • Published: May 21, 2009 7:12 PM

  • Karl Fielding
  • Circular reasoning? Try to put a subjectivist spin on the definition of “fair market value” in a contracts class. I think I got an “A” in blank stares.
  • Published: May 21, 2009 7:51 PM

  • Ben R.
  • I just finished up 1L and the first example that I thought of was referencing “notions of fair play and substantial justice” to determine if a court has jurisdiction. I found this question begging-standard particularly disappointing in something as important as jurisdiction.
  • Published: May 21, 2009 9:01 PM

  • Magnus
  • Assumption of risk (although it doesn’t much exist any more). It was basically defined as “any tort-type loss for which the law will not provide compensation.”Another of my favorites was deciding a Constitutional issue by purportedly using a “balancing test.” Balancing what exactly? It’s not a test, and not a rule at all, if you simply say that you are “weighing” the policy considerations. Maybe that “weighing” is a common political means of arriving at a rule, but a “balancing test” is not actually a rule.Here’s one that you should like, Stephen — “fair use.” The rules of copyright, such as they are, determine what’s fair.In 14th Amendment cases, one of the major factors is whether some legislation serves a “legitimate governmental interest.” Of course, what defines the parameters of supposedly legitimate governmental interests in the first place are those very rules about the limits of governmental power.Another absurdity, although not circular per se, are the decisions that say that trial judges’ rulings on certain issues will only be reversed if they constitute an “abuse of discretion,” but then go on to say that “any decision other than exactly the one we demand will be treated as an abuse of discretion.” It’s like saying you can get a car in any color so long as it’s black.The law is bullshit. Practicing in government courts is an exercise in bullshit.
  • Published: May 21, 2009 9:38 PM

  • Walt D.
  • The great logician Kurt Godel, claimed to his friend Einstein, on the way to his citizenship interview, that the US Constitution had a logical flaw that would allow, by self-amendment, a few thousand federal and state politicians to institute a dictatorship.Note that this totally different than the SCOTUS using twisted logic to arrive at an arbitrary decision. What Godel was alluding to was based on a strict adherence to Constitution based on standard everyday usage of the English language, The following link explains Godel’s reasoning.
  • Peter Suber, Part One: The Paradox of Self-Amendment, Section 1 Introduction: Logical Paradoxes in Law
  • Published: May 21, 2009 10:07 PM

  • P.M.Lawrence
  • SK, that’s no more circular reasoning than a properly constructed recursive definition is a circular definition. You have simply omitted the stuff that would clear the difficulty up.
  • Published: May 22, 2009 3:51 AM

  • Sasha Radeta
  • I think all libertarians agree that mere promises are not enforceable. Unlike contract violation, breaking a promise does not imply any unlawful usurption of property that legally belongs to someone else (contrats are in fact exchanges of property titles). However, some libertarians miss the basic meaning of contracts (free market exchanges) — and that is far more serious issue, since enforceable contracts are synonymous to free market transactions.Often, you have libertarians who think that by obtaining limited access to someone’s property (like works of authorship), you magically get the property tile over that good in its enirety. Strangely, copyright violators claim that contracts are not absolute – they just need “terms of use” agreement to gain access to another person’s property… and then they engage in a limitless use, regardless of rightful owner’s disapproval.It’s really not a secret that state is really guided by arbitrary decree, rather than any real justification for the policy or decision. Unfortunatelly, the same often goes for many of those who oppose the state, either from right or left.
  • Published: May 22, 2009 6:55 AM

  • Magnus
  • SK, that’s no more circular reasoning than a properly constructed recursive definition is a circular definition.I don’t know that there is such a thing as a “properly constructed” recursive definition when we’re talking about a substantive rule of decision.The whole point of substantive legal rules is that they define and categorize facts (or sets of facts) into binary terms. They sort the wide world of facts and specific instances, which is infinitely variable, into one of two categories — right/wrong, permissible/impermissible, legal/illegal, valid/invalid.A recursive definition fails to accomplish this task.In fact, pretending that such recursive definitions are, in fact, substantive rules of decision, is a sneaky and underhanded way of making it look like the court is applying substantive rules of decision, when in reality they are just making policy declarations.It’s rather like saying “we can’t define pornography, but we know it when we see it.” That’s not a substantive rule. It’s a way of appointing yourself as the sole arbiter with discretionary power.Another example is that the Court has decreed that abortion restrictions are allowed unless they place an “undue burden” on the right to have an abortion. What is “undue,” you may ask? Well, they don’t say.

    They don’t say because by NOT SAYING, they elevate themselves to the position of being the arbiter. And, luckily enough, they are the arbiter in a legal realm where there are no substantive rules of decision telling them what might be considered “undue.”

  • Published: May 22, 2009 9:33 AM

  • P.M.Lawrence
  • Sasha Radeta wrote “I think all libertarians agree that mere promises are not enforceable”.Actually, anybody who uses feudal law as a framework does think that. It is quite possible for a Libertarian to do that. In feudal law, it is not so much contracts as promises that are binding. In particular, where a contract (in law) does not require one party to fulfil it if the other party does not carry out his end of the contract, the feudal equivalent is the exchange of promises – and in general each promise is binding regardless of whether the other is kept (although, of course, it would often happen that each promise was itself constructed to be contingent on the other promise being fulfilled).Magnus wrote “The whole point of substantive legal rules is that they define and categorize facts (or sets of facts) into binary terms. They sort the wide world of facts and specific instances, which is infinitely variable, into one of two categories — right/wrong, permissible/impermissible, legal/illegal, valid/invalid. A recursive definition fails to accomplish this task.”Stipulating all that just for the sake of argument, even though that has not been established, a sound recursion can indeed do all that. All it needs is two things, that the recursion always rests on a prior case that is in some sense “smaller”, and that this always leads the recursion to terminate on some or other separately established base case – i.e. that it prevents both circularity and infinite regress. Of course, it is quite possible to get that wrong and get – for instance – circularity, but that is not the same thing as there being no sound recursion. After all, recursion is used to great effect in a number of areas, e.g. in computer science and the foundations of arithmetic (see Peano’s Axioms for some insight into this).
  • Published: May 22, 2009 10:05 AM

  • Magnus
  • and that this always leads the recursion to terminate on some or other separately established base caseThat base case would, in fact, be the substantive rule of decision, and courts could openly identify them as such, if they wanted to.But by purporting to rely on a recursively-defined, higher-order legal term, and calling it a “test” or a set of “elements” or some kind of substantive legal principle, a court does not have to actually rely on a rule of law at all to make a ruling.This is no accident. In the absence of genuine rules, courts get discretionary power. Recursive (and circular) legal terms are (falsely) labeled as rules of decision for an institutional, systemic reason — to hide the true rule (i..e., the actual basis for the decision) behind a huge wall of pseudo-rules and pseudo-analysis, thereby giving the legal opinion the appearance of legitimacy and sound reasoning.When you get down to the bottom of one of these recursive/circular analyses, what you find, as an actual basis for the decision, is one founded on cultural bias, prejudices, policy preferences, and your garden variety lust for expanded judicial power.These recursive/circular legal concepts are a way of avoiding disclosure of the true basis of one’s decision.Here’s another one — a contract can be voided if it “shocks the conscience.” This term is also used, most recently, in the debate over permissible forms of torture (i.e., enhanced interrogations). “Shocking the conscience” is not an actual rule of law, nor a legitimate element of one. It’s (obviously) a subjective criterion. The rules as to what activity constitutes a conscience-shocking practice are conveniently missing.
  • Published: May 22, 2009 10:40 AM

  • P.M.Lawrence
  • “That base case would, in fact, be the substantive rule of decision, and courts could openly identify them as such, if they wanted to”.Not in the example SK gave. All that requires is a base case of accepted usage emerging at some point in the past for whatever reason, no matter how unsound or even lacking the law behind it. For instance, it might be a matter involving which car had the right of way when two cars collided because one was driving on the left and the other on the right.
  • Published: May 22, 2009 9:50 PM

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From Mises blog (archived comments below).

Update: Aaron Day, You Might Own Nothing Sooner Than You Think, Brownstone (Aug. 11, 2024)

The Libertarian View on Fine Print, Shrinkwrap, Clickwrap

May 8, 2009 4:27 PM by Stephan Kinsella | Other posts by Stephan Kinsella | Comments (15)

The Techdirt post Court Rejects Online Terms Of Service That Reserve The Right To Change At Any Time spurred me to post a comment about this, collecting some of the thoughts I’ve had about such matters for a long time.

As I note there, my own theory of contract is presented in my article A Theory of Contracts: Binding Promises, Title Transfer, and Inalienability. And while I of course as a libertarian favor freedom of contract, I am leery of too formulaic or formalistic libertarian positions. Partly this stems from my growing aversion to “armchair” theorizing (see my post The Limits of Armchair Theorizing: The case of Threats). But as an example, and as I noted in the contract article, I disagree with putting so much stock in whether a communication is a “promise” or not (Rothbard, e.g., puts a bit too much emphasis on this, in my view). The question is what the parties meant by their communication–even if the word “promise” is used, this could be intended to effectuate a transfer of title. Another is, say, the over-emphasis on the notion of “incitement” by Rothbard and Block (as discussed in Causation and Aggression). They want to rule out “incitement” as a type of aggression in all cases; to my mind, it’s a more context-dependent determination. Maybe it is, maybe it isn’t.

A similar issue arises in the case of contracts. Many libertarians, often with only a crude understanding of the nature of contracts, just assume, Rand-like, some kind of mystical “power” to “bind” oneself by “a contract”. They tend also to equate contracts with a written agreement. [note: See update below] They thus tend to think that “if it’s written in ink, it’s binding, no matter what”. To my mind, this is too formalistic. A writing is neither necessary nor sufficient to form a contract. Most contracts are not written. They may be oral. They do not even need to be verbal–I hand you a dollar, pointing to the newspaper; you take my dollar and give me the paper. A sale happens, nonverbally (no oral or written communication). And “what is written” is not necessarily dispositive. To my mind, a written agreement is only evidence of what the parties actually agreed to. But it is rebuttable. The written agreement may be very sparse: in which case in the case of disputes, there is no choice but to resort to “gap-fillers,” default rules, and the like. Or the agreement may contain ambiguities or even inconsistencies–this may require similar construction methods, or even invalidation of the agreement.

The agreement may not even be intended to be binding, such as in the case of a so-called “simulation” (a contract which, by mutual agreement, does not express the true intent of the parties; see my Louisiana Civil Law Dictionary, entry for “Simulation”; earlier version; Louisiana Civil Code, arts. 2025-27: “Art. 2025. Definition; simulation and counterletter
A contract is a simulation when, by mutual agreement, it does not express the true intent of the parties.

If the true intent of the parties is expressed in a separate writing, that writing is a counterletter.”)

Or there may be fraud or deception which nullifies the whole writing or requires certain provisions not to be enforced.

Given all this, in my view we should not just assume that “whatever is in writing” is part of a binding obligation or enforceable agreement. This bears on the issue of fine print, and so-called shrink-wrap and clickwrap agreements (incidentally the law of various countries on this issue is discussed in my book Online Contract Formation–which is not bedside reading, n.b.). Libertarians seem to just assume, too quickly in my view, that all such fine print should be enforceable. These assumptions seem to be made in the absence of the awareness of the nuances noted above.

So one problem with click-wrap agreements, for example, is that there is (arguably) often no “meeting of the minds” on the fine print–and the vendor is fully aware of this. If the customers routinely just click the “I have read and agree to these terms” box but never do read it, and the vendor knows this, then it’s a sort of fiction to assume both sides have actually agreed on these terms. For example supposed buried in fine print for a contract for sale of a $20 software program is the provision, “Buyer agrees to give 50% of his income to Vendor for life.” Is this enforceable? Of course not. Why not? Because there was no agreement to this. So the “hidden” terms have to be in some sense reasonable, at the least. (Here, too, “inalienability” concerns may kick in–even if the party is fully aware he is signing away his life income, or his kidney, or life, say, this may not be enforceable for inalienability concerns–see, on this, the contract article noted above, plus my article Inalienability and Punishment.)

I am not saying that clickwrap and fine print is not enforceable–I’m just saying that the libertarian view on property rights and contracts does not require that we formalistically equate “the contract” with “the writing,” and it does not require we figure all this out from our armchairs. The libertarian view can recognize that contracts about consensual, intentional transfers of title; that manifesting such consent is a matter of communication; that making determinations about the nature of a contract, or title transfer, is necessarily a fact-specific, context-bound inquiry.

  • Stephan Kinsella Author Profile Page
  • Just to clarify, as some seem to be missing the point. I am not saying any particular contract is invalid–in fact if anything I’m saying this is not a libertarian issue–libertarianism helps define the abstract principles of justice; but application is a practical, technical matter and very context-bound.Second, I see no reason why two parties couldn’t agree to a contract that is amendable according to specified procedures–assuming this is really what the parties agreed to. I’m merely saying that the existence of a clause in the fine print is not definitive proof that this was actually agreed to.
  • Published: May 8, 2009 11:24 PM
  • Stephan Kinsella Author Profile Page
  • Let me add here a couple of glosses on this. The following quote is taken from my article Knowledge, Calculation, Conflict, and Law:

    Yet, Barnett does not provide a rigorous argument showing where are the exact limits of the ability to deduce concrete rules. He evidently feels that the more abstract principles can, for some reason, be established by armchair theorists. If denizens of the ivory tower can do this, why can they not deduce or establish more concrete rules by simply considering more and more contextual facts? In the
    Roman law system—a somewhat decentralized legal system superior in many ways to the common law—Roman jurists (jurisconsults) helped develop the great body of Roman law by providing opinions on the best way to resolve disputes. These disputes were often purely hypothetical or imaginary cases, in which the jurists asked: “under such and such a possible or conceivable combination of circumstances, what would the law require?”25 It is conceivable that a large part or even all of the legal code existing in a given society can be “deduced” in this fashion, and then these rules applied like precedents to actual controversies as they arise. As a libertarian (and, I confess, a lawyer), I must say that I believe I would be more comfortable living under a set of concrete rules deduced by libertarian philosophers than the (perhaps more concrete) set of rules developed under the actual common law.

    Still, Barnett’s argument in favor of a common-law system makes sense, even to libertarians who favor a deductive approach to rights (Hoppe 1989b, p. 131; Rothbard 1998; Kinsella 1997, pp. 607–45). Legal rules must be concrete in the sense that the rules must take into account the entire relevant factual context. Since there are an infinite number of factual situations that could exist in interactions between individuals, a process which focuses on actual cases or controversies is likely to produce the most “interesting” or useful rules.26 It probably makes little sense devoting scarce time and resources to developing legal precepts for imaginary or unrealistic scenarios. If nothing else, a common-law type system that develops and refines legal precepts as new cases arise serves as a sort of filter that selects which disputes (i.e., real, commonly-encountered ones) to devote attention to.

    [26: This is analogous to Mises’s method selecting certain empirical assumptions (e.g., assuming there is money instead of barter) to develop “interesting” laws based on the fundamental axioms of praxeology, rather than irrelevant or uninteresting (though not invalid) laws.

    For further discussion of the role of codes and jurists, see my Legislation and the Discovery of Law in a Free Society.

  • Published: May 9, 2009 12:03 AM

Update: I stumbled across some interesting language in an older (1825) version of the Louisiana Civil Codes, which beautifully supports what I have said many time to libertarian formalists and literalists who keep equating the contract with the writing:

Art. 1755.—The contract must not be confounded with the instrument in writing by which it is witnessed. The contract may subsist, although the written act may, for some defect, be declared void ; and the written act may be good and authentic, although the contract it witnesses be illegal. The contract itself is only void for some cause or defect determined by law.

I can’t find an analogue in the modern La. Civil Code (see Arts. 1906, 1907 etc.); this provision must have been removed at some point.

Update 2: For an example, see the absurd terms in the Jones Plantation terms and conditions here; discussed here and in the comments to this video.

Update 3: See my post Masnick: Replying To An Email Does Not Create A Contract (And Does Not Require Walmart Pay $600 Billion).

Update: Disney seeks to dismiss New York doctor’s allergy death suit using Disney+ subscription terms (2) (14 August 2024)

Archived comments:

{ 15 comments… read them below or add one }

Carolus Petri May 8, 2009 at 5:49 pm

This is an excellent post by Mr. Kinsella!

I think it could be added, however, that no libertarian worth his salt ought ever to air an opinion on contracts without first having read Professor Randy E. Barnett’s most illuminating article “A Consent Theory of Contracts”, Columbia Law Review, vol. 86, no. 2 (March, 1986): 269–321, which is available on-line via http://www.randybarnett.com/pdf/consenttheory.pdf.

REPLY

Mike Cuneo May 8, 2009 at 5:51 pm

I agree with most of this but the part about the fine print and both parties “agreeing to it” makes me question the theory behind what you’re saying.

Does this line of thinking work both ways?

For example, say the vendor is fully aware that the customers just click the “I Agree…” box without reading what’s actually there. And in that text were all the terms and conditions of, say, downloading an anti-virus program. However, the company makes promises in that text that cause it to lose money, for example people find a loophole in a “free trial” that allows them to sign up over and over. Is all of this now null and void because of a mistake on the vendor’s part? Clearly not reading the T/C is a mistake, one that I make every time I click, but I feel safe knowing that the minute someone does actually click and sign away half his income, it would be all over the news and I would then have to start reading more carefully. But to me, an agreement is an agreement, as long as no force or coercion is involved of course.

REPLY

Raja May 8, 2009 at 8:06 pm

So, in effect, you are saying that if I click through the terms of use agreement without reading it (or the fine print), there has been no meeting of the minds and the contract should not be enforceable? But when you sign a contract (or click the button) do you not _explicitly_ agree that you have _read and understood_ the contract? If you have, in fact, not read and understood the contract then you have defrauded the vendor. So even if the fine print does say you owe the lender 50% of your future income — which, I agree, should not be enforceable — are you not responsible for making the vendor whole on any property he transfers to you upon signing the contract? Surely you don’t disagree?

So how does one extend this to non-property items such as software. How does one prevent users from violating their terms of use agreement on the technicality that they just clicked through it?

REPLY

Stephan Kinsella May 8, 2009 at 8:25 pm

Carolus Petri: Re Barnett’s paper: I agree.

Mike Cuneo:
I’m not sure what you are asking. If you are asking for a definitive pronouncement from me, on an incomplete hypo-this is the problem I mentioned regarding armchair reasoning.

“But to me, an agreement is an agreement, as long as no force or coercion is involved of course.”

Well, yes, but the question is: what IS the agreement? My point is: you can’t just ASSUME it’s exactly equivalent to “the paper document”. That is just *evidence of* the parties’ intent.

Raja:

“So, in effect, you are saying that if I click through the terms of use agreement without reading it (or the fine print), there has been no meeting of the minds and the contract should not be enforceable? But when you sign a contract (or click the button) do you not _explicitly_ agree that you have _read and understood_ the contract? If you have, in fact, not read and understood the contract then you have defrauded the vendor. So even if the fine print does say you owe the lender 50% of your future income — which, I agree, should not be enforceable — are you not responsible for making the vendor whole on any property he transfers to you upon signing the contract? Surely you don’t disagree?”

If you are asking for a definitive pronouncement from me, on an incomplete hypo-this is the problem I mentioned regarding armchair reasoning.

REPLY

Sovy Kurosei May 8, 2009 at 8:36 pm

EULAs (click-wrap) licenses were intended to protect the vendor from liability. It would be (or should be) impossible for the EULA to enforce a clause that allows the vendor to take half of the customer’s income because the vendor would not be able to prove that the person actually accepted the agreement or not. All they know is that in order to use the software the user has to accept the agreement. If the software is misused and the user ends up in trouble then the vendor isn’t liable.

Unfortunately the times are changing. A recent example would be Blizzard v Glider where Blizzard was able to use their EULA and TOS to put an injunction against Glider software. If I recall correctly the basis of the argument was that Blizzard licenses their software, and that if the player breaks the TOS by using botting software (Glider) then the user would be committing copyright infringement since they are not authorized to have a copy of World of Warcraft in their computer’s RAM.

REPLY

Alex May 8, 2009 at 9:22 pm

Take the newspaper example one step further: vending machines. You put money into a slot, press two buttons, and product comes out. A perfectly valid contract with no interpersonal contact involved whatsoever.

REPLY

P.M.Lawrence May 8, 2009 at 10:18 pm

“To my mind, a written agreement is only evidence of what the parties actually agreed to. But it is rebuttable.”

Contracts are generally read in the light of the “Parole Evidence Rule”, which basically states that oral matter may not amend written matter in a contract unless the written matter states that the oral matter is applicable. So oral matter could be used to clarify written matter, but not to modify it unless that possibility were spelled out in writing. And there are all sorts of issues to do with agreement by conduct as well, e.g. if a debtor started paying instalments with notes stating that was happening, and the creditor took the payments without clearly rejecting the implied instalment terms, then the creditor would have a hard time trying to get payment in full (having accepted the instalment scheme).

REPLY

Mark Alger May 8, 2009 at 10:54 pm

My understanding of this may be primitive and naive, but I don’t see this as a problem with the contracts as they exist so much as with the law which allows a contract to be altered willy-nilly and unilaterally.

I see this as particularly so in the case of a credit card holder with a large balance. This person can be seen to be over a barrel and the alteration of the contract with the only option being to “pay up and walk” amounting to coercion.

And I see this as an abdication by the state of a fiduciary responsbility to prevent, obviate, or adjudicate fraud and coercion in private commercial transactions.

Most shrinkwrap and clickwrap EULA’s and TOS’s have provisions in them which permit the issuer to alter the terms — practically — ad lib. I can’t see this as being just in any way.

M

REPLY

Stephan Kinsella May 8, 2009 at 11:24 pm

Just to clarify, as some seem to be missing the point. I am not saying any particular contract is invalid–in fact if anything I’m saying this is not a libertarian issue–libertarianism helps define the abstract principles of justice; but application is a practical, technical matter and very context-bound.

Second, I see no reason why two parties couldn’t agree to a contract that is amendable according to specified procedures–assuming this is really what the parties agreed to. I’m merely saying that the existence of a clause in the fine print is not definitive proof that this was actually agreed to.

REPLY

Alexander S. Peak May 8, 2009 at 11:36 pm

Kinsella: “For example supposed buried in fine print for a contract for sale of a $20 software program is the provision, ‘Buyer agrees to give 50% of his income to Vendor for life.’ Is this enforceable? Of course not. Why not? Because there was no agreement to this.”

I’m not so sure that’s the reason we want to be giving for the non-enforceability of such a clause.

I have not read your article “Inalienability and Punishment,” but since I agree with you that this clause would not be enforceable even if the person signing the contract had read and understood the contract in full, I’m therefore inclined to suspect that whatever argument you present in the aforementioned article should suffice to explain why the 50% life income clause would not be enforceable, and therefore am further inclined to see no need to make the unnecessary jump of assuming that the lack of having read a contract implies any additional unenforceability above and beyond this.

My personal opinion on the matter at this time–and perhaps this is the/an argument you present in “Inalienability and Punishment”–is this: if you do not wish to surrender 50% of your income for the rest of your life, you don’t have to; all you have to do is return whatever scarce thing(s) you bought. If no scarce thing was purchased, you need not return anything.

My current inclination is to say that if a party agrees formally to a title-transfer, then she is bound to it, regardless of whether she read it, except in those cases where she would not be bound to it even if she did read it. If I see a well-rationed argument to the contrary, I’ll then reconsider.

Cheers,
Alex Peak

REPLY

Stephan Kinsella May 8, 2009 at 11:48 pm

Alex, not sure if I agree with you about “just returning the scarce thing you got” to get out of a contract. I do agree that inalienability concerns may be the reason you get out of it in the case mentioned; or the contract principles I mentioned. YOu could even argue there is an implicit duty of good faith, that means that the vendor is implicitly promising that his fine-print terms are “reasonable” or “default/normal” ones, and if others are “snuck in” it’s a type of fraud.

The details are not important to me; this is for the legal system to slog out.

REPLY

Stephan Kinsella May 9, 2009 at 12:03 am

Let me add here a couple of glosses on this. The following quote is taken from my article Knowledge, Calculation, Conflict, and Law:

Yet, Barnett does not provide a rigorous argument showing where are the exact limits of the ability to deduce concrete rules. He evidently feels that the more abstract principles can, for some reason, be established by armchair theorists. If denizens of the ivory tower can do this, why can they not deduce or establish more concrete rules by simply considering more and more contextual facts? In the
Roman law system—a somewhat decentralized legal system superior in many ways to the common law—Roman jurists (jurisconsults) helped develop the great body of Roman law by providing opinions on the best way to resolve disputes. These disputes were often purely hypothetical or imaginary cases, in which the jurists asked: “under such and such a possible or conceivable combination of circumstances, what would the law require?”25 It is conceivable that a large part or even all of the legal code existing in a given society can be “deduced” in this fashion, and then these rules applied like precedents to actual controversies as they arise. As a libertarian (and, I confess, a lawyer), I must say that I believe I would be more comfortable living under a set of concrete rules deduced by libertarian philosophers than the (perhaps more concrete) set of rules developed under the actual common law.

Still, Barnett’s argument in favor of a common-law system makes sense, even to libertarians who favor a deductive approach to rights (Hoppe 1989b, p. 131; Rothbard 1998; Kinsella 1997, pp. 607–45). Legal rules must be concrete in the sense that the rules must take into account the entire relevant factual context. Since there are an infinite number of factual situations that could exist in interactions between individuals, a process which focuses on actual cases or controversies is likely to produce the most “interesting” or useful rules.26 It probably makes little sense devoting scarce time and resources to developing legal precepts for imaginary or unrealistic scenarios. If nothing else, a common-law type system that develops and refines legal precepts as new cases arise serves as a sort of filter that selects which disputes (i.e., real, commonly-encountered ones) to devote attention to.

[26: This is analogous to Mises’s method selecting certain empirical assumptions (e.g., assuming there is money instead of barter) to develop “interesting” laws based on the fundamental axioms of praxeology, rather than irrelevant or uninteresting (though not invalid) laws.

For further discussion of the role of codes and jurists, see my Legislation and the Discovery of Law in a Free Society.

REPLY

Martin OB May 9, 2009 at 12:02 pm

I pretty much agree with the author. I think the libertarian position about contracts, as opposed to the statist position, is that people should be free to reach agreements as they see fit, and the state should keep away as long as both remain happy with it.

Most of the time, none of the parties wants to break the agreement. Focusing on those problematic, relatively infrequent cases, while statists dispute people’s right to trade and relate to each other in their own terms (labor regulations, affirmative action and so on) is, in my opinion, a distraction.

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Ant May 9, 2009 at 3:19 pm

take it to the courts to decide if a contract is right

REPLY

filc August 26, 2009 at 3:50 pm

Seems to me most modern EULA’s, licenses agreements, and other various common forms of contractual agreements only exist because of the large influential play by the state.

In a true libertarian society with less state or no state many of your written contracts would not only be simplified on basic private property principles but other contractual agreements may just disseapear all together. As property transfers ownership liability goes along with it.

The responsibility then lies on the consumer to be a responsible consumer and purchase a quality good. Not to have the public bail them out when they got scammed for being negligent in researching whom the do business with.

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{ 2 comments }

[update: see also Roderick Long, Advocatus Diaboli, and my and others’ comments; and Sheldon Richman, Walmart: Yea or Nay?, and my comments]

From the Mises Blog:

The Walmart Question, or, the Unsupported Assertions of Left-Libertarianism

04/26/2009

In Three notes for the critics of the critics of apologists for Wal-Mart, Charles Johnson/”Rad Geek” weighs in on this matter, criticizing, inter alia, Huebert and me. The following is not so much a direct reply to Johnson, but rather my own independent take on the ongoing disagreements between libertarians and soi-disant “left-libertarians.”

First, I don’t think any of us normal libertarians disagrees with the left-libertarians that every one of the state interventions they criticize should be abolished. (I say “normal” libertarians here for want of a better term: I reject the implication that the left-libertarians’ opponents are “paleo” libertarians; but just non-left, or normal ones.) We all agree that eminent domain, government roads, pro-union legislation, minimum wage laws, and even state incorporation statutes (with their limited liability and corporate-legal-personality traits) should be abolished. We all agree that these various laws distort the economy and are unjust.

But the left libertarians keep making unsupported assertions pivoting off these fairly trivial, uncontroversial observations. For example, they seem to think some of these laws amount to a net benefit, at least for some corporations. I see no reason to assume this. I rather think that absent all these provisions (and other state interventions, such as taxation), the Macys and Walmarts would be on net much better off. Lockheed–maybe not. Federal employees–no. They’d be unemployed. But normal, productive firms? Call me crazy, but I think the state harms them, and harms the great bulk of people on net.

If you abolish the incorporation statutes, then per Hessen you’d still have corporations anyway, and probably still have limited liability, since there is no reason to attribute vicarious liability to “shareholders” anyway (see Corporations and Limited Liability for Torts). And even if you did succeed in holding them liable, corporate D&O insurance would simply be extended to cover shareholders too. This would lead to a very slight increase in costs to corporations, but no major systemic change that would lead us to expect international/long distance commerce and multinational enterprises would shrivel and die.

If you abolish eminent domain, then Walmart’s costs would increase ever so slightly. This is because as far as I know eminent domain is used only occasionally–I’ve seen no reason to think it’s even 1% of their stores; and even then, Walmart has to pay for the land. Yes, the price paid is presumably less than they would have had to have paid otherwise; or the land location is somewhat better than free market alternatives, but you can see this is all marginal: the location is a bit better; the price is a bit less–for a presumably very small number of stores. In my view, no sane person thinks Walmart’s basic business model would be affected in the slightest if eminent domain were unavailable.

As for state roads–the left-libs keep asserting that these provide a disproportionate advantage to “big box” retailers and other aesthetically displeasingly “big” firms. This seems to be an assertion to me. The mom and pop hardware store near my home has its shelves stocked with products manufactured in China, shipped using the same transportation networks that “big box” retailers use.

(Now I will grant that the larger firms probably benefit disproportionately from the effects of minimum wage and pro-union legislation, but you don’t hear the left-libertarians fulminating much about those laws–and certainly not against militant unions and “wildcat strikes” (see ch. 3 of Carson’s book). To some libertarians, there may be a perception–how justified, I cannot say, but in any event not that surprising–that left-libertarianism is a bit tainted by what appears to be a sentimental, bizarre rhapsodizing over “localism” and quasi-Marxoid ideas like “wage-slavery,” alienation from labor, “the workers,” and so on.)

And so what if you are right? Let’s say Walmart does receive some kind of net subsidy now. Well, so what? We all oppose the state actions that result in the subsidy. And here we come to what I think is perhaps the greatest weakness of the left-libertarian anti-corporate project. If their analysis merely led them to have different predictions than normal libertarians, who cares. We all agree that the state and its various interferences ought to be abolished; I’m sure we would all be willing to see what happens: whether we’d have a world of hippie hemp-wearing peace and love worker self-sufficient coop localist organic vegan acoustic guitar by campfire communes and kibbutzes, or a modern, vibrant, industrialized, capitalist world of international trade and multinational enterprises. Then this debate would be merely one of predictions and personal preferences; it would be similar to the way I think the debate between Rothbardians and freebankers on the fractional reserve “fraud” issue should be handled, namely, even though I agree with the former that fractional reserve banking is economically disastrous, I’d be happy to see fractional reserve banks compete with real banks so long as adequate disclosures were made to the customers.

But it is not merely a debate about predictions. It is used to inform their views of legitimate property holdings, and justice. In various debates, centered around the vandarchism issue–the legitimacy of hooligans’ bashing in Macy’s windows–the left-libertarians have steadfastly refused to grant that Macy’s and Walmart are the legitimate owners of their property. They seem to think there is no need to carefully adumbrate a theory of responsibility and then to carefully apply this to particular cases. Walter Block has attempted the beginnings of such a theory, e.g. see his Toward a Libertarian Theory of Guilt and Punishment for the Crime of Statism. But the left-libertarians seem to think they can just hand-wave at some libertarian deviations of Walmart, as if this suffices to show that Walmart is not the real owner. They think the debate instantly turns to the question of who the owner is: is it the workers, or the brick-throwing hooligans, or taxpayers, or is it unowned and subject to homesteading? But the assumption is that the corporation is not the owner. They think this is uncontroversial–or, at least, that they don’t need to provide an argument for this.

I think they do. Without a coherent theory, we are left with basically some kind of implicit unclean hands approach–if you can point to unlibertarian acts, then the actor or recipient has no rights. The problem is that if this theory is not spelled out, it can be used by anyone based on their pet preferences, to attack whoever they dislike. The thing is, we do live in an unfree world. Virtually every person, and every firm, is entangled in the state’s web. No one is lily-white. We all use the roads. We all “benefit” directly or indirectly from state spending of stolen funds. Mindlessly adopting a stark unclean hands theory without nuance or adumbration results in nihilism and a war of all against all. Under such a theory, there are no rights left; everyone is criminal, and has no property rights.

Obviously, this is not libertarian. To declare a firm like Macys or Walmart to be criminal, to penalize it by removing its right to exist and to own property–to refuse to condemn, on principled grounds, those vandals and squatters who trespass on or vandalize its property–requires a coherent theory of justice applied to individuals living in an unfree world. To my knowledge, the left-libertarians have not done this; they have not even tried. (N.B.: authors of papers along these lines are welcome to submit them to me for consideration for publication in Libertarian Papers.) Until they do, their anti-corporate screeds will continue to be perceived as inexplicably hostile attacks on commerce and industry, based on merely personal (and somewhat quaint and naive, if not bizarre) preferences. I won’t say put up or shut up–but I will say, put up, or expect to be relegated, in the minds of normal libertarians, to quasi-crank status.

***

Archived comments:

Comments (28)

  • BioTube
  • Let’s imagine for a moment that corporations really have no rights and there’s really a question as to who the actual owner of Walmart property is. Since the stockholders collectively ‘own’ the company, it follows that if we ignore corporations the owners of the property are the stockholders. In fact, looked at this way, corporations are little more than investment funds. Thus, we can see just how ridiculous the “Walmart has no rights” mantra is – it might have none of its own, but it exercises the rights of the shareholders in their stead. I hope that makes sense.
  • Published: April 26, 2009 11:09 AM

  • RWW
  • It seems to me that the whole argument (on both sides) centers on speculation — specifically, as to whether Walmart could exist in something like its current form in a free market. I happen to mostly agree with you, Stephan, that it could. But what does it really matter? Is the other side advocating some form of state aggression against Walmart?It’s similar to the immigration debate within the “libertarian community” — would immigration to the territory of the U.S. be at similar levels if the U.S. had a much more free market (including full property rights)? I believe so, but what does it matter? As long as those who disagree are not in favor of using the current state system to keep “illegal immigrants” out, in order to approximate their vision of free market conditions, the disagreement is a minor point.
  • Published: April 26, 2009 11:19 AM

  • RWW
  • (I realize that Stephan addressed these points to some extent in his article.)
  • Published: April 26, 2009 11:23 AM

  • Stephan KinsellaAuthor Profile Page
  • RWW–it’s not so much that they are advocating aggression directly. It’s that they seem to believe that these corporations are not legitimate owners of their property. This of course opens the door to justifying worker sit-ins, vandalism, and the like. In my view, if they want to assert Walmart and the like don’t own their property, they need to come up with a coherent, general, libertarian-compatible theory that explains who does own what, and why, in a mixed economy–from individual homeowners to taxpayers to corporations. I’m waiting, but won’t hold my breath …
  • Published: April 26, 2009 11:51 AM

  • Cosmin
  • I didn’t yet take position on this, but I’ve got a question: how does a corporation satisfy the window-breaker’s right to face his accuser in court?
  • Published: April 26, 2009 12:23 PM

  • scott t
  • this may have been disussed in previous posts…whether ownership means the right to control a particular item.
    if 4 people own something and 1 is using it…can it be said then that 3 people can actually own the item.
    or are there really just competing usage attempts amongst the owners and more of a right to exclude others from use?
  • Published: April 26, 2009 2:40 PM

  • DJF
  • The question that seems to need answering is what is ownership? And while there is plenty of debate on the rights of ownerships, there seems to be little on what is the responsibility of ownership? Does ownership mean only that you have the right to use something or get benefit from it or does it also mean that ownership means you also have to pay for the costs of that ownership and have responsibly of ownership?If I own a piece of property that includes a tree and that tree falls over into my neighbors property and destroys their car am I responsible since I own the tree?If my wife and I jointly own the property are we both responsible?

    If my wife and I create a limited liability corporation called “Tree Ltd” and the tree falls over onto my neighbors car does this mean that only that corporation is liable and that the rest of my wife’s and I’s property is safe from lawsuit? So the only asset that my neighbor can get is the firewood from that tree to pay for the new car he needs.

    Another question is who is an owner? If you want to talk about clear property rights of owners should there not there also be a clear definition of who is the owner or owners of that property?

    If shareowners have voluntarily collectively joined together to own that property does this not also mean that they have voluntarily collectively joined together to take responsibly for that property. If we say that shareowners are not responsible for their ownership then who is, the management, the board of directors, nobody?

    Finally a thought about a statement in the original article “And even if you did succeed in holding them liable, corporate D&O; insurance would simply be extended to cover shareholders too. This would lead to a very slight increase in costs to corporations, but no major systemic change that would lead us to expect international/long distance commerce and multinational enterprises would shrivel and die.”. How do you know what the costs will be, right now we have banks with billions and trillions in liability for bad business practices. They made huge amounts of contracts which they did not have the money to pay off and without government taxpayer bailout these corporations would be economic “black holes” which would have far more debt then any insurance could pay off. In fact AIG is an insurance company which can’t even pay off its own liability.

    If it is true as the author states that this is only a minor cost then we should immediately end all government sponsored limited liability now since it is obviously not needed. However as shown by the banking and insurance business today, corporations are quite capable of creating massive debt that is beyond any possibly of insurance covering the costs and we need to decide who should be first in line to pay back what money that can be paid back. Is management responsible, is the board of directors, is the shareowners, is no one responsible?

    So instead of talking about Wal-Mart which today seems and I repeat seems not to have massive liability for debt, lets change it too Citibank or Goldman Sachs or AIG which as we all know today have managed to created astronomical levels of debt they can‘t pay off. Who owns these corporations, who is responsible, who should be required to pay off the debt that these corporations have created? I don’t think anyone at Mises.org thinks that the taxpayer should pay off these debts so who do you think should, the management, the board of directors, the stockowners, those who lent these corporations the money they lost? Are these debts the responsibly of real flesh and blood humans or is it the responsibly of a piece of paper called a corporation that was created and run by real flesh and blood humans?

  • Published: April 26, 2009 2:41 PM

  • BioTube
  • DJF, limited liability is merely a contractual thing(government recognition just saves paperwork, really). Rather than a whimsical comparison to a tree, remember that corporations are just vehicles of investment. If I give somebody $50000 to invest and he instead uses it to rob the Federal Reserve’s New York branch(yes it’s whimsical, but better than a tree), should I be held liable because I unwittingly funded his misdeed? In the same way, stockholders in a corporation are very rarely to blame – that belongs to the people who conspired to break the law(this is where corporate personhood becomes a problem, since the perpetrators can get off scot-free while the investors suffer large fines).
  • Published: April 26, 2009 3:03 PM

  • DJF
  • “”””DJF, limited liability is merely a contractual thing(government recognition just saves paperwork, really). “”””No, the government imposes many of those “contractual things” on those who have not agreed to the contract so its not just “saving paperwork”.“””””Rather than a whimsical comparison to a tree, remember that corporations are just vehicles of investment.””””

    There is nothing whimsical about that tree if it falls on your car. So who should pay, the owner of the tree or the owner of the car, or should the assets of “Tree Ltd” be the only thing at risk?

    “”””If I give somebody $50000 to invest and he instead uses it to rob the Federal Reserve’s New York branch(yes it’s whimsical, but better than a tree), should I be held liable because I unwittingly funded his misdeed?”””

    But your not just an investor you as stockowner collectively have control of that corporation and appoint the board of directors who appoint the management. So if the people you put in charge rob the Fed then you say you have no responsibility for the corporation or the people you hired? What if you were a stockowner in “Rob the New York Fed Ltd” would you have any responsibility then?

    So as I asked above, what is ownership, who is an owner and what benefits and costs are there in ownership. Also should there not be a clear title on ownership so those who own are known and their responsibilities clear?

  • Published: April 26, 2009 5:35 PM

  • BioTube
  • No, the government imposes many of those “contractual things” on those who have not agreed to the contract so its not just “saving paperwork”.

    A creditor has the option not to deal with a corporation, as does a consumer. In a free market, do you really think that these companies wouldn’t insert like-functioning clauses into contracts?

    There is nothing whimsical about that tree if it falls on your car. So who should pay, the owner of the tree or the owner of the car, or should the assets of “Tree Ltd” be the only thing at risk?

    In all odds, the owners of your Tree Ltd are also its employees; in any case, they are culpable for their actions.

    But your not just an investor you as stockowner collectively have control of that corporation and appoint the board of directors who appoint the management. So if the people you put in charge rob the Fed then you say you have no responsibility for the corporation or the people you hired? What if you were a stockowner in “Rob the New York Fed Ltd” would you have any responsibility then?

    As long as you did not sanction their actions, then vicarious liability ought not apply(unfortunately, it often does in today’s legal system).

    So as I asked above, what is ownership, who is an owner and what benefits and costs are there in ownership. Also should there not be a clear title on ownership so those who own are known and their responsibilities clear?

    If I did not sanction an action and took reasonable measures against it, then I have fulfilled my obligation. Individuals acting against my wishes in my name do not make me liable.

  • Published: April 26, 2009 6:06 PM

  • DJF
  • “”””A creditor has the option not to deal with a corporation, as does a consumer. In a free market, do you really think that these companies wouldn’t insert like-functioning clauses into contracts?”””But if I have not agreed to contract then I am a third party and so the contract does not apply. And third parties such as the owner of the car which got crushed by your tree is someone who did not voluntarily agree to deal with “Tree Ltd”“”””In all odds, the owners of your Tree Ltd are also its employees; in any case, they are culpable for their actions.””’

    So they hired some teenager to act as manager of “Tree Ltd” and he is responsible? He does not have the money to even buy his own car let alone buy me an new on. There are plenty of way of hiring employees with little or no assets to avoid liability if you claim that employees are to be held responsible

    “”””If I did not sanction an action and took reasonable measures against it, then I have fulfilled my obligation. Individuals acting against my wishes in my name do not make me liable. “”””

    But did you take reasonable measures against it. Did you inspect your tree, did you get insurance on your tree, did you warn your neighbor on the danger of parking next to your defective tree, did you chop down your defective tree?

    And how about if you are a stockowner in AIG, did you keep track of what your corporation was doing, did you monitor the level of Credit Default Swaps which AIG took out? Did you organize with your fellow stockowners and remove the management which was sending your corporation over an economic cliff. What exactly did you do as part owner to take “reasonable measures” against the bad economic decisions of AIG? Or did you just collect your dividend and watch your stock price soar?

  • Published: April 26, 2009 6:55 PM

  • BioTube
  • First of all, stop with the tree: acts of God are completely different than acts of man and treated as such. Thus, the tree falling on your car because of a storm is between you and your insurance company – the tree’s owner is only responsible for removing it from your premises. If a lumberjack were hired to cut it down, then he would be liable(especially if he could see your property); the owners would be liable if the property line(or your car) is hidden and they neglected to inform the treefeller of the fact.As for corporate stockholders, not every activity is available for their analysis. In addition, it seems nobody with a public presence realized CDSes were at all dangerous. Besides, AIG did nothing more criminal than New Coke.
  • Published: April 26, 2009 7:27 PM

  • Matthew Dawson
  • I really hate to say this, but this post really misses the point. The argument that Carson, Long, Johnson, et al. are making is that Wal-Mart (and similar big-box retail stores) exist in their current forms due to the socialization of certain costs. It doesn’t have anything to do with the existence of corporations in a free market or the moral status of corporate property. Whether or not Wal-Mart actually “owns” their property is beside the point.Furthermore, I haven’t seen one prominent left-libertarian actually defending window smashing; the position that Long and Carson hold (and the one the Johnson mentions in the post you link to) is that such things have to be decided on a case-by-case, contextual basis. Which is, as far as I know, the “normal” libertarian position as well.
  • Published: April 26, 2009 8:05 PM

  • newson
  • windows smashers are expelled from the libertarian camp automatically (the bastiat clause). vandalism, even against state-owned property, is odious and mindless.
  • Published: April 26, 2009 9:51 PM

  • Marco
  • DJF:Creating a Tree Inc. does nothing to change the fact that the tree was in your property and fell into another’s causing damage.The creation of a corporation does not erase the preexisting state of affairs any more than I can start Murder Co., shoot you in the face and enjoy limited liability, instead of being tried for murder.
  • Published: April 26, 2009 10:21 PM

  • Roderick T. Long
  • Comrade Stephan, I don’t think you can have read Charles’ post very carefully. Because all the arguments you respond to above are the very ones he explicitly says in the post that he’s not making.
  • Published: April 26, 2009 11:54 PM

  • Peter
  • If I own a piece of property that includes a tree and that tree falls over into my neighbors property and destroys their car am I responsible since I own the tree?Did you do anything that could legitimately be foreseen to cause the tree to fall? If not, I don’t see why you should be held responsible. The neighbor should have insurance for these kind of events. What if a tree that was on unowned land fell on his car?
  • Published: April 27, 2009 3:16 AM

  • Stephan KinsellaAuthor Profile Page
  • Roderick,”Comrade Stephan, I don’t think you can have read Charles’ post very carefully. Because all the arguments you respond to above are the very ones he explicitly says in the post that he’s not making.”I’ve modified the introductory paragraph to make it clear my post is not so much a reply to Johnson; his post was just the launching point.

    I’m trying to frame the issues to try to be clear on just where and why there is disagreement between libertarians and left-libs.

  • Published: April 27, 2009 8:01 AM

  • ed42
  • Stephan,It appears that you only addressed 1/2 the road question; that of the transportation of goods to the retail outlet side (of which I agree with your conclusion).The other 1/2 of the road question is getting the goods from the retail location to the consumer. In a non-state environment I ASSUME the further one drives the higher the toll (the current USA gas taxes somewhat model this) – that consumers would really pay their ‘fair share’ of road building/maintenance. I speculate that this would lead to 1) less often trips to market (but buying more on each trip) and/or 2) more neighborhood (within walking/biking distance) mom&pop; stores (most likely within neighborhood homes).

    It’s this current lack of highly distributed mom&pop; model due to zoning restrictions and not paying actual cost of road use where I guess (no hard numbers) the big box stores get the benefit of state intervention.

  • Published: April 27, 2009 9:18 AM

  • William H Stoddard
  • “No net benefit” is too easy a criterion, I think. Aren’t there historical cases of large established firms favoring government regulation that is a burden for them, because it is a bigger burden on their newer and smaller competitors? I think it needs to be shown not just that government inflicts deadweight costs on firms such as Walmart, but that those costs burden such firms and their competitors to a similar extent.
  • Published: April 27, 2009 9:57 AM

  • Stephan KinsellaAuthor Profile Page
  • Ed42– what is your question?As for the subsidized transportation issue: many international sellers pay for transportation, such as Japanese autos shipped over to the US, or oil shipped from the Middle East–across the ocean, on ships. AFAIK these shipping costs are not subsidized, and are substantial. Yet Toyota still sells cars in the US. For this reason the idea that localism will prevail if you stop subsidizing roads strikes me as silly.
  • Published: April 27, 2009 9:58 AM

  • Rothbard is a Red 🙂
  • You sure it isn’t like this?Left-Libertarian: “Let’s make a big deal about Wal-Mart, so maybe the leftists / Marxists / anarchists will really like us, and possibly accept some libertarian / anti-statist ideas!”Left-Libertarian: “Wal-Mart is evil! Wal-Mart sux!”

    Leftist: “True, but so are libertarians.”

    Anarchist: “Property sux!”

    Marxist: “Yes, overthrow Wal-Mart and create a communist state!”

    Normal-Libertarian: “I don’t think it’s working….”

    Left-Libertarian: “Enough of your corporate-statist apologetic and vulgarism! See, they like me…they really like me!”

  • Published: April 27, 2009 10:18 AM

  • Mike
  • “I’m trying to frame the issues to try to be clear on just where and why there is disagreement between libertarians and left-libs.”Cute.
  • Published: April 27, 2009 11:13 AM

  • Todd
  • Corporations are not the private property of individuals. Instead, they are collective institutions propped up with favorable regulation (e.g. limited liability). America was founded on individual rights, against ALL collective institutions. The founding fathers attacked the ships of the East India Trading Co. in the Boston Tea Party because England had lowered its export taxes to zero. That is, the founding fathers were pissed at the corporation. Jefferson wanted protection from the East India Trading Co. written into the Bill of Rights. Madison said “no” only because corporations at that time dissolved automatically and didn’t need controls.Read Accounting Theory by Paton (1922) or The Modern Corporation and Private Property by Berle and Means (1932). This will explain popular opinion when corporations became the dominant economic institution in the world. At that time, everyone knew, but accepted, that corporations as collective institutions operate outside the free-market of individual businesses.I am a red-blooded American and a libertarian. I hate collectives institutions that impose on individuals. Am I wrong?
  • Published: April 27, 2009 2:55 PM

  • Repetition
  • >>Am I wrong?Yes.See here:
    http://www.econlib.org/library/Enc/Corporations.html
  • Published: April 27, 2009 3:08 PM

  • P.M.Lawrence
  • “But the left libertarians keep making unsupported assertions… For example, they seem to think some of these laws amount to a net benefit, at least for some corporations. I see no reason to assume this.” [Emphasis added.]But how are those unsupported, and how are those assumptions? It is possible to agree or disagree with material put forward in support of such things, but it is simply wrong to dismiss the fact that material was put forward.For instance, much material has been offered to rebut Hessen’s ideas that “If you abolish the incorporation statutes, then… you’d still have corporations anyway, and probably still have limited liability…”, and that limited liability is the essential feature of corporations (which means that Repetition’s link is begging the question by citing Hessen).

    That means that there is also question begging, assuming what it seeks to prove, in “But the assumption is that the corporation is not the owner. They [left libertarians et al] think this is uncontroversial–or, at least, that they don’t need to provide an argument for this.” Rather than assuming that corporations are not owners, they see that there is a prevalent assumption that they are legitimately “persons” that can own things at all, and so they suppose that the burden of proof lies the other way. (Myself, I believe that certain types of corporation can exist without state creation and maintenance – I have mentioned monasteries – but the ones that need it have no more standing than the state itself has to create and maintain corporate status, and determining which applies needs to be worked out on a case by case basis rather than assuming corporate legitimacy.)

    So it’s not “Without a coherent theory, we are left with basically some kind of implicit unclean hands approach–if you can point to unlibertarian acts, then the actor or recipient has no rights”. There is a coherent theory, and it has nothing to do with “unlibertarian acts” (except possibly as symptoms), it has to do with whether the “actor or recipient” has any proper existence at all in its own right as opposed to by state fiat.

    So “To declare a firm like Macys or Walmart to be criminal, to penalize it by removing its right to exist and to own property–to refuse to condemn, on principled grounds, those vandals and squatters who trespass on or vandalize its property–requires a coherent theory of justice applied to individuals living in an unfree world” is missing the point and begging the question by casting it in the form “removing its right to exist and to own property” rather than “not assuming and stipulating its right to exist and to own property”. That makes requiring “To my knowledge, the left-libertarians have not done this; they have not even tried” applying the wrong test, just as it would be if all those things were being done in the name of my neighbour’s cat.

    So this is all talking past the issues, on the back of a whole load of assumptions from the other direction.

  • Published: April 27, 2009 11:45 PM

  • DJF
  • Peter writes“”””Did you do anything that could legitimately be foreseen to cause the tree to fall?”””Yes, you declared that that tree was your property and so no one else could stop the tree from falling onto someone else’s property. By declaring it your personnel property with your sole right to control of that tree you stopped others from acting.

    “””“The neighbor should have insurance for these kind of events.””””

    So you don’t properly maintain your tree and your neighbor must pay? And what if his insurance company was AIG whose stockowners had failed to maintain proper control of its debts so the insurance does not pay off the damage. Once again the owners according to some are not held responsible for what they own.

    “”””What if a tree that was on unowned land fell on his car?””’

    Then there is no ownership liability. Plus if the tree was unowned the neighbor could inspect and even take action to prevent the tree from falling on his property. Thanks for showing my point, if you can’t take responsibility for what you own then you should not own it.

    I find it strange that so many free market types seem to have so little idea about the concept of ownership and while they love the benefits of ownership they seem to want to pass the buck on the responsibilities of ownership

  • Published: April 28, 2009 9:25 AM

  • Taylor
  • Stephan,A good post, but be careful with your language. Corporations don’t and can’t exist and therefore they don’t have a right to exist. Individuals exist. Individuals have rights. Individuals have the right to cooperate in a corporate structure.That’s maybe nitpicky but I think we want to be careful to not abuse language any more than we absolutely must to make our points.
  • Published: April 28, 2009 1:39 PM

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The Division of Labor as the Source of Grundnorms and Rights

From the Mises Blog. Archived comments below.

The Division of Labor as the Source of Grundnorms and Rights

04/24/2009

In a previous post [Empathy and the Source of Rights], I argued that empathy is the source of rights. The idea is that any norms that are abided by in society are necessarily norms that are self-undertaken by a community of people who share that value. Civilized people value various grundnorms, which are compatible only with the libertarian private property principles (or so we libertarians believe; this is at the root of Hoppe’s argumentation ethics and my estoppel defenses of libertarian rights, discussed in New Rationalist Directions in Libertarian Rights Theory).

But why do civilized people adopt the various libertarian-related grundnorms, such as peace, prosperity, reluctance to engage in unjustified violence? I think that it is the trait of empathy. Empathy for others is what gives rise to a general reluctance to engage in violent interaction–at least, without a good reason (justification). It is what leads to the “civilized” predisposition—hence the desire for most people—not criminals or outlaws, but civilized people—to find justifications for force, and to engage in it only when they satisfy themselves that despite their prima facie reluctance, it is justified in this type of case. (My view is that the person who is most reluctant, and has the highest standards or thresholds to be satisfied for justifying proposed or desired violence, are just libertarians. And that the most consistent among them recognize that the only good justification to be found is for force that is in response to aggression, or initiated force; and the most hyper-consistent among them are the anarchists. In short, the most “true” libertarians are those who oppose all aggression.)

But why is there empathy? Why do most of us place some value on others’ well-being? I ventured in the previous post that “evolution is probably what led to this trait, as a psychological matter, but that is not that significant to me. So, in a sense, if we must find a ‘source’ of rights, I would say—it is empathy.”

At the time, I overlooked the significance of a Mises quote called to my attention in the comments by Gil Guillory. Gil’s notes Mises’s “contention … that the Ricardian Law of Association gives rise to cooperation and that empathy grows out of cooperation, not the other way around. So, if we are insisting on a source of rights, and we follow Mises in this regard, then it is the self-interested motivation to cooperate that is the source of rights.”

Now I was listening recently to the absolutely riveting 10-part Economy, Society, and History lectures (audio here) delivered by Hans-Hermann Hoppe in 2004. (These lectures set forth the preliminary outlines of Hoppe’s forthcoming major book, tantalizingly mentioned in this interview; his paper On The Origin Of Private Property And The Family is described on his site as being the “abstract of a long chapter within the framework of a major book project.”) In lecture 3, “Money and Monetary Integration: The Growth of Cities and the Globalization of Trade,” starting at around 5:30, Hoppe mentions various passages of Mises related to those noted by Guillory.

According to Hoppe, Mises points out that psychologists and sociologists often explain the origin of the division of labor in some kind of instinct to “truck and barter,” as did Adam Smith. But Mises says we do not need to assume this; we can assume that everyone hates everyone else, and still explain why the division of labor emerges.

After Mises explains why the division of labor will arise, he quotes from Mises (Hoppe, lecture 3, around 13:47) here:

If and as far as labor under the division of labor is more productive than isolated labor, and if and as far as man is able to realize this fact, human action itself tends toward cooperation and association; man becomes a social being not in sacrificing his own concerns for the sake of a mythical Moloch, society, but in aiming at an improvement in his own welfare. Experience teaches that this condition–higher productivity achieved under the division of labor–is present because its cause–the inborn inequality of men and the inequality in the geographical distribution of the natural factors of production–is real. Thus we are in a position to comprehend the course of social evolution.

And at 15:03, Hoppe explains that Mises derives a very important insight from this. Contrary to those like Adam Smith who stipulate some kind of inborn sympathy among mankind as the ultimate case of the division of labor, Mises reverses this and says that it is precisely because of the higher productivity of the division of labor, which makes us dependent on each other, based on our recognition that we all benefit from this dependency on others, that we then develop, so to speak, sympathetic feelings toward others. In other words, sympathy results from, but is not the cause of, the division of labor. He then quotes Mises:

there can emerge between members of society feelings of sympathy and friendship and a sense of belonging together. These feelings are the source of man’s most delightful and most sublime experiences. They are the most precious adornment of life; they lift the animal species man to the heights of a really human existence. However, they are not, as some have asserted, the agents that have brought about social relationships. They are fruits of social cooperation, they thrive only within its frame; they did not precede the establishment of social relations and are not the seed from which they spring.

and, from this section:

The mutual sexual attraction of male and female is inherent in man’s animal nature and independent of any thinking and theorizing. It is permissible to call it original, vegetative, instinctive, or mysterious; there is no harm in asserting metaphorically that it makes one being out of two. We may call it a mystic communion of two bodies, a community. However, neither cohabitation, nor what precedes it and follows, generates social cooperation and societal modes of life. The animals too join together in mating, but they have not developed social relations. Family life is not merely a product of sexual intercourse. It is by no means natural and necessary that parents and children live together in the way in which they do in the family. The mating relation need not result in a family organization. The human family is an outcome of thinking, planning, and acting. It is this very fact which distinguishes it radically from those animal groups which we call per analogiam animal families.

I.e., it is the recognition of the advantages of the division of labor that makes stable family relationships rather than people breaking up and going their own way. And, as Mises notes in this section:

The fundamental facts that brought about cooperation, society, and civilization and transformed the animal man into a human being are the facts that work performed under the division of labor is more productive than isolated work and that man’s reason is capable of recognizing this truth. But for these facts men would have forever remained deadly foes of one another, irreconcilable rivals in their endeavors to secure a portion of the scarce supply of means of sustenance provided by nature. Each man would have been forced to view all other men as his enemies; his craving for the satisfaction of his own appetites would have brought him into an implacable conflict with all his neighbors. No sympathy could possibly develop under such a state of affairs.

Some sociologists have asserted that the original and elementary subjective fact in society is a “consciousness of kind.” [1] Others maintain that there would be no social systems if there were no “sense of community or of belonging together.” [2]One may agree, provided that these somewhat vague and ambiguous terms are correctly interpreted. We may call consciousness of kind, sense of community, or sense of belonging together the acknowledgment of the fact that all other human beings are potential collaborators in the struggle for survival because they are capable of recognizing the mutual benefits of cooperation, while the animals lack this faculty. However, we must not forget that the primary facts that bring about such consciousness or such a sense are the two mentioned above. In a hypothetical world in which the division of labor would not increase productivity, there would not be any society. There would not be any sentiments of benevolence and good will.

I think Hoppe is right. This is an important insight of Mises. Sympathy (and empathy) arise from the division of labor. Since rights stem from empathy, the division of labor is the source of rights. Q.E.D.

***

see also Empathy and the Source of Rights.

Archived comments:

Comments (33)

  • twv

    Surely Mises (or is that Hoppe?) is wrong to assert that “animals obviously lack” the ability to sense advantages in mutual co-operation. Such activity is common in the natural world, especially amongst mammals, and I do not believe that this common activity must be ascribed to instinct. Animals can be quite purposive, though their abilities to construct models of causation and thus plan activities and strategies is often shallow.

    Much work has been done, recently, on the subject of the emotional and cognitive aspects of human evolution, with a great deal of reference to the other Hominidae, our nearest cousins in evolutionary advance. I recommend the fairly recent work by sociologist Jonathan Turner.

    Of course, none of the ideas are new. The importance of sympathy for our complex moral systems (and they are complex) was insisted upon, eloquently, by Adam Smith in THE THEORY OF MORAL SENTIMENTS. This was taken in an explicitly evolutionary direction by Herbert Spencer (see THE PRINCIPLES OF PSYCHOLOGY and later books of his Synthetic Philosophy). Indeed, Turner’s recent work echoes Spencer’s basic approach fairly closely, but with a lot more specific scientific study to back his speculations and arguments up. (We know a lot more about primate evolution since Spencer wrote “PRINCIPLES OF SOCIOLOGY and PRINCIPLES OF ETHICS, the two main relevant texts.)

    Mises was quite aware of Spencer’s work, and Mises’ own emphasis on co-operation in social theory, instead of competition, follows directly from Spencer. But, alas, he goes off in a different direction with his notion that the division of labor precedes sympathy. It seems quite evident from primate studies that each of great apes has some capacity for empathy, and each exhibit varying degrees of social cooperation and a division of labor.

    Empathy expanded with the expansion of emotional capacity, which grew out of growing brain size and increasing neural complexity. These things allowed greater co-operation which increased survivability — indeed, a propensity to thrive — which in turns helped select (“by survival of the fittest” in Spencer’s terminology) for increases in emotional intelligence and in empathy itself.

    This dialectical dance of mutually reinforcing factors is typical of evolutionary processes. It also seems, to me, to undercut any “rationalistic” formulation of rights. But that’s another story.

    The importance of empathy for sociality is an important topic. It’s good to see this Spencerian theme reintroduced into the Misesian tradition.

    Published: April 24, 2009 1:36 AM

  • Les

    And don’t forget the insects (bees and ants). They have highly developed communities and defined division of labor. I think the major difference is that they lack freedom of choice.

    Published: April 24, 2009 3:56 AM

  • Chad Rushing

    If libertarianism’s espoused human rights are founded solely upon human emotional states (empathy) or past practices of early human communities (traditions?), how can libertarianism possibly claim any moral imperatives whatsoever? In such a situation, the bases of those human “rights” are purely subjective in nature meaning that libertarian “principles” are in fact just eloquent opinions and nothing more. The admonition “people should …” with its implied moral obligations should be replaced by the phrase “we would prefer people to …” in all libertarian literature.

    The only way that anyone has any unequivocal moral obligations to promote or support human rights (including economic rights) is for those rights to be based on an objective, absolute, moral code that applies to all humanity, past, present, and future, one of a distinctly theistic and, therefore, transcendent nature. Otherwise, it is just a matter of the libertarians and the authoritarians (and the conservatives, liberals, socialists, monarchists, tyrants, etc.) squabbling over differing opinions based on personal preferences as to how human society should work or be organized, none of them being more morally authoritative than any of the others in actuality.

    Published: April 24, 2009 6:11 AM

  • Skye Stewart

    As Roderick pointed out in his Wittgenstein, Austrian Economics, and the Logic of Action, Hoppe, and Rothbard mischaracterized Smith on this point,

    “Contrary to Rothbard’s suggestion, what Smith actually says is:

    “This division of labour, from which so many advantages are derived, is not originally the effect of any human wisdom, which foresees and intends that general opulence to which it gives occasion. It is the necessary, though very slow and gradual consequence of a certain propensity in human nature which has in view no such extensive utility; the propensity to truck, barter, and exchange one thing for another. Whether this propensity be one of those original principles in human nature of which no further account can be given; or whether, *as seems more probable, it be the necessary consequence of the faculties of reason and speech,* it belongs not to our present subject to inquire.” (Wealth of Nations I. 2)

    From wiki, on empathy and mirror nuerons,

    “In Philosophy of mind, mirror neurons have become the primary rallying call of simulation theorists concerning our ‘theory of mind.’ ‘Theory of mind’ refers to our ability to infer another person’s mental state (i.e., beliefs and desires) from their experiences or their behavior. For example, if you see a person reaching into a jar labeled ‘cookies,’ you might assume that he wants a cookie (even if you know the jar is empty) and that he believes there are cookies in the jar.
    There are several competing models which attempt to account for our theory of mind; the most notable in relation to mirror neurons is simulation theory. According to simulation theory, theory of mind is available because we subconsciously empathize with the person we’re observing and, accounting for relevant differences, imagine what we would desire and believe in that scenario. Mirror neurons have been interpreted as the mechanism by which we simulate others in order to better understand them, and therefore their discovery has been taken by some as a validation of simulation theory (which appeared a decade before the discovery of mirror neurons). More recently, Theory of Mind and Simulation have been seen as complementary systems, with different developmental time courses”

    . . .

    “Stephanie Preston and Frans de Waal, Jean Decety, and Vittorio Gallese have independently argued that the mirror neuron system is involved in empathy. A large number of experiments using functional MRI, electroencephalography and magnetoencephalography have shown that certain brain regions (in particular the anterior insula, anterior cingulate cortex, and inferior frontal cortex) are active when a person experiences an emotion (disgust, happiness, pain, etc.) and when he or she sees another person experiencing an emotion. However, these brain regions are not quite the same as the ones which mirror hand actions, and mirror neurons for emotional states or empathy have not yet been described in monkeys. More recently, Christian Keysers at the Social Brain Lab and colleagues have shown that people that are more empathic according to self-report questionnaires have stronger activations both in the mirror system for hand actions and the mirror system for emotions, providing more direct support to the idea that the mirror system is linked to empathy.”

    Published: April 24, 2009 6:52 AM

  • Brian Macker

    What about all those empathy based rights violating philosophies? Surely property rights need to be violated in the name of empathy. Clearly you have way too much stuff precisely because there are people starving in Africa. Where is your empathy for all those starving Africans?

    Published: April 24, 2009 7:08 AM

  • David Ch

    this excerpt piqued my interest:

    ‘But why do civilized people adopt the various libertarian-related grundnorms, such as peace, prosperity, reluctance to engage in unjustified violence? I think that it is the trait of empathy….’

    which I would like to expand on from an evolutionary biology perspective.

    the trait of empathy was hardwired into pre-civilisation man, who shares it with other social primates. However, this empathy is not universal – He lived in small family groups whose survival and thriving depended on co-operation, and the propensity for empathy evolved to foster the behaviours conducive to improved group survival. His ‘default’ position was ( and often still is) close empathy with intimates, and hostility to ‘strangers’ or ‘outsiders’, who invariably presented a threat whenever encountered. the co-operation ( = division of labour) among intimates (invariably fewer than about 130 individuals, which neuroscientists tell us is the maximum number of personal relationships that any one individual can sustain without getting muddled), permitted each person within the group to keep track of who did what for whom, and those not pulling their weight were either told to shape up or ship out, which propensity is also still reflected in our keen human ability to sniff out cheats or free riders, and our rather keen desire to punish percieved ‘wrongdoing’.

    this insider-empathy/outsider-hostility split is still very close to the surface in the human psyche, and it emerges in terrifying reality wherever violent conflict breaks out – witness the hatred and lack of empathy, indeed, outright brutality between Israelis and Palestinians, each of whom who might well be models of empathy, rectitude, and devout religious observance among their peers. Simply because ‘outsiders’ were not seen as fully human.

    ‘Civilised’ man, by contrast is marked by a propensity to co-operate with strangers – people he has never met before, but with whom he can empathise through a mutual recognition of the other as an ‘insider’ rather than a (feared and loathed) ‘outsider’. This is achieved through the emergence of all sorts of institutions – reference frameworks, or rules of engagement, that permit any two people who are strangers to one another, to regard each other as ‘insiders’ rather than ‘outsiders’. Such institutions can still be recognised today….. the ‘brotherhood’ and mutual recognition evident among freemasons, for example, or members of a particular church congregation that crosses national borders, or any one of a multitude of other social institutions ( I myself have a habit of visiting Aikido dojos in foreign cities , and immediately make contact with a whole bunch of strangers with whom I have an institutional affinity, and can engage with them comfortably as insiders with a high degree of mutual trust right from the first handshake).

    In the light of this perspective, I regard money as the mother of all these civilising institutions, arguably the one which enabled th eemergence of civilisation in the first place. The evolution of money became necessary the moment men started to co-operate with larger numbers of people than the maximum size of the average hunter-gatherer group.

    In the last analysis, money is nothing more than a robust mechanism for keeping score in the co-operation stakes – who did what for whom among large numbers of people who do not know each other personally. That is the defining mark of civilisation – co-operation to mutual benefit between strangers.

    Published: April 24, 2009 7:24 AM

  • David Ch

    Les said:

    ‘And don’t forget the insects (bees and ants). They have highly developed communities and defined division of labor. I think the major difference is that they lack freedom of choice.’

    The ‘individuals’ within a hive are not fully functioning, breeding organisms that can pair and procreate, or even function autonomously, ( all those worker bees or ants exist solely to facilitate the passing of the ‘queen’s’ genes into the next generation). So it is perhaps more accurate to regard a community of ants (or bees) as a whole as a single organism. Its components ‘co-operate’ in the same way as our nerves, muscles and bones co-operate to move a fork full of food into our mouths. It is absurd to regard a single ant as an independent entity.

    The social nature of mammals such as humans or bonobos is very different – the group is a collection of bona fide individuals – each capable in principle of independent existence – whose interests as individuals are limited and moderated by the interests and responses of the other individuals in the group.

    Published: April 24, 2009 7:43 AM

  • fundamentalist

    Empathy as a source of rights seems like a dangerous course to take. After all, the primary claim of socialists against capitalists is that capitalists lack empathy for their fellow man. Socialists claim that their desire for equality of wealth issues from empathy for the poor. That’s why they call it social justice. Does socialist empathy trump capitalist empathy?

    Published: April 24, 2009 7:58 AM

  • fundamentalist

    I think if you look at actual history, our knowledge of which is limited to the past 7-8 thousands years at most, instead of imaginary pre-history, you’ll find that the modern concept of rights came out of European Christianity. Before that, and in non-Christian parts of the world, individual rights didn’t exist. People were the property of the ruler who was sovereign as a god.

    So the attempt to fabricate a pre-history story that gives rise to rights without religion seems futile. And I think most people will see it for what it is, interesting fiction.

    Published: April 24, 2009 8:51 AM

  • Keith

    Hmm….it seems to me that Mises’ contention about social cooperation coming first and then empathy growing out of cooperation seems more suitable.

    I say that because if it were not then wouldn’t the whole crux for totally free trade between nations kind of fall apart? It seemed to me that one of the basic assertions of free trade (which I agree with) was that since you have a situation where people are now cooperating with each other for their own mutual benefit they are now less likely to commence any sort of hostilities with each other. Since the cooperation occurs first, and then tolerance and eventually mutual respect build on it, wouldn’t that help buttress the idea of DOL–>Empathy?

    Published: April 24, 2009 9:32 AM

  • fundamentalist

    Keith: “…since you have a situation where people are now cooperating with each other for their own mutual benefit they are now less likely to commence any sort of hostilities with each other.”

    That doesn’t seem to be the case, historically. What amazes modern readers of history is that trade between nations continued during war in most of the European wars up to WWI. That’s particularly true of the many wars in which Spain, France and England attacked the Netherlands during the 17th and 18th centuries. Merchants kept trading with each other in spite of the war. That may have been because people used to consider war as a matter between kings and none of their concern.

    The rise of nationalism changed that attitude and brought about total warfare which included trade. In fact, mercantilists considered trade to be merely a different kind of warfare.

    Published: April 24, 2009 9:40 AM

  • Keith

    That is true but that does not disprove exactly what I was originally getting at.

    Let me clarify my position, when I said “…since you have a situation where people are now cooperating with each other for their own mutual benefit they are now less likely to commence any sort of hostilities with each other.” what I was getting at was that hostilities between the parties WHO WERE ACTUALLY TRADING WITH EACH OTHER decreased.

    But after reading your comment I would have to agree with you that during those earlier wars the common man probably didn’t think war was their business, but it was of the monarch. I had not considered that before.

    Published: April 24, 2009 10:07 AM

  • Stephan KinsellaAuthor Profile Page

    twv:

    Mises was quite aware of Spencer’s work, and Mises’ own emphasis on co-operation in social theory, instead of competition, follows directly from Spencer. But, alas, he goes off in a different direction with his notion that the division of labor precedes sympathy. It seems quite evident from primate studies that each of great apes has some capacity for empathy, and each exhibit varying degrees of social cooperation and a division of labor.

    Empathy expanded with the expansion of emotional capacity, which grew out of growing brain size and increasing neural complexity.

    Twv, my basic point is simply that rights are complex norms based on more basic norms that most (civilized) people happen to hold. I think the idea of “empathy” helps to explain why the do in actuality adopt and have these values. This idea about empathy is not essential to the case for rights; the case for rights relies on showing that (for whatever reason) anyone who challenges rights in a coherent way is incoherent because he is and has already adopted the grundnorms that imply libertarian ethics. (This is the point of the Hoppean type of argumentation ethics.) It simply helps flesh out the case to try to get “beneath” this (undeniably presupposed) set of grundnorms; to my mind, the notion of “empathy” helps explain it. As I said before, empathy no doubt arises due to any number of psychological, sociological, and historical and evolutionary factors, but that it exists seems clear. And I do believe Mises’s point that we can expect empathy to arise when and to the extent people are beneficial to each other; when society is helpful to all–and that this is pronounced when the division of labor is introduced–is an intriguing point, and one that seems more or less sound to me. It is, really, irrelevant to the case for rights where empathy come from (or even why people do adopt the grundnorms); but it is interesting to explore this.

    “This dialectical dance of mutually reinforcing factors is typical of evolutionary processes. It also seems, to me, to undercut any “rationalistic” formulation of rights. But that’s another story.”

    Even if there is this evolutionary dance of mutually reinforcing factors–empathy gradually growing, along with division of labor, etc.–I don’t see that this by itself undercuts the Hoppean argument ethics at all. In fact, even if only some peopel were civilized, and adopted basic norms for totally arbitrary reasons, his argument would still work. IT’s not dependent on these speculations about empathy and so on.

    Chad Rushing:

    If libertarianism’s espoused human rights are founded solely upon human emotional states (empathy) or past practices of early human communities (traditions?), how can libertarianism possibly claim any moral imperatives whatsoever?

    Chad, see my reply above to twv. I am merely elaborating and speculating on why humans might have empathetic feelings toward one another, that makes them engage in cooperation and value others’ well-being. But *given this* “civilized stance* (whatever its origin), it is the civilized stance itself that is used by establish rights. Basically, Hoppe shows that anyone argumentatively disputing rights contradicts himself since by engaging in argumentation, he has presupposed the validity of certain norms that imply libertarian rights. My talk about empathy etc. would be aimed at explaining why people *do* engage in argumentation (a civilized type of activity), etc., but whether or not it is right does not affect the basic argument itself.

    The only way that anyone has any unequivocal moral obligations to promote or support human rights (including economic rights) is for those rights to be based on an objective, absolute, moral code that applies to all humanity, past, present, and future, one of a distinctly theistic and, therefore, transcendent nature. Otherwise, it is just a matter of the libertarians and the authoritarians (and the conservatives, liberals, socialists, monarchists, tyrants, etc.) squabbling over differing opinions based on personal preferences as to how human society should work or be organized, none of them being more morally authoritative than any of the others in actuality.

    Well, the “code” — any moral code– as a fundamnetal practical matter has to be based on basic values widely held by people. We libertarians are basically in favor of peace and prosperity, harmony and productivity. It is no coincidence that this is compatible with the same norms that underlie civilized discourse in the first place.
    Skye Stewart:

    As Roderick pointed out in his Wittgenstein, Austrian Economics, and the Logic of Action, Hoppe, and Rothbard mischaracterized Smith on this point,

    “Contrary to Rothbard’s suggestion, what Smith actually says is:

    “This division of labour, from which so many advantages are derived, is not originally the effect of any human wisdom, which foresees and intends that general opulence to which it gives occasion. It is the necessary, though very slow and gradual consequence of a certain propensity in human nature which has in view no such extensive utility; the propensity to truck, barter, and exchange one thing for another. Whether this propensity be one of those original principles in human nature of which no further account can be given; or whether, *as seems more probable, it be the necessary consequence of the faculties of reason and speech,* it belongs not to our present subject to inquire.” (Wealth of Nations I. 2)

    This seems compatible with Hoppe’s point. Smith here says the division of labor is a consequence of the tendency or instinct to truck and barter. Isn’t this what Hoppe says?
    You lost me on your comments about mirror neurons. I don’t see how this provides a coherent explanation of the origin or nature of empathy.

    Brian Macker:

    What about all those empathy based rights violating philosophies? Surely property rights need to be violated in the name of empathy.

    Think of it this way. Because of the division of labor (or other reasons), most humans are social animals; they have empathy for others. This is the reason why we are more or less reluctant to engage in interpersonal violence–without some justification. Now not everyone is consistent in coming up with justifications. They often adopt a norm that is in conflict with the more basic norms that are presupposed in their civilized search for justification.

    This is why I wrote above: “(My view is that the person who is most reluctant, and has the highest standards or thresholds to be satisifed for justifying proposed or desired violence, are just libertarians. And that the most consistent among them recognize that the only good justification to be found is for force that is in response to aggression, or initiated force; and the most hyper-consistent among them are the anarchists. In short, the most “true” libertarians are those who oppose all aggression.)”

    In other words, they are not libertarian because they are not consistent enough in abiding by the civilized grundnorms they necessarily adopt by virtue of engaging in argumentative justification and peaceful interaction with others (which they only engage in, in the first place, b/c of the background motivation of empathy or something like it).

    David ch:

    “In the light of this perspective, I regard money as the mother of all these civilising institutions, arguably the one which enabled th eemergence of civilisation in the first place.”

    Yes, this is a good point. If I recall, in his lectures Hoppe points to a few factors as hallmarks of human civilization, including language, division of labor, and money (if my memory serves).

    Published: April 24, 2009 10:10 AM

  • geoih

    Quote from fundamentalist: “Before that, and in non-Christian parts of the world, individual rights didn’t exist. People were the property of the ruler who was sovereign as a god.”

    That’s an over simplification. I think if you consult the history of China and India you’ll find the Christians were hardly the only group with a concept of individual rights, And it isn’t like the Christians didn’t have their own divine rulers.

    Published: April 24, 2009 10:37 AM

  • fundamentalist

    geoih: “That’s an over simplification. I think if you consult the history of China and India you’ll find the Christians were hardly the only group with a concept of individual rights, And it isn’t like the Christians didn’t have their own divine rulers.”

    It was an over simplification, but that’s usually necessary when commenting on blogs. What I know of the history of China and India indicates that whatever individual rights people had were granted by the emperor at his pleasure and could be taken away as easily. They didn’t seem to have the concept of natural rights outside of those granted by their emperor.

    Published: April 24, 2009 10:51 AM

  • fundamentalist

    PS, You’re right about Christianity, too. After the take over of Christianity by the state thanks to Constantine, Christianity had no individual rights. They didn’t reappear until the rise of natural law, and didn’t leave the monastery until the founding of the Dutch Republic.

    Published: April 24, 2009 10:53 AM

  • Dick Fox

    Actually as a concept I see no disconnect between this idea of empathy growing from the division of labor provided we understand that each supports the other.

    To reject this because socialists criticize capitalists for a lack of empathy simply once again cedes an incorrect premise to the left.

    It is important to note that the division of labor supporting empathy and that supporting moral action seems logical in a world created by a God of Love.

    But the element that is much more difficult is, if this is the case why are there those who act against the division of labor, empathy and moral action? It is much easier to find reason and support for good moral action. The greatest challenge to reason is why does evil exist? This is one reason that most who reject God also reject evil.

    Published: April 24, 2009 11:37 AM

  • 2nd Amendment

    ” I argued that empathy is the source of rights.”

    There is no such thing as a “right”, only might !

    If you don’t have might, you don’t have right !

    Published: April 24, 2009 11:51 AM

  • Michael A. Clem

    What about all those empathy based rights violating philosophies? Surely property rights need to be violated in the name of empathy. Clearly you have way too much stuff precisely because there are people starving in Africa. Where is your empathy for all those starving Africans?

    Such philosophies are incoherent, because they attack the very system that allowed for the production of “too much stuff” in the first place. Destroy that system, and there would quickly be not enough stuff for everybody, and nothing to redistribute, to starving Africans or anyone else.

    In short, wealth-destroying philosophies are “sympathetic” in intentions, but not in practical results.

    Published: April 24, 2009 11:52 AM

  • 2nd Amendment

    A “right” is a mighty wrong !

    A “wrong” is a right too weak to defend itself.

    Published: April 24, 2009 11:53 AM

  • 2nd Amendment

    Empathy for others is the best way of letting others take advantage of you. Empathy is for fools.

    In life, only the strong survives !

    I pitty the fool who has empathy for government officials and police officers for those crooks have empathy nor mercy for no one.

    Published: April 24, 2009 11:55 AM

  • Michael A. Clem

    2A, a right is a concept of what people ought to be free to do. As such, rights clearly exist, just as many other concepts exist. As to how to defend and protect rights, that is another question, a fair question, but still a different issue.

    I also take exception to the Social Darwinism that you seem to be supporting. The powerful still only exist on the production of the creative, and thus anything that diminishes or destroys productivity is to be considered bad or evil. Thus, “might makes right” is itself an incoherent or contradictory philosophy, just as socialist redistributive philosophies are.

    Published: April 24, 2009 12:04 PM

  • (8?»

    I do not have now, nor have I ever had any rights, as it is an incoherent concept (noted by Michael A. Clem) utilized in order to control the behavior of others. What is truly being discussed are privileges, which may be granted/denied by individuals or collectives of individuals who will exercise some sort of social tool to enforce the group norm. All of which are based upon the premise of whether the individual deserves to be allowed to do exercise their right (so-called justice). This gets us back to David Ch and his comment on insiders vs. outsiders, and seeing others as less than human.

    If all I have to do to invalidate a right is to invalidate the worthiness of the humanity of another, then it isn’t a right. It is to pass judgment about allowable privilege.

    That said, I do like the discussion of empathy concerning the growth of civilization through voluntary cooperation. It is very relevant. Rights, on the other hand, seem to be nothing but another divide and conquer trap, designed to drive those who favor such concepts as being “a good thing,” into incoherent dead-end “intellectual” battles.

    In other words, how can you be for voluntary cooperation when you are busy using coercion in fighting others for “your” rights. Or worse yet, fighting for mine?

    Let it go, folks. Voluntary cooperation and empathy themselves are sufficient to understand and explain civilization. There is simply no need to invent artificial constructs such as rights. All they do is confuse the moral issue (that ole “ought to be” part).

    I challenge anyone to name a single right they have that cannot be denied by someone else. There simply aren’t any. Even the right to life is revocable.

    Published: April 24, 2009 1:58 PM

  • (8?»

    Ooops, need to clarify since I didn’t notice Michael had used the word incoherent in his 2nd paragraph, which wasn’t what I was referencing.

    My reference to his post was concerning his “a right is a concept of what people ought to be free to do.”

    My claim is that the word “ought” invalidates the idea of a right (making it into a privilege), as it gives wiggle room to the idea of rights being inalienable.

    For rights to actually exist, the word ought has to be changed to are without exception. That one change, makes the incoherence of the idea of rights, blatantly obvious.

    Published: April 24, 2009 2:13 PM

  • twv

    There are a lot of mixed-up notions flying about in the comments thread. I’ll have to respond to Stephan’s comments on my comments at a later time (I am under a deadline), but I do wish to say something about the inevitable Christianity theme flown up the flagpole: The New Testament contains no notion of rights not also found, better and more robust, throughout the world. The idea of individual rights developed in civilization, as a legal tool to rationalize obligations. The rights ideas that grew up in Christendom owed as much or more to Roman Law and other ancient traditions as it did to Christianity.

    I regard rights as an extremely useful tool that precipitated out during the course of social evolution. It is always a normative concept. We can try basing it on various notions of being (of “is” not “ought”) but these efforts will always have some problems with them.

    More later.

    Published: April 24, 2009 2:31 PM

  • Freiheit

    Henry Hazlitt offered the best foundation for rights in his book Foundations of Morality.

    Moral laws are merely “oughts” (recommendations for action) that apply to human action itself, and thus apply to all acting humans at all times and places. Oughts connect desired ends with the means most appropriate to achieve those ends.

    Thus, in order for there to be a moral law that applies to all acting humans, there must be an end that all humans desire. That end, as shown by Mises and Hazlitt, is the long-run maximization of personal satisfaction. Behind each and every action is an attempt to substitute a more satisfactory state of affairs for a less. Thus, the ultimate end that all acting humans strive for at all times, whether knowingly or unknowingly, is maximization of personal satisfaction in the long-run.

    How do we derive moral laws? Not by trying to guess the consequences of each individual action in isolation. Any particular action will have an infinite chain of unforseeable effects and consequences, and, hence, we can never know the ultimate effects of a single action on our long-run satisfaction. We can, however, deduce via the logic of human action GENERAL RULES for action based on the general consequences of general types of action.

    This is where more Rothbardian ethical extrapolations tie in with Hazlitt’s ethical foundation. Given the fact that a human’s ultimate desired end is to maximize their personal satisfaction in the long-run, what is the most appropriate ethic (means) to employ in regard to the self? Before we can determine how humans ought to behave in relation to other things, it must be determined the moral status of selves.

    As Rothbard said, there are only three possibilities for a general rule (ethic) regarding the self. A). Self-ownership B). Ownership of self by another person or group, or C). Universal co-ownership of all selves. Option B fails straightaway as it is not a general rule applicable to all humans. Option C fails because the consent of all co-owners would be required for a person to use his or her self in any way, yet even the act of seeking consent would need consent of all co-owners, hence morally paralyzing all action. Option C is not a functional ethic in a world of scarcity. Only Option A is the appropriate ethic (means) to employ in order for humans to achieve the ultimate desired end.

    And, of course, on the foundation of self-ownership, the rest of property rights may be deduced in the same way.

    Published: April 24, 2009 2:49 PM

  • fundamentalist

    twv: “The rights ideas that grew up in Christendom owed as much or more to Roman Law and other ancient traditions as it did to Christianity.”

    Then why don’t we see them appear in the Roman Empire? They don’t make their appearance until natural law theory developed in Christian Europe.

    Published: April 24, 2009 3:42 PM

  • Skye Stewart

    Stephan,

    You originally stated,

    “According to Hoppe, Mises points out that psychologists and sociologists often explain the origin of the division of labor in some kind of instinct to “truck and barter,” as did Adam Smith.”

    my main point was to show that smith didn’t just refer to the “instinct” or tendency to barter, but rather,

    “. . as seems more probable, it be the necessary consequence of the faculties of reason and speech”

    he specifically stated it was the purposeful aim. minor point, but worth pointing out.

    not that smith deserves it, but for posterity.

    The bit on mirror neurons was only additional material i thought of interest, in regards to the evolutionary and neuropsychological aspect of empathy

    Published: April 24, 2009 7:36 PM

  • Mark

    We adopt the social norms that best enable us to pass on our genes.

    Published: April 24, 2009 9:05 PM

  • Peter

    There is no such thing as a “right”, only might !

    So if someone breaks into your home, rapes your wife, and murders your children…you won’t complain since obviously he had the “might” to do it, and therefore he had the “right” to do it…and you lacked the “might” (and thus the “right”) to do anything about it. Glad I’m not related to you.

    Published: April 25, 2009 1:42 AM

  • Dick Fox

    I repeat my challenge to all those who have found ways to define rights, or obgligations, or oughts, or whatever, if these things are rational then why is there evil?

    2ndA seems to be closer and more honest in his assessment, because those who cannot find a rational explanation of evil in their philosophy are ignoring half of the equation. 2ndA is correct if reason is the only basis of “right” and that is a horrible world.

    A right versus a wrong can only come from a creation where there is a higher morality. It is this higher morality that we all strive to find and define, but without a priori assumptions this is impossible.

    Mises is by far the greatest economist, and his discussion of a priori in connection with economics is important. It is just too bad that he did not see that there is the same a priori connection to life.

    Rights are a priori conditions of the utopian concept we all have and strive toward whether we admit it or not but these a priori conditions must have a source beyond our ability to understand or reason. They are the essence of creation.

    Published: April 25, 2009 7:45 AM

  • Gil

    “So if someone breaks into your home, rapes your wife, and murders your children . . .” – Peter

    No, the point is having the might so no one can just break into your home and so on. It’s pointless talking of what ‘freedoms’ you think you have if people keep trampling on them. Hence it’s pointless of talking about what governments should and shouldn’t be doing or whether they have a right to exist. Governments do exist and they are very strong whilst Libertarians are very weak hence Libertarians like to theorise and that’s about it. Libertarians should be theorising on practical methods to become so strong that governments can’t affect them. Where they can secede and repel anything the governments try throw at them. Otherwise they’ll be just like Milhouse and have their lunch money stolen and be hanging upside-downand have their heads flushed in a toilet bowl.

    Published: April 25, 2009 8:14 AM

  • Anthony Flood

    This hypothesis is worth pursuing so long as it is regarded only as an effort to make praxeology bear the enormous weight of an anthropology and psychology as well as economics. (I think somewhere Hoppe wrote [I paraphrase] that something like metaphysical dualism [mutually exclusive realms of efficient causality and final causality co-exist in this universe] must be true because the concept of human action implies it. There are other ways to go about working out a metaphysics.) I hope the final Hoppean product will be free of any taint of Hobbesian and Darwinian presuppositions. I have so far seen no reason to exclude the possibility that our recognition of our mutual dependence is given to us (by Nature or Nature’s God) simultaneously with our mutual empathy/sympathy (which we can feel also for non-human sentient creatures, to whom we are after all also genetically related). I find nothing theoretically attractive about taking the Hobbesian-Darwinian starting point as the “hard” default position to which “soft” attributes like empathy/sympathy might be added or not. And now someone can show me how spectacularly I have missed the point.

    Published: April 25, 2009 9:29 AM

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Revisiting Argumentation Ethics

From the Mises Blog, March 13, 2009

(Archived comments below)

Revisiting Argumentation Ethics

argumentation ethics
March 13, 2009

Since 1988 I’ve been fascinated with Hans-Hermann Hoppe’s “argumentation ethics” defense of libertarian rights. This was around the time I was exposed to the legal concept “estoppel” in a contracts law class, which I ended up using in my own arguments for libertarian rights. I gave an overview of Hoppe’s and related rights theories in my 1996 JLS article “New Rationalist Directions in Libertarian Rights Theory” and in the “Discourse Ethics” Wikipedia article, which I started.

When Hoppe’s theory was sprung on the libertarian world in the late 1980s, a number of thinkers weighed in, including Rothbard, David Conway, David Friedman, Tibor Machan, Loren Lomasky, Leland Yeager, Douglas Rasmussen, and others (linked here). Rothbard, in particular, saw the magnitude of Hoppe’s achievement (as I noted in “The Other Fields of Praxeology: War, Games, Voting…and Ethics?“; see also the related comments in my post “Hoppe and Intellectual Property: On Standing on the Shoulders of Giants“). He wrote:

In a dazzling breakthrough for political philosophy in general and for libertarianism in particular, he has managed to transcend the famous is/ought, fact/value dichotomy that has plagued philosophy since the days of the scholastics, and that had brought modern libertarianism into a tiresome deadlock. Not only that: Hans Hoppe has managed to establish the case for anarcho-capitalist-Lockean rights in an unprecedentedly hard-core manner, one that makes my own natural law/natural rights position seem almost wimpy in comparison. (Rothbard, “Beyond Is and Ought“; see also Rothbard, “Hoppephobia“)

Tantalizingly, Rothbard concludes his piece:

A future research program for Hoppe and other libertarian philosophers would be (a) to see how far axiomatics can be extended into other spheres of ethics, or (b) to see if and how this axiomatic could be integrated into the standard natural law approach. These questions provide fascinating philosophical opportunities. Hoppe has lifted the American movement out of decades of sterile debate and deadlock, and provided us a route for future development of the libertarian discipline.

(Hoppe’s responses to some of his earlier critics, collected and reprinted in the appendix to his 1993 book The Economics and Ethics of Private Property are powerful and decisive.)

Since then there have been other commentaries on Hoppe’s argument, including Roderick Long’s “The Hoppriori Argument” (stating that, though he has some misgivings and is not yet convinced, “I think a Hoppe-style argument might well work”) and Murphy and Callahan’s “Hans-Hermann Hoppe’s Argumentation Ethic: A Critique” (Anti-state.com, Sept. 19, 2002). I tried to explain—no doubt inadequately—some problems I had with Murphy and Callahan’s critique in my article “Defending Argumentation Ethics: Reply to Murphy and Callahan” (Anti-state.com, Sept. 19, 2002); there was an ensuing discussion in the Anti-state.com forum, but if memory serves, M&C never did respond directly to most of my points. Nor did they in their 2006 JLS article, based on their 2002 Anti-state piece (it did not so much as cite my previous criticism of their earlier piece). The Murphy-Callahan critique of Hoppe was also itself criticized in a draft paper by Frank van Dun.

This week Libertarian Papers published two interesting pieces on argumentation ethics: Frank van Dun’s powerful, sublime, and deeply learned “Argumentation Ethics and the Philosophy of Freedom” (based on his earlier working paper mentioned above) and Marian Eabrasu’s thorough and scholarly “A Reply to the Current Critiques Formulated against Hoppe’s Argumentation Ethics.”

It’s a veritable feast for libertarian argumentation ethicists and Hoppeites!

***

Some may also find of interest my post “Extreme Praxeology.” My post “Quotes on the Logic of Liberty” contains a number of gorgeous quotes from famous and libertarian thinkers compatible with many of Hoppe’s themes and arguments, as does my “New Rationalist Directions in Libertarian Rights Theory” and the Wikipedia article on discourse ethics.

Update: And here’s one I am not quite sure how to even reply to.

July 18, 2025

I am a young libertarian for the first time engaging with libertarian legal theory and ethics. I have, if you are willing to very kindly dedicate the time, a question about artumentation ethics. I have one objection that follows along the lines of the Murphy-Callahan objections [Defending Argumentation Ethics: Reply to Murphy & Callahan] that I am very eager to hear a logical response to. I understand you are a very busy individual and do not expect a prompt reply, but I thought I’d give it a go.

Violence as a premise
The objection is as follows:
Given that an individual’s justification for some proposition is some neural activity that is subjectively interpreted by that individual to be an argument, it is entirely possible that some conclusion can be deduced from a premise that is a physical action, that is, that some neural activities that constitute justifications can in themselves be premises. Considering this, argumentation ethics is not normalizable/universalizable across disputes as some justifications for truth claims may, in theory, require violence/NAP violation (as this action may violate the NAP)

Archived comments:

{ 49 comments… read them below or add one }

Gene Callahan March 14, 2009 at 1:36 am

“but if memory serves, M&C never did respond directly to most of my points.”

Well, that’s because those ‘points’ entirely failed to come to terms with our case.

REPLY

Gene Callahan March 14, 2009 at 1:49 am

Just to give a brief example, Aristotle’s politics certainly were ‘universalizable’, contrary to your complaint — they apply to all rational beings, which, for him, meant Greeks! Similalrly, Plato’s politics in *The Republic* are ‘universalizable’ — only the philosopher-kings are fully rational, so they must rule. Disputing those designations of ‘rational beings’ gets you nowhere — Hoppe contends that the mere fact of arguing implies anarcho-capitalism, so dragging in some other argument about why such definitions of who has rights are wrong is, in itself, an admission that Hoppe’s case fails, since it needs to be supplemented with further arguments to justify anarcho-capitalism.

REPLY

CN March 14, 2009 at 6:41 am

Actually what Hoppe does is to imply natural rights, what social order comes of it could be many as long as people participate in it voluntary (like “democracy” – as long there is a reasonable secession right and accepted procedure of reclaimg it we could say that “democracy” is a voluntary social order in full use of the natural rights of obeying majoraty rules).

REPLY

Brian Macker March 14, 2009 at 11:18 am

Argumentation ethics is the idea that denying libertarian values in fact rests on the denial of rational discourse in and of itself. Which would be a useful argument if the vast majority of people cared about rationality, and rational discourse. The prevalence of religions show that they don’t.

Islam for instance doesn’t care about self ownership. Everyone is owned by Allah, and if you are not following Allah’s rules then you are wrong. No argument about it, they just kill you.

Sure they pretend at argumentation but the purpose isn’t about persuading for the sake of getting cooperation between equals. The purpose is to inform the non-believer of the rules, with the believer as the authority figure backed by Allah. There is no equality between Allah’s word and mere personal beliefs.

Allah brought you into this world and his believers have the right to take you out.

REPLY

Kevin March 14, 2009 at 11:39 am

I’m hoisting a discussion from the libertarian papers comment section. I’ll push the argument against Hoppe again here. I’ll start by laying out a formalization of the conclusion:

Argument presupposes that we have legitimate control of kind X over our Y at time Z.

Counterargument: The argument fails to determinately fix the content of X, Y, or Z.

Take time Z. Perhaps while we’re arguing we have to presume legitimate control at the time, but why longer? Why not minimally slim time slices indexed to utterances? Take Y – what do we have control over? Our bodies? Our property? Our mouths? Our vocal tracts? And take X – what kind of legitimate control are we talking about? Do we have a claim-right on others that any person outside of the argument must respect? Only those inside of the argument? Do we have fully extensive property rights over ourselves as the result of the argument? Or only those rights required to make the argument? And if the latter, the set of rights required is pretty slim – none, in fact – because we could make the argument legitimately without having a right over ourselves or without any normative relations obtaining between us and our interlocutor.

There are more ambiguous dimensions, but these three will do for now.

Basically, I’m putting Gene’s point more formally. The argument is subject to wide range of indeterminacy and so does not establish its conclusion.

Note that it won’t do to argue that the universality assumption rules out particularistic maxims – because there’s no non-arbitrary way to select only one universalizable maxim out of the argument’s ambiguous conclusion.

REPLY

klein munch March 14, 2009 at 4:19 pm

Raivo Pommer
[email protected]

Viefiel bezahlt EURO im Jahre 2010

Für 2008 hat Klein laut Geschäftsbericht an Vergütung insgesamt 3,3 Millionen Euro erhalten, davon waren 2,4 Millionen Euro Sonderbonus. Diese Sonderzahlung erfolgte im Zuge des Einstiegs der Deutschen Bank und wurde gezahlt, obwohl die Postbank erstmals seit vielen Jahren einen Verlust machte. Das Minus für 2008 lag unterm Strich bei 821 Millionen Euro.

Insgesamt erhielt der gesamte Postbank-Vorstand einen Sonderbonus von 11,5 Millionen Euro wegen des Einstiegs der Deutschen Bank. Appel rechtfertigte die Zahlungen als notwendige Halteprämie, da sonst Gefahr bestanden hätte, dass Vorstände angesichts der Gespräche der Mutter Post für einen Verkauf das Geldinstitut verlassen hätten können. Ein normaler Jahresbonus wurde nicht gezahlt.

Das Gehaltsgefüge der Postbank sei «sehr moderat», sagte Klein dem «Spiegel». Die Bank sei «kein Täter, sondern eher ein Opfer der Finanzkrise». Er verteidigte auch den Sonderbonus. Es sei um einen «ungewöhnlichsten Unternehmensverkaufsprozesse der jüngeren Geschichte gegangen». Unter den Managern der Postbank habe «große Verunsicherung» geherrscht.

REPLY

Econ Guy March 14, 2009 at 5:16 pm

Kevin,

“Perhaps while we’re arguing we have to presume legitimate control at the time, but why longer?

Suppose the proof was 2+2=4. Let me apply your criticism to this proof.

Argument that 2+2=4 at time Z.

Counterargument: The argument fails to determinately fix the fact that 2+2=4.

Perhaps while we are arguing we have to presume that 2+2=4 at that time, but why any longer?

REPLY

Kevin March 14, 2009 at 7:04 pm

The math analogy fails. We don’t think mathematical laws are true because we presuppose it in argument. That’s a fine indicator of its truth, to be sure, but that’s not the truth-maker. The reason we think it is universally true is because it cannot be conceived to be false. But the self-ownership thesis is not like that. Lots of reasonable people deny it and while I affirm a version of it, it is certainly not a truth that cannot be *conceived* to be false. Hoppe must argue that *because* there’s a performative contradiction in denying the thesis of self-ownership that *therefore* it is universally valid. But I don’t see any reason to accept the implication.

REPLY

Peter March 14, 2009 at 7:28 pm

Islam for instance doesn’t care about self ownership. Everyone is owned by Allah, and if you are not following Allah’s rules then you are wrong. No argument about it, they just kill you.

Have you ever actually met a muslim? I lived in an Islamic country for a while. I wasn’t “owned by Allah” or “follow Allah’s rules”, and I wasn’t killed even one time!

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Peter March 14, 2009 at 7:37 pm

We don’t think mathematical laws are true because we presuppose it in argument.

Yes we do.

The reason we think it is universally true is because it cannot be conceived to be false.

Sure it can…and we have different mathematics depending on which “truths” we decide to accept. E.g., Euclidean vs. non-Euclidean geometry; or whether or not you accept the axiom of choice, or the continuum hypothesis, etc. If you want to know which mathematical axiomatic system corresponds to reality (assuming reality corresponds to mathematics at all – an assumption we have to make, but know of no reason for), you have to do experiments to find out.

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Lee Kelly March 14, 2009 at 7:45 pm

If Hoppe is arguing validly, then he is arguing circularly and has justified nothing. It’s that simple. Anyone who doesn’t get why no logical argument can justify its conclusion does not understand how logic works.

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Econ Guy March 14, 2009 at 8:14 pm

Kevin,

“We don’t think mathematical laws are true because we presuppose it in argument … The reason we think it is universally true is because it cannot be conceived to be false. But the self-ownership thesis is not like that. Lots of reasonable people deny it.”

This is an unsatisfactory answer because you misunderstand the is/ought dichotomy. In your view of the dichotomy, if every person operated with the belief that 2+2=5 then such a statement would be an “is” statement. If every person operated with the belief that 2+2=5, then you could say “But the 2+2=4 thesis is not like that. Lots of reasonable people deny it.”

“Is” statements have nothing to do with the operation of human beings or whether “reasonable” people deny it. Whether human beings operate as if 2+2=5 does not affect the facts of reality (that 2+2=4). Likewise, human operations do not falsify the fact that we all own our bodies.

Your misunderstanding of the dichotomy is probably why you are unimpressed with Rothbard’s statement: “[Hoppe] has managed to transcend the famous is/ought, fact/value dichotomy.”

P.S.

The title “self-ownership thesis” is equally absurd as the title “2+2=4 thesis”.

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DNA March 14, 2009 at 8:34 pm

An alternative response to MC is that, at worst, Hoppe assumes (as do most libertarians, eg MC) that the class of rational beings encompasses all of humanity. Within this class, only a private property ethic is justifiable. It may remain an empirical question just what subsets of humanity are rational, but that’s a different question and any claimant of an ethical system presupposes it’s applicability to some subset of humanity.

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Stephan Kinsella March 14, 2009 at 9:36 am

Gene, re your point that my article was not cited by you because it “entirely failed to come to terms with our case”–no doubt, no doubt. Perhaps van Dun’s and Eabrasu’s pieces are more worthy of a response.

Re your universalizability comments: as a friend wrote me: “Um, is he serious? This is a weak argument. At best it shows that Aristotle failed to correctly identify certain things as rational agents. Getting the definitions right, and correctly applying concepts is always an issue. Illuminating. The question he could’ve posed is “why universalise?””

In my article, and in our previous exchange on the anti-state discussion forum, I tried to articulate some of my concerns with your treatment of this issue. In the article, I had written:

I am really at a loss as to where MC would part company with this theory. Do they deny, for example, that there is scarcity in the world, or that conflicts are possible? I doubt it. Do they deny that universalizability is not a requirement for justified norms? I doubt it, unless they are also ethical skeptics, in which case I wonder why they consider themselves libertarians.


What about universalizability? I am not sure if MC really reject the universalizability requirement–but if they do, I fail to see how they can themselves adhere to any notion of rights; rejecting universalizability means that any norm whatsoever can be proposed, by simply making up a particularistic reason for it. Without the universalizability principle, literally “anything goes,” which of course leads to ethical relativism and/or skepticism. I will assume that MC are not ethical relativists or skeptics and thus do not reject universalizability. But I am not sure they fully appreciate this principle.

Consider this comment by MC: “To simply declare that ownership rights must be ‘universalizable’ is no help, either; after all, communists could cite the same principle to ‘prove’ that everyone should have equal shares to all property.” MC write here as if they are totally unaware that Hoppe has explicitly stated that “the universalization principle only provides a purely formal criterion for morality” (TSC, p. 131). Of course, even if socialism’s principles were reformulated in a completetly universalizable way, it will still be inconsistent with other norms presupposed in argumentation, as noted above.

And regarding universalizability, MC also state:

“Finally, we wish to note that, even if the above problems are overlooked, it’s still the case that Hoppe has only proven self-ownership for the individuals in the debate. This is because, even on Hoppe’s own grounds, someone denying the libertarian ethic would only be engaging in contradiction if he tried to justify his preferred doctrine to its ‘victims.’

“For example, so long as Aristotle only argued with other Greeks about the inferiority of barbarians and their natural status as slaves, then he would not be engaging in a performative contradiction. He could quite consistently grant self-ownership to his Greek debating opponent, while denying it to those whom he deems naturally inferior. [] Aristotle need only contend [that] barbarians [] are not as rational as Greeks.”

Do MC think that merely “deeming” or “contending” something to be so is automatically compatible with universalizability? I believe they are simply misapplying the universalizability principle here (or, rather, failing to apply it). For Aristotle to grant rights to himself and Greeks, but not to other individuals, would simply be particularistic. He would have to show that there is some reason, objectively grounded in the nature of things, that justifies rights in Greeks but not in other people identical to Greeks in all respects except for their Greekness. Again, either the universalizability requirement is taken seriously, or it is not. If not, the door to ethical skepticism is opened wide.

In the forum, here and here

I am astonished at the cavalier attitude expressed to the universalization principle, by many of the commentators herein. As I said, either you take it seriously or you don’t.

then noted:

the most recent comments by others, about universalizability, further confirms my view that most of these critics here have an appallingly dismissive view of the crucial concept of universalizability. It may not be obvious at first glance, but someone so cavalier with the universalizability requirement is really the same as a die-hard irrational or aggressive person, or radical moral skeptic: it is hard to have rational communication with them. It is like speaking with someone who refuses to recognize the law of contradiction or the fact that they exist. One has little choice but to walk away from adamant or stubborn skepticism.

… argumentation, even by your standards, must put SOME limits on what can be proposed. And another point is that IF you are libertarians, you agree with me and Hoppe that libertarian rights are “good” or just (for some reason–I have no idea what your or Gene’s justification for rights are, or if you even have one), THEN you would think that has SOME implications for permissible norms, or at least ranges thereof, that can coherently be proposed during argumentation.

Now while only some non-libertarian norms would make human life impossible, all non-libertarian norms do not satisfy other presuppositions of argumentation, such as universalizability and conflict-avoidance.

So let me be clear: if you propose any non-libertarian norm, that norm must be non-universalizable and/or fail to set forth a property allocation system that makes conflict avoidance possible (a rule that is particularizable or arbitrary just won’t do that).

And the further point is this: what makes it clear is that the first-user rule is the ONLY acceptable method of conflict-resolution is to examine the alternatives. The only alternatives, fundamentally, are either nonsense, or don’t solve conflict, or make human life impossible. For example, one could propose that EVERYONE has to have a vote to decide how to use a piece of property; i.e., universal communism. Such a rule, IF followed, would indeed mean death for all. Yes, such a rule would render life impossible. Because, as Hoppe explicitly argues, we would be forever seeking permission and forever unable to act. The point is to conceptually identify the basically different types of possible norms, the alternatives to first-use. “Communism,” literally meant and actually followed, means death for all, because it makes use of scarce resoures impossible. (Gene, as an Austrian, pay heed to the similarity to Mises’ view that socialism is “impossible”; and the fact that all REAL socialisms of course were only mixed economies, otherwise the market would have ground to a total halt; the fact that the commie government allows a black market to operate to some degree to keep from total starvation and disaster is hardly a justification for the communistic part of the policy which, if followed rigorously, would lead to death for all, hardly shows that the death-tending commie principles are thus “okay”)

Other systems, or hybrids or diluted versions, rely on verbal decree. But a system of verbal decree would either (depending how you formulate it) make life impossible (again, you could never get permission b/c new, different verbal commands would be arriving all the time) OR would not solve conflict b/c simultaneous, incompatible verbal decrees are possible.

IF (big IF) you can somehow show SOME objective link, that is universalizable and addresses conflict-avoidance, and is superior to first-use–let me know. Hoppe has tried to show how this rule is natural, is consistent with all the norms presupposed in argumentation, and indeed implied by many of these norms. And he has shown how all the alternatives are fundamentally inconsistent with these norms–they are non-universalizable, or fail to avoid conflict.

But, you won’t try to do this–because that would granting that the test for justifiable norms IS the necessity of being a universalizable, conflict-avoiding norm, and of course that would immediately lead to justification of the first-use libertarian principles. And for some reason, that seems to be intolerable, even to many libertarians.

Callahan replied: “My cynical view: “the nature of things” means whatever you want it to in order to get to the conclusion you want anyway.”

My response:

Right. As as I suspected, you do not seem to accept the validity of the universalizability principle. Which, as I indicated, leads to skepticism, which of course goes hand in hand with cynicism. Of course someone skeptical of the validity of any objective normative knowledge would get a burr in his *ss about Hoppe’s audacity at claiming to have an objective proof of rights. Not that I’m accusing YOU of this Gene; whether the shoe fits or not is merely a contingent question.

Gene, I’d ask you to confirm or deny that you reject the universalizability principle–but I won’t hold out hope that you will do this. But if you would confirm it, I’d say–you are subject to this criticism (about the nature of things) yourself. And if you deny it, I’d ask you–do you really realize the implications of such a denial?

Now Murphy seems to have a more defensible, less skeptical, less cynical view: “All I (and I think Gene) have argued is that “universalizability” doesn’t really help much in deciding between concrete systems.”

Okay–but surely it would not allow you to simply assert that non-Greeks are not rational, to suffice to get a Greek-favoring ethical rule to pass the universalization test? Obviously Callahan thinks it does–that the universalization test means nothing (this is what I think can lead to skepticism). Murphy simply thinks it does not help much, presumably since you can re-work your ethics so that they are universalizable. But this is basically what I argued in defending Hoppe:

Thus universalizability acts as a first-level “filter” that weeds out all particularistic norms. This reduces the universe of possibly justified normative claims but does not finish the job since many incompatible and unethical norms could be reworded in universalizable ways.

It is for this reason that Hoppe next examines other, more substantive, presuppositions inherent in argument itself.

Or, as I wrote in the forum:

The point is, IF you are trying to justify something, without marching ahead and doing it without trying to inquire into its legitimacy, you have already entered the stage of trying to find non-arbitrary reasons. If the reasons are simply arbitrary, that’s no better than not seeking to justify it at all …

… We are talking specifically about force- and conflict-related norms. Hoppe never says it’s always easy or that we are infallible. So what? The point is simply to recognize that in justifying, universalizable reasons must be given. Particularizable ones, are really just arbitrary and not really reasons at all; they are examples of when the attempt to justify has stopped. What is and what is not universalizable or particularizable is of course not always immediately clear or obvious. So? The point is to first admit the principle, in general, as a limit on permissible nor-propositioning. And then, it’s easy to see that some norms are NOT universalizable. Some are clearly not, and these cannot be justified.

NEXT, if you want to re-work them into universalizable ones, then the question is, are these norms addressed at what the justification seeks? Justification for force-wielding action inherently presupposes that force needs a justification. Can you not see that the kernel of this impulse is the idea that force, prima facie, is illegitimate? This is just why justification (of conflict related actions) always has to imply libertarianism. Justification is inherently peaceful, cooperative, an attempt to solve what is presumed to be a problem, namely conflict. If conflict is viewed as “bad” then of course, a norm that adopts conflict as good or promotes it cannot be justified, since justifying is a search for solution to conflict.

In another comment, I wrote:

Non aggression implies seeking for a conflict- free solution which implies assigning property rights in an objective, universalizable way. This implies that particularistic, arbitrary rules won’t work, they don’t serve as objective links. “you can say” the “oldest guy gets it” as a rule, but others could propose a million other verbal arbitrary rules that would be inconsistent, so conflict is not avoided.

Let me be clear: if you are saying you don’t think first-use is an objective link between owner and resrouce, or you don’t think it’s the only or best objective link–then let’s discuss that. Do you grant there must be an objective link? Becuase if you grant that, I think Hoppe’s won. Then it’s only sweeping up. Do you grant this? Is your only reservation that it is not the only objective link; or do you dispute the necessity of an objective link at all?

“just because you believe ‘property rights’ should be respected, doesn’t necessarily make you a Rothbardian (which is sometimes taken to mean ‘libertarian’ I think).”

No, but if you do, you have accepted the validity of norms concerning scarce resources, in particular libertarian norms. Thus it seems a bit rich to feign incredulity when another libertarian actually takes seriously the notion that there is something special and unique about the status of our rules, as opposed to others. Here you are, as a libertarian, believing (for some reason), that libertarian rights are objectively superior to other. And when this distinction is relied upon in an argument you try to argue there is no objective distinction. I don’t get you people.

Similarly, as I wrote to Murphy, who asked:

“What about a second-user rule? So far as I see it, Hoppe and Kinsella just eliminate that one by saying it’s aggression and patently stupid. But it’s not aggression if it’s the definition of just owner, and I don’t think ‘stupid’ is a criterion now for ruling out norms.”

My reply:

No, it’s not stupid–it’s just incorrect. Asserting a second-user rule is adopting the principle that any arbitrary rule can be asserted and adopted. (Can you really argue with a straight face that the first-user rule is arbitrary? Here is where Rothbard is right that original appropriation is the “natural” position–it does not mean necessarily that there is natural law or anything, but it does mean that first use is not just arbitrary, but it is a clear, objective link between owner and property.) If you adopt this rule, then what’s to prevent someone else from asserting the third-user rule? In fact, the “third user” IS a “second user” with respect to the (first?) “second user”. In other words, this second-user rule does not fulfill the conflict-avoidance function since it endorses any arbitrary rule (like, third, fourth etc. user).

Bob: think about this. If you ARE a libertarian, for whatever reason, you must also favor the “superiority” of the first-user rule over competing rules. Ask yourself WHY. There must be SOME reason. Whatever this reason is, doesn’t your own view that he first-use rule is “better” than others, actually support the contentions I’m making? All I’m saying is that the first-user has a better claim to property than late-comers. You actually agree with this (necessarily, as a libertarian). So what’s the problem?

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Mark Humphrey March 14, 2009 at 9:37 pm

Steven, thanks for bringing up this interesting subject, which has annoyed and fascinated me in the past. My understanding about this is patchy and incomplete. Thanks also for mentioning in your Mises article that Tibor Machan had offered comments about this issue. I Yahooed and read his article on the subject. Here’s the link:
https://stephankinsella.com/texts/machan_dialogue.pdf

I’ll read your article soon. I ought to read it before saying anything more. But a few points occur to me.

I do not think the approach from argumentation provides a logical short cut to establishing moral standards, including individual rights. There are two basic reasons for my concluding this.

First, I assume Hoppe’s argument is essentially like Rothbard’s in Man Economy and State. That is, Rothbard argued that either people own themselves, or everyone owns everyone else, but not himself. Since the second proposition is clearly absurd, we are left with the first as true. But this is a circular argument that presupposes that which it sets out to prove: the existence of moral standards. For “ownership” is an ethical principle. Until one proves that ownership is a valid principle that reflects real conditions of human living, Rothbard’s argument is a floating abstraction.

Second, to demonstrate that ownership is a valid principle, one must establish exactly what it is. That is, what is its purpose? Social utility? To resolve disputes? Why should one necessarily value dispute resolution, or value resolution based on assertions about self ownership? Why should one not settle for moral agnosticism?

And further, what is the source of self ownership? God? Social utility (the need to get along..)? Human nature?

I don’t think one can adequately explain the source and nature of “self ownership” without making clear what it means to be human; by identifying volition and the ability to think rationally as distinctive human traits; by defining moral principles as principles of proper human choice; by making clear that moral choice implies an ultimate standard of choice, namely one’s properly realized potential for life; and by bringing these insights together coherently in moral philosophy.

Probably, my comment is a little annoying, because I haven’t read your paper. I’ll try to do so this weekend.

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Brian Macker March 14, 2009 at 10:47 pm

“Have you ever actually met a Muslim?”

Yes, I’ve supervised and reported to Muslims. I’ve directly asked one who came from Pakistan, “Given my beliefs, what would happen to me if I migrated to your country and expressed them?” He said, “They’d kill you”. I further asked him, “Do you think that is right that you can move here and I can’t move there.” His reply, “Yes”.

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Brian Macker March 14, 2009 at 10:54 pm

Peter,

Did you ever have open arguments in these Muslim countries about the fact that the Qur’an isn’t the infallible word of Allah? Did you try to explain your right to persuade Muslims of your own religious beliefs, since they feel they have a right to come to ours and spread theirs?

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Dmitry Chernikov March 15, 2009 at 12:20 am

So, when Big Boy Caprice tells D.A. Fletcher: “I don’t care if Tracy puts one and one together, don’t matter to me. You’re still workin’ for me. You’re on my side. You’re not out! You’re not out! When you are dead, then you are out! You are mine, I own you!,” is he contradicting himself?

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Peter March 15, 2009 at 5:31 am

I’ve directly asked one who came from Pakistan, “Given my beliefs, what would happen to me if I migrated to your country and expressed them?” He said, “They’d kill you”.

I guess he was joking.

Did you try to explain your right to persuade Muslims of your own religious beliefs

I have no religious beliefs; but yes, I argued over the existence of gods with Muslims. There are a few crazy fundies who might kill you if they thought they could get away with it – but there are Christian fundies in the US who’d do the same – and a handful of the loony types that fly planes into buildings, but you’d have to go looking for one. The vast majority of Muslims are no more likely to kill you over religion or any other dispute than anybody else. (In fact, I’d be far more wary of arguing about religion in public in Alabama than I would in Pakistan)

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scineram March 15, 2009 at 8:11 am

“Yes we do.”

I do not. The principles of argumentation have nothing whatsoever to do with such basic arithmetic.

“This is an unsatisfactory answer because you misunderstand the is/ought dichotomy. In your view of the dichotomy, if every person operated with the belief that 2+2=5 then such a statement would be an “is” statement. If every person operated with the belief that 2+2=5, then you could say “But the 2+2=4 thesis is not like that. Lots of reasonable people deny it.”

“Is” statements have nothing to do with the operation of human beings or whether “reasonable” people deny it. Whether human beings operate as if 2+2=5 does not affect the facts of reality (that 2+2=4). Likewise, human operations do not falsify the fact that we all own our bodies.”

The issue is can you prove we own our bodies? I am saying you cannot, because it is not an is statement. I am not saying 2+2=5 is not an is statement. I am saying you owning yourself is not.

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Brian Macker March 15, 2009 at 8:41 am

No he was being honest. It was a quite serious discussion. He’s a Wahhabi. We’re you in Pakistan, or one of the Muslim countries like Indonesia that received an Islam mollified by having to pass through many other cultures?

You see my impression from talking to Muslims is that they don’t see atheists so much as a threat as an opportunity for conversion at first. That can change.

Yes, of course most Muslims don’t take what their religion teaches seriously. Many Muslims like many Christians are closet non-believers in the first place. I’ve met those, but are they really “muslim”?

I certainly don’t expect my Muslim coworkers to come over and stab me in the night. They aren’t however going to toleration equality of rights with the likes of Jews and Christians in a Muslim country. Things are quite different when they are in control.

I don’t expect it yet in the US. But of course if I visit Britain, that’s a different story:

“A Christian minister who has had heated arguments with Muslims on his TV Gospel show has been brutally attacked by three men who ripped off his cross and warned: ‘If you go back to the studio, we’ll break your legs.’”

That’s why despite the fact that we invaded and conquered both Afghanistan and Iraq we did not set up constitutions that allowed for religious freedom. They would not have had that.

That’s also why they hate Israel. Islam is rabidly anti-semetic. Has the same kind of rules for Jews as blacks got in the deep south. Those uppity Jews in Israel had the nerve to migrate there to buy up land in their homeland and establish rule for themselves, in a BRITISH protectorate. You see they sided with the Nazis and had fantasies of exterminating the Jews, then lost.

That Muslim coworker I was talking about also discussed 9/11 and Israel with me. We talked about what was common knowledge in Pakistan, and the Muslim world as he understood it. Well, it’s totally crazy if you ask me.

Any Jewish conspiracy theorist would be proud. Turns out that Americans and Jews are these nearly all powerful creatures that have their fingers in everything. All these bombings, Saddam’s attack on Kuwait, mosques being blown up. All orchestrated by Jews and Americans.

BTW, ever meet a Nazi. I have, and they are quite pleasant socially. They also claim the holocaust is a lie, etc. That would be one of my sons best friends grandfather. I wouldn’t have even known this about him if it weren’t for the fact that the mother of my son’s friend told me the kinds of things her grandfather would tell her out of earshot of people like me. It came up around 9/11 when we were talking about intolerance.

Are you aware that they run an apartheid system over there in Pakistan? One where they beat non-Muslims to death over drinking from a public water cup, sort of like the old south for blacks. That is, of course, not if you are a “guest” American. Islam has different rules about treating guests and potential converts.

Here’s a story from Pakistan:

“LAHORE, PAKISTAN (ANS) — A Christian stone mason received critical injuries, including dislocation of his shoulder after he was seen drinking water from a public facility, by a Muslim man on June 6 (Tuesday) just outside the eastern city of Lahore, the Pakistan Christian Post (PCP) has reported.

Nasir Ashraf, the Christian mason was working at the construction site of a school. The trouble for him began while he was returning to the site. Confronting him with anger the Muslim man asked him as to why he drank water from the public facility by using a glass that was placed at the water tank.

“Why did you drink water from this glass since you are a Christian?” the PCP quoted the Muslim man as asking Nasir.

“The man accused the mason of polluting the glass and proceeded to destroy it. The Muslim man then summoned a crowd by shouting, “This Christian polluted our glass,” and encouraged them to beat him up”, the PCP report said.

“The crowd began beating Nasir, eventually pushing him off a ledge. The fall dislocated his shoulder, broke his collarbone in two places and knocked him unconscious,” it said.”

So how many atheist have been beaten up in Alabama for drinking from the public water cup? How many Islamic clerics have been murdered and how many Mosques burned down because some somebody drew a cartoon of Jesus in some other country.

How many have been stoned in Alabama for marrying a non-Christian?

How many Christians (or atheists) visiting Muslim countries have felt compelled to chop their wives heads off because they were becoming too Easternized and wanted a divorce? How many have killed their children for Easternizing?

I’ve been down south, and I’m quite open about my atheism. Never had a problem. My entire family down there knows I’m an atheist.

I read a biography by a Muslim from Egypt a few years ago. The guy was a Muslim cleric, who was taking advanced courses at Al-Azhar university, the most respected religious university in the area. He was working on an advanced religious degree. It dawned on him that the Islamic rules were a double standard, not peaceful at all, and he started questioning his belief.

He started asking questions of others like “Why if Islam is peaceful do we teach X” and he was immediately brought before administration for questioning. He soon found himself imprisoned for his own good. Eventually there were attempts on his own life including by his family. Yes, his family wanted him dead. He eventually had to flee Egypt.

That’s a main stream religious institution. Sort of like Harvard or Yale here. That’s the guys family. That’s a trained cleric at the most respected Islamic institution in the world.

All observation is interpreted by theory. Does your theory about the effects of Islam on Muslims fit these examples. Mine does. Mine also encompasses your own experiences. I don’t expect most people to want to kill others unless influenced by an ideology.

Don’t for a minute think that they were tolerating your discussion because of Hoppean concerns for self ownership. Islam allows slavery, and slavery is still alive in some Muslim countries.

Hell one of the top clerics, Sheikh Saleh Al-Fawzan, in Saudi Arabia is calling for the return of slavery. He’s the guy who wrote the textbook “Monotheism” that is used in Saudi schools and here in the US to teach Saudi high school students studying abroad.

When he says, “Slavery is part of jihad, and jihad will remain as long there is Islam.”, he means it. Jihad being the process of converting the world to Islam by force.

Don’t for a minute think that they are tolerating your discussion because they believe you have the same rights as any Muslim. If so then why aren’t their laws different? Believe even less that they would stand up for your rights. Most won’t as is quite evident from what they protest. Beauty pageants get them out in droves. Kill a nun, not so much.

BTW, some the Muslims that I was working with lied to me about Islam. When I actually read the Qur’an it was quite different than they explained, as was Mohammad’s behavior, and also Islamic law.

When 9/11 happened and I started paying attention to actual conditions in their countries of origin, what their clerics preach, etc. I also realized they were lying about Islamic law, and beliefs. They have one face they show to the non-Muslim, and another for themselves.

Nope, my Muslim co-worker wasn’t kidding. It was a rare moment of honesty.

I certainly don’t trust your judgment if you honestly believe the chances of being beat to death over religion is higher in Alabama than Muslim countries. Start paying attention to the newspaper.

You think they are so tolerant but Muslims kill other Muslims over religion every day. Persecution of Bah’ia and Ahmadiyya is commonplace. Sunni kill Shia, and vice versa. Open your eyes. How the hell does that fit your theories on the influence of Islam, and it’s views on self ownership, and tolerance of free speech.

How many Baptists have blow up thousand year old (or even one year old) Catholic churches in Alabama lately?

You want me to start quoting Islamic clerics and the Qur’an on these subjects? Not guys on the fringe but the most respected clerics in the world. It won’t support your views.

You claim that there is no requirement for you to follow Allah’s law in Muslim countries but I think you are deluding yourself. Here’s an example that contradicts your belief. A story of a British woman who is charged with adultery for having a cup of tea with a man.

I just think you were under their radar. I’d like to see you try to date a woman in western style in one of those countries. It would serve you right if you rot in jail for acting as a apologist for Islam.

Likewise the behavior of most respected representatives of Muslim countries from around the world operating in the UN. You believe they are for free speech, and self ownership. Yet they are pushing through a resolution to ban free speech worldwide when it comes to their religion. Hows that for respect for argumentation?

Certainly you are out of touch with reality.

When I used to talk with my Wahabbi friend about libertarianism he would claim that Islam was for it all. “Yes, it is like this in Islam” and “These are the teachings of Mohammed.” Then however when he would speak later on some other occasion it would be something that completely contradicted what he had said earlier. Thing is he believes both at the same time.

For example, he told me a religious story which the “moral of the story” was “Kill for religion, not for personal reasons”. I tried to tell him that this was not a “good value” and in fact completely alien to libertarian values. He didn’t get it. In fact he was proud of the moral to this story and how Mohammad had enlightened this fellow.

Nor did he understand why a ban on charging interest was not contradictory with libertarianism. Nor the kind of oppression that goes on in Pakistan. Nor why placing gun turrets in civilian areas to fire on other innocent civilians isn’t right.

BTW, he’s one of the nicest people I know, to all appearances in normal social settings talking about most subjects, most of the time. I just know what to ask.

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Brian Macker March 15, 2009 at 9:22 am

I’m siding with Freeman on this. He hits the nail on the head with his article, The Trouble with Hoppe Which was in your link.

Hoppe’s argument fails philosophically in the same way that some of Ayn Rands “proofs” fail. In fact Hoppe’s argument sounds like a variation on Rand.

A slave might argue that he shouldn’t be whipped so hard, according to the rules, and this can be entirely compatible with his acceptance of the rules that placed him in slavery. He might really believe in might makes right, and that the strong should enslave the weak. He was proven weak by his capture.

If he argued for his freedom on the basis of freedom for all men that would be a different story. It would be a contradiction for him to be a slave owner in that case.

Not every argument entails freedom for all men. As is quite clear if you listen to Sheikh Saleh Al-Fawzan advocate the return of slavery for non-Muslims. He wants a return to enslaving non-Muslims in order to spread the faith. Clearly that argument does not entail any contradiction on his part, he’s Muslim.

One can be a consistent religious bigot or racist and advocate slavery.

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Brainpolice March 15, 2009 at 11:37 am

The criticisms of Hoppe in the Liberty Symposium article are mostly fairly spot on. Hoppe’s argumentation ethics is not valid for a number of reasons: it conflates is and ought, I.E. it confuses the fact that something is owned with the ethic that it should be owned, and it presupposes precisely what it tries to prove without making an extended argument for it. It ends up functioning as a way to actually avoid having to engage in extended argumentation, much like Stefan Molyneux’s universally preferable behavior.

But I will not give my full critique of it here – that’ll be reserved for part of my book.

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Brainpolice March 15, 2009 at 11:41 am

The fact of the matter is that the NAP, self-ownership and property rights are not axoimatic in that they are not irreducable first principles. They are derived from and intertwined with other principles. They cannot be reasonably substantiated without reference to other concepts, and hence they cannot be substantiated as axoimatic goods “in themselves”.

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Brainpolice March 15, 2009 at 11:54 am

Yes, I’ve decided against holding my silence.

The argument that “self-ownership” is implicitly proven via the act of argumentation itself is a confused misnomer because it conflates the fact that you excersize control over your person with “self-ownership” as an ethical concept, I.E. “self-ownership” as the idea that your person should not be controlled by others. These are two entirely different questions – “self-ownership” in the former sense is ontological, while “self-ownership” in the latter sense is ethical.

There is no way to directly and absolutely derive one from the other – the fact that I purposefully act, in and of itself, does not prove that others ought to not interfere with my action. At best, all it proves is that I purposefully act. Nor does the fact that I purposefully act inherently imply that I share a particular ethical theory of justified action (namely, an explicitly libertarian ethic of personal sovereignty).

Obviously, “self-ownership” in the ethical sense is not an ontological given, otherwise the world would inherently be libertarian already. Hence, “self-ownership” in the libertarian sense in by no means some sort of unavoidable fact of nature, since it is regularly transgressed upon. People might all purposefully act, but they do not have “full self-ownership” in the sense of a personal sovereignty from interference with their person by others.

The same goes for “property rights”. The fact that someone owns something in and of itself is not “property rights”, it’s simply ownership. The fact that someone currently owns something, in and of itself, is not a “proof of property rights” – unless your notion of “property rights” is “might makes right” or something along those lines. Clearly, libertarians do not wish to propose that “might makes right”, so this is rather confusing.

This rhetorical trickery implicit in argumentation ethics avoids having to actually make a positive case for these things – we can just assume them as an axoimatic given and poo-poo anyone who argues with us as if they are denying some sort of obvious metaphysical given at the level of “existance” itself.

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Roderick T. Long March 15, 2009 at 12:33 pm

I accept universalisability, but I think it needs to be grounded in something; it’s not a self-evident starting-point.

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Brainpolice March 15, 2009 at 12:50 pm

Thankyou for summing up the problem that way, Roderick. I also accept universalizability, but do not accept a strictly “axoimatic” approach to libertarianism.

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Brainpolice March 15, 2009 at 2:07 pm

I also cannot help but put foreward a problem I see with an ontological concept of “self-ownership”, as in the descriptive statement that “you own yourself” or “I own myself”, aside from the fact that it should not be conflated with “self-ownership” in an ethical sense (I can ontologically have “self-ownership” while being a slave).

I think that the performative contradiction argument may fail against the statement that “I don’t own myself, I am myself”. The statement is essentially rejecting “the self” as an absolute dualism: “There is only one me”. I could very well say that “I am owned by noone” or “I should be owned by noone”. The concept of “self-ownership” as a dualism can be questioned thus:

Is this an absolute mind/body dichotomy? Who is it that is doing the owning? If I own it, then it is not me, right? Or if I am owned, then I am not the owner, right? How can I be both the owned and the owner at the same time? Doesn’t the concept of property entail a relationality between owner and owned, but not an absolute unity (I.E. the owner does not become owned by what they own)?

Hence we reach the slippery slope of Cartesian mind/body and mind/matter dualism, and some form of monism (or perhaps something along the Lines of John Searle’s views on the mind) seems necessary to escape the trap. The idea that “the mind owns the body” seems a little strange to say the least. Furthemore, the body to my knowledge is not, in a libertarian paradigm, something to be traded or bought and sold in any literal sense.

It consequentially seems somewhat fallacious to concieve of personal sovereignty as a property right in and of itself, since it is not exactly the same as a property right in an external object. The independance of the subject itself is what’s in question. Presumably, by “self-ownership” we really intend to refer to something along the lines of “personal sovereignty” or “individual sovereignty”, which can more accurately be expressed as the idea that people cannot be owned, that they are not subject to the arbitrary decision-making power of others.

Argumentation ethics seems to conflate this ethical premise with an ontological and espistemological question of the existance and nature of “the self”.

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Curt Howland March 15, 2009 at 6:59 pm

Everybody knows 2+2=5, for extremely large values of 2.

The one and only reason 2+2 is generally equal to 4 is because we have pre-defined both 2 and 4.

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Brian Macker March 15, 2009 at 6:59 pm

Nobody owns people. Ownership is the right to exclusive control. Rights are established by agreement. We are already hardwired to control our own bodies. We need no agreement to establish what already exists. Thus we need no ownership of our bodies to control them. It’s a fact that we already do have control of ourselves.

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Danny Shahar March 15, 2009 at 8:39 pm
Michael A. Clem March 15, 2009 at 9:27 pm

I find Frank van Dun’s paper interesting, and I think it does deal with some of the objections raised. Ultimately, it seems as if AE “proves” its case only if one assumes that rational behavior is desirable, that is, if one wants to be rational, then libertarianism is the only rational, non-contradictory position. There is only one means to that particular end, and all other means fail to achieve that end. Of course, it does not prove that rational behavior is desirable, and certainly plenty of people choose not to be rational, but I would think there is enough empirical and historical data to show that rational behavior is indeed desirable.
Thus, once again, the context of an “absolute” statement (in this case, AE) must necessarily be limited for it to be true, otherwise it surely fails. The distinction or delimitation of this context seems to evade most people, including Murphy and Callahan.
My problem with AE may be that I don’t fully understand it (although Dun’s paper is illuminating), but it doesn’t really seem to be persuasive.

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chris george March 15, 2009 at 9:41 pm

“Nobody owns people. Ownership is the right to exclusive control. Rights are established by agreement. We are already hardwired to control our own bodies. We need no agreement to establish what already exists. Thus we need no ownership of our bodies to control them. It’s a fact that we already do have control of ourselves.”

You assume that “ownership” and “rights” exists. You could be right, but you might be wrong. Since you might be wrong, the argument that follows based on the assumption is invalid.

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impressive March 15, 2009 at 10:53 pm

This discussion has been nominated for the “Philosophical Epeen Flexing Comment Thread of the Year” award! Gratz to all involved!

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Dmitry Chernikov March 16, 2009 at 12:49 am
Peter March 16, 2009 at 6:51 am

Nobody owns people. Ownership is the right to exclusive control. Rights are established by agreement. We are already hardwired to control our own bodies. We need no agreement to establish what already exists. Thus we need no ownership of our bodies to control them. It’s a fact that we already do have control of ourselves.

Which, as you said, is the definition of ownership – therefore we own outselves. QED.

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Brainpolice March 16, 2009 at 2:31 pm

“Which, as you said, is the definition of ownership – therefore we own outselves.”

To me, the definition of ownership inherently signifies a relationship between a person and an object. Therefore, we cannot possibly own ourselves, because we are the person/subject. If you are to say that “we” are doing the owning, then it cannot be “us” that is owned. If you are to say that “we” are the owned, then it cannot be “us” that is doing the owning. Welcome to the logical trap of self-ownership as a dualism.

Also, note what was said in the statement you were responding to: he said that ownership is the RIGHT to exclusive control. Not the FACT of exclusive control per se. He’s saying that, by default, we already do in some sense have such control. However, this doesn’t prove the RIGHT to exclusive control, all it proves is what we already knew – that we purposefully act. You’re conflating the fact that people purposefully act with the ethic of personal sovereignty.

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FTG March 16, 2009 at 5:26 pm

I also cannot help but put forward a problem I see with an ontological concept of “self-ownership”, as in the descriptive statement that “you own yourself” or “I own myself”, aside from the fact that it should not be conflated with “self-ownership” in an ethical sense (I can ontologically have “self-ownership” while being a slave).

You can be a slave in a voluntary way (accept a masters orders) or you can be slaved by someone by force. Either way, you accept self-ownership and sovereignty by accepting being a slave or not accepting being a slave. The point of the argument is that you cannot avoid having self ownership because the contrary is impossible – you cannot own someone’s else body with your mind, nor can the master control his slave’s body with his mind – he has to resort to COERCION in order to achieve a result, but only because YOU as a slave own you own body. The master requires your acquiescence, otherwise he gets nothing, precisely because he cannot OWN your body.

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Brian Macker March 16, 2009 at 5:50 pm

Peter,
“Which, as you said, is the definition of ownership – therefore we own ourselves. QED”

Nope. Ownership is the right to control, not direct control. Otherwise if I steal your car I am the owner. Control and right to control are different things.

“You assume that “ownership” and “rights” exists. “
Because they do just like marriage exists.

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Brainpolice March 16, 2009 at 6:46 pm

“You can be a slave in a voluntary way (accept a masters orders) or you can be slaved by someone by force. Either way, you accept self-ownership and sovereignty by accepting being a slave or not accepting being a slave. The point of the argument is that you cannot avoid having self ownership because the contrary is impossible – you cannot own someone’s else body with your mind, nor can the master control his slave’s body with his mind – he has to resort to COERCION in order to achieve a result, but only because YOU as a slave own you own body. The master requires your acquiescence, otherwise he gets nothing, precisely because he cannot OWN your body.”

I’m sorry, but Walter Block’s “voluntary slavery” notion is confused. Slavery qua slavery is not voluntary, and it is impossible to alienate the will from the body. Hence, rights are inalienable.

Once again, my entire point is that you are redefining “self-ownership” to be an ontological thing, the mere fact that you have a will and purposefully act. But that is not “self-ownership” as an ethic of personal sovereignty.

“Self-ownership” as an ethic of personal sovereignty is NOT intrinsic, it’s a goal. The fact that you cannot directly control someone’s mind doesn’t mean that the person actually has personal sovereignty. All it means is that that have their own will. Having a will does NOT equal “self-ownership” in an ethical sense.

When libertarians speak of “self-ownership”, presumably they do not meant to imply that we are inherently free in this way. The entire fallacy of the Hoppean argument is that it is conflating is and ought. It conflates the fact of purposeful action with the sovereignty to act without interference.

The fact that I have a will is not “proof of self-ownership”, it’s proof that I have a will. The notion that the fact that I have a will is “proof” of the ethic that my person should not be infringed upon is simply philosophically absurd. The idea that a slave is a “self-owner” in a libertarian sense is outrageous.

This entire thing is based on bad philosophy.

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Brainpolice March 16, 2009 at 6:59 pm

This entire confusion can be cleared up if people would accept that ethics are not ontological facts. Argumentation ethics blatantly conflates libertarian ethics with ontological facts.

That I physiologically have control of my own body may be an ontological fact, but that is not the same thing as “self-ownership” as an ethic of personal sovereignty. I could physiologically have control of my own body while being a slave, and thus to argue that I am “free” or that the ethic that I should be “free” is implicitly proven by the fact that I act as such is to conflate ethics and ontology.

While it might be true that having such a physiological capacity to purposefully act is a logical prerequisite for having rights, the capacity itself is not what it means to have rights. Rights are not intrinsic in this sense – we do not all inherently have the *actualization* of rights, otherwise there would be no need to talk of them prescriptively and we’d all already live in a purely libertarian world.

Hence, the attempt to “prove” such ethical propositions *as if* they are ontological facts of nature, as if they are intrinsic properties that we have, is to completely drop context and try to derive an is from an ought in an absurd way. If they were ontological facts, then they would not be ethical propositions in the first place, it would just be an inherent trait.

Using such a method, one could argue thus: I have control over America, therefore this proves that I have an objective right to control America. There is no absolute or direct logical connection between the two, this is just bare fallacious assertion. The same goes for “I have property, therefore I have an objective right to this property”. Oh, yea? What if it’s a thief’s property? This is context-dropping and oversimplification to the Nth degree.

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Peter March 16, 2009 at 11:35 pm

I do not. The principles of argumentation have nothing whatsoever to do with such basic arithmetic.

Ever heard of this little thing called a “proof”; I hear mathematicians are big on those.

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Peter March 17, 2009 at 12:04 am

No he was being honest. It was a quite serious discussion. He’s a Wahhabi. We’re you in Pakistan, or one of the Muslim countries like Indonesia that received an Islam mollified by having to pass through many other cultures?

If he told you you’d be killed if you went to Pakistan he wasn’t being honest. I was in Indonesia for four years and Abu Dhabi (United Arab Emirates) for two. I’ve never been to Pakistan, but I know people who’ve been there (many times), and they all came back alive and well.

That’s also why they hate Israel. Islam is rabidly anti-semetic.

That’s hilarious, since the majority of Muslims (Arabs) are Semitic. And historically, Jews have been better treated in Muslim lands than in Christian lands.

You claim that there is no requirement for you to follow Allah’s law in Muslim countries. […] I just think you were under their radar.

Nope. During Ramadan, police go around cafes and restaurants making sure there are no locals eating lunch, etc. They don’t bother the foreigners.

Likewise the behavior of most respected representatives of Muslim countries from around the world operating in the UN. You believe they are for free speech, and self ownership.

I do? That’s news to me; I thought I believed the polar opposite! I’m not saying Islam is a good thing – it isn’t. No religion is. All I’m saying is you don’t need to cower under your bed fearing you’ll be killed by any Muslim you meet. No need to demonize them.

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Peter March 17, 2009 at 12:07 am

Nope. Ownership is the right to control, not direct control. Otherwise if I steal your car I am the owner. Control and right to control are different things.

You’re suggesting we don’t have a right to control ourselves?

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Michael A. Clem March 17, 2009 at 11:57 am

Let me try a paraphrase of AE and see if it makes sense–correct me if I’m wrong about what it says.
Essentially, nothing can be justified without making an argument in favor of it. Argumentation requires certain assumptions or premises that are basically libertarian in nature, and thus, any argument against libertarianism is a logical contradiction (or performative contradiction). No non-libertarian position can be justified, and thus, no non-libertarian position is legitimate, but requires coercion to be put into practice.
Does that sound about right? If so, it seems logically correct, leaving its only possible weakness in the premises that argumentaion supposedly requires. However, one must also consider what one means by “winning” the argument, and succeeding at justifying it, because that part seems rather vague. People are not equal in their arguing abilities, and people certainly do argue for contrary positions–how do we know when an argument succeeds or fails?

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Dmitry Chernikov March 18, 2009 at 1:05 pm

Mitchell Jones writes: “Being alive surely presupposes access to food; but, just as surely, it does not presuppose that you have a right to access to food, or even that the particular food to which you have access is yours by right. (Consuming stolen food can sustain life and the ability to argue.)” This is reminiscent of Rothbard: “Similarly, if someone says that every man has a ‘natural right’ to three square meals a day, it is glaringly obvious that this is a fallacious natural law or natural rights theory; for there are innumerable times and places where it is physically impossible to provide three square meals for all, or even for the majority, of the population.” (The Ethics of Liberty, 43) But perhaps in order to argue as efficiently as possible, the debaters need three square meals a day. Has Hoppe proven too much again?

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Brian Macker March 18, 2009 at 8:58 pm

Peter,

“That’s hilarious, since the majority of Muslims (Arabs) are Semitic.”

No, what’s hilarious is that I know what Semitic means but you don’t know what antisemitic means. Hint: hotdogs aren’t made of dog meat.

“All I’m saying is you don’t need to cower under your bed fearing you’ll be killed by any Muslim you meet. No need to demonize them.”

I don’t. I was making a point about Islamic philosophic grounding. You were too dense to get that. It was a discussion about the philosophical basis of Islam, not Muslims in general. I said, “Islam for instance doesn’t care about self ownership.” It doesn’t. Islam advocates murder and force in dealing with non-believers.

The “they” in my comment refers to those who take these religious rules seriously. There are plenty of those. Historically Islam has killed over 90 million people.

Suppose I had said the following:

“Communism for instance doesn’t care about property rights. Property is owned by the State, and if you are not following the States rules then you are wrong. No argument about it, they just take your stuff and if you resist, kill you.”

Would you then feel obligated to inform me that “most communists are nice people, and wouldn’t think of trying to steal my stuff, or murder me”. Would you inform me how you had traveled to the USSR and not once been put in the Gulag. Do you really need to go out of your way to do that?

You need to start reading anti-Islamic writing the same way you’d read anti-communist writing.

I’ll badmouth Islam and those who kill in it’s name all I want.

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Brian Macker March 18, 2009 at 11:37 pm

“You’re suggesting we don’t have a right to control ourselves?”

No, I’m saying that our self control does not amount to ownership. You don’t need a right to control yourself because your control is inalienable.

I think this is a case where the English language is a stumbling block preventing communication. There is a subtle equivocation that is going on in this conversation because we do not have separate words for the kind of external control over inanimate objects we have, and the kind of internal control we have of our bodies.

Let’s use the word animatrol to refer specifically and exclusively to the kind of internal control we have over our selves (our body which includes our brain and thus our thoughts). Let’s use the word extrol to mean external control.

Now be careful. I am pretending that we are using a language in which it makes no sense to literally say “I animatroled my self”. Because that would imply that they our bodies are external to ourselves. It would be like saying, “I run passed my self”, since you can only run passed external objects.

Individuals animatrol of them selves is not alienable. As actors we cannot turn over the animatrolation of our bodies to others. Nor can we turn over animatrolation of our minds to others (in the sense of controlling our thoughts since I mean a broader control than mere body part movement).

A right is an entitlement. In the case of ownership the entitlement is to exclusive extrol of some entity. We need this exclusivity because it is possible for several different actors to simultaneously try to extrol an object, and in ways that conflict.

In the case of extrol ownership in this sense is possible. It is possible to have an entitlement to exclusivity of extrol of some entity. The entitlement prevents conflict of uses, and also conflicts of plans.

The whole purpose of the ownership, the entitlement, is to prevent the conflict of uses, and plans. That’s what justifies it.

Since extrol is external it is also possible to give or trade away the entitlement to such extrol, or merely immediate active extrol of an object.

Since it is impossible for someone to animatrol another persons self (or body) the issue of exclusivity doesn’t even arise. There is no need to resolve a conflict here. There is no need to entitle you to animatrol of yourself because no one else can animatrol you, nor can your animatrolation be alienated. Nor can you give or trade away your animtrol.

So not only can’t you own animtrol, you can sell it, nor give it away. Nor is there any potential conflict over it. In other words you cannot own yourself.

Now it is possible for others to treat a slave as if he were an inanimate object. They can certainly attempt extrol over him.

It also makes sense with regards to other actors (slave masters) that they will want the entitlement to exclusive extrol over the slave in order to eliminate conflict. They might even want to give or trade the entitlement to extrol of the slave to others. In other words, the word ownership in slavery makes sense if the slave is treated as an inanimate object, not as another actor.

There are a problem with this that cause it not to be true ownership. The problem is that the slave is not an inanimate object.

Slaves exhibit animatrol, internal control. Thus they do have control over themselves even if they don’t have ownership over themselves, as I stated above. As you will see they don’t need to have self ownership in order to make the slave masters claims to true ownership false.

The slaves animatrol, internal control, can and will conflict with any extrol, external control, attempted by the slaver. All that need happen is for the slave to have different goals or plans. Even if harmonious at one time it can still come to conflict when the slave and the masters interests diverge. Since a person cannot alienate their animatrol this is always a potential even if they are “willing slaves”.

A slave is also an actor in exactly the same sense as your potential slave master. Thus the kind of ownership of slavery does not in fact resolve all conflicts of control between all actors. There is still the conflict between the owner and the slave.

Thus slave ownership does not resolve conflicts of uses and plans.

The owners claim of entitlement to exclusive extrol, and thus control, over the slave’s self is in fact impossible. The slave is in fact an actor whose uses and plans for his own self will conflict with the slavers.

Since this entitlement does not fully serve the purpose of ownership it is not true ownership. It rests on the falsehood that other actors are inanimate.

The only possible way to resolve this conflict is not through exclusivity of extrol, a false ownership, but through freedom.

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Jeremy L. July 5, 2009 at 9:02 pm

This similarity reflects the tradition of German language philosophy shared by both Mises and Habermas (originator of argumentation ethics). They both explicitly acknowledge enormous debts to Kant.

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